Res No 095-20-15535RESOLUTION NO.: 095-20-15535
A Resolution authorizing the City Manager to negotiate and enter into a contract with Unitec
Inc., for the construction of bicycle lanes with separation along SW 64th Street from SW 62nd
Avenue to SW 57th Avenue.
WHEREAS, the City Mayor and Commission desire to enhance the existing transportation system and
mobility choices available to residents, workers, and visitor to the City; and
WHEREAS, the Mayor and City Commission wish to provide people with sustainable, safe and effective
alternatives to personal motorized vehicles; and
WHEREAS, this project was approved by Commission in the South Miami Intermodal Transportation Plan;
and
WHEREAS, the City received funding participation from the Miami -Dade County Public Housing
Community Development block grant (CDBG) in the amount of $354,916 of which a total of $ 294,916 are dedicated
to the construction cost phase and $60,000 were expended in the design phase; and
WHEREAS, an Approval of the bid package was received from the Public Housing and Community
Development on June 5, 2020; and
WHEREAS, to improve mobility and encourage safer passing behaviors, the City developed a design and
prepared necessary construction documents for the construction of bicycle lanes with separation along SW 64th
Street from SW 62nd Avenue to SW 57th Avenue; and
WHEREAS, a design and construction documents were developed and approved by City Staff and Miami -
Dade County Department of Transportation and Public Works; and
WHEREAS, the City received a total of nine (9) proposals in response to a construction solicitation; and
WHEREAS, pursuant to a competitive selection process, it was determined that that the lowest bidder was
deemed non -responsive; therefore, Unitec Inc., the second lowest bidder submitted a cost proposal in the amount
of $358,444.65 that was determined to be the most responsive and most cost effective; and
WHEREAS, the Mayor and City Commission desire to authorize the City Manager to negotiate and enter
into a contract with Unitec Inc., Inc for the construction of Bicycle lanes with separation along SW 64th Street from
SW 62nd Avenue to SW 57th Avenue for a total amount not to exceed $398,457 with no contingency.
WHEREAS, the expense for this project shall be charged $ 293,916 to the to the Community Development
Block Grant (CDBG) Fund account number 120-3306-541-6450 which has a balance of $293,916 prior to this
request, $1,000 to the Community Development Block Grant (CDBG) Fund account number 120-3306-541-3450
which has a balance of $1,000 prior to this request and $103,541 to the People Transportation Tax Fund account
number 124-1730-541-6490, which has a balance of $838,433.65 prior to this request.
NOW THEREFORE, BE IT RESOLVED BY THE MAYOR AND CITY COMMISSIONERS OF THE CITY OF SOUTH
MIAM1, FLORIDA:
Section 1. The foregoing recitals are hereby ratified and confirmed as being true and they are incorporated
into this resolution by reference as if set forth in full herein.
Page 1 of 2
Resolution No. 095-20-15535
Section 2. The City Manager is authorized to negotiate the price, terms and conditions and to execute a
contract with Unitec Inc., for the construction of Bicycle lanes with separation along SW 64th Street from SW 62nd
Avenue to SW 57th Avenue for a total amount not to exceed $398,457 with no contingency. A copy of the approved
form of contract is attached. The expenditure shall be charged $ 293,916 to the to the Community Development
Block Grant (CDBG) Fund account number 120-3306-541-6450 which has a balance of $293,916 prior to this
request, $1,000 to the Community Development Block Grant (CDBG) Fund account number 120-3306-541-3450
which has a balance of $1,000 prior to this request and $103,541 to the People Transportation Tax Fund account
number 124-1730-541-6490, which has a balance of $838,433.65 prior to this request.
Section 3. Corrections. Conforming language or technical scrivener -type corrections may be made by the
City Attorney for any conforming amendments to be incorporated into the final resolution for signature.
Section 4: Severability. If any section, clause, sentence, or phrase of this resolution is for any reason held
invalid or unconstitutional by a court of competent jurisdiction, the holding shall not affect the validity of the
remaining portions of this resolution.
Section 5: Effective Date: This resolution shall become effective immediately upon adoption.
PASSED AND ADOPTED this 401 day of August. 2020.
ATTEST: APPROVED:
P
CITY C RK AYOR
READ AND APPROVED AS TO FORM,
LANGUAGE, LEGALITY AND EXECUTION
THERE r
CITY -�rTORNEY
COMMISSION VOTE:
5-0
Mayor Philips:
Yea
Vice Mayor Welsh:
Yea
Commissioner Harris:
Yea
Commissioner Liebman:
Yea
Commissioner Gil:
Yea
Page 2 of 2
Agenda Rem NoA.
City Commission Agenda Item Report
Meeting Date: August 4, 2020
Submitted by: Aurelio Carmenates
Submitting Department: Public Works & Engineering
Rem Type: Resolution
Agenda Section:
Subject:
A Resolution authorizing the City Manager to negotiate and enter into a contract with Unitec Inc., for the
construction of bicycle lanes with separation along SW 64th Street from SW 62nd Avenue to SW 57th Avenue.
3/5 (City Manager -Public Works & Engineering)
Suggested Action:
Attachments:
Memo for Con st Award for Bike Ln SW 64st (57-62Av) 7-24-20.docx
Reso for Const Award for Bike Ln SW 64st (57-62Av) 7-24-20.docx
FINAL RFP PW2020-14Install Of Bike Lanes6.22.20.pdf
Proposal Summary RFPPW2020-14721.20.pdf
UNITEC Bidding Document (13).PDF
PHCD Approval Bid Pack SW 64st Bike Lns 57-62 Ave.pdf
South Miami
THE CITY OF PLEASANT LIVING
CITY OF SOUTH MIAMI
OFFICE OF THE CITY MANAGER
INTER -OFFICE MEMORANDUM
To: The Honorable Mayor & Members of the City Commission
FROM: Shari Karnali, City Manager
DATE! August 4, 2020
SUBJECT: A Resolution authorizing the City Manager to negotiate and enter into a contract with
Unitec Inc., for the construction of bicycle lanes with separation along SW 64th Street
from SW 62nd Avenue to SW 57th Avenue.
BACKGROUND: The City desires to enhance the existing transportation system and mobility choices
available to residents, employees and visitors to the City. To improve the mobility
choices the City developed a design and prepared necessary construction documents
for installation of bicycle lanes with separation along SW 64`h Street between SW 62nd
Avenue to SW 57`h Avenue. The City received funding participation from the Miami -
Dade County Community Development block grant (CDBG) in the amount of $354,916
of which a total of $ 294,916 are dedicated to the construction cost phase and $60,000
were expended in the design phase.
The City received a total of nine (9) proposals in response to a solicitation. Pursuant to
review, it was determined that the lowest bidder was deemed non -responsive;
therefore, Unitec Inc., the second lowest bidder is the most responsive and responsible
bidder for this proposal. Below are the top three proposals received:
Contractor
Bid Price
Graphlex Signage
$ 46,680.00
Unitec, Inc
$398,457.00
JVA Engineering Construction Inc.
$400,000.00
An Approval of the bid package was received from the Public Housing and Community
Development on June 5, 2020.
AMOUNT: Amount not to exceed $398,457 with no contingency
FUND & AccouNT: The expenditure shall be charged $ 293,916 to the to the Community Development
Block Grant (CDBG) Fund account number 120-3306-541-6450 which has a balance of
$293,916 prior to this request, $1,000 to the Community Development Block Grant
(CDBG) Fund account number 120-3306-541-3450 which has a balance of $1,000 prior
to this request and $103,541 to the People Transportation Tax Fund account number
124-1730-541-6490, which has a balance of $838,433.65 prior to this request.
ATTACHMENTS: Resolution
RFP PW2020-14 Construction Documents with Exhibits
RFP PW2020-14 Proposal Summary
Page 1 of 2
2
South Miami
THE CITY OF PLEASANT LIVING
CITY OF SOUTH MIAMI
OFFICE OF THE CITY MANAGER
INTER -OFFICE MEMORANDUM
Unitec Inc., Bid Documents
Miami -Dade County PHCD Approval Letter for Bid Package.
Page 2 of 2
EXHIBIT 5
CONSTRUCTION CONTRACT
SW 64T" STREET FROM SW 62ND AVE TO SW 57T" AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
THIS CONTRACT was made and entered into on this 17th day of July 20 20
by and between Unitec Inc. (hereafter referred to as
"Contractor"), and the City of South Miami (hereafter referred to as "Owner"), through its City Manager (hereafter
referred to as "City").
WITNESSETH:
i hat, Contractor, for the consideration hereinafter fully set out, hereby agrees with Owner as follows:
I. Contractor must furnish all labor, materials, equipment, machinery, tools, apparatus, transportation and any
other items necessary to perform all of the work shown on and described in the Contract Documents and
must do everything required by this Contract and the other Contract Documents hereinafter referred to
as the Work.
2. The Contract Documents must include this Contract, General Conditions to the Contract, if any, the
drawings, plans, specifications and project manual, if any, any supplementary or special conditions, other
documents referring to this contract and signed by the parties, the solicitation documents ("hereinafter
referred to as "Bid Documents") and any documents to which those documents refer which are used by
Owner as well as any attachments or exhibits that are made a part of any of the documents described
herein.
3. Contractor must commence the Work to be performed under this Contract on a date to be specified in a
Notice to Proceed and must complete all Work hereunder within the length of time set forth in the
Contract Documents.
4. Owner hereby agrees to pay to Contractor for the faithful performance of this Contract, subject to additions
and deductions as provided in the Contract Documents and any properly approved, written change orders,
in lawful money of the United States, the Lump Sum amount of.
Three hundred ninety-eight thousand, four hundred fifty-seven Dollars ($ 398,457 , 00j
(Spell ovWAffxn ,cam) ("Contract Price").
5. The expenses of performing Work after regular working hours, and on Sunday and legal holidays must be
included in the Contract Price, The City may demand, at any point in time, that any part, or all, of the Work
be performed after regular working hours. In such event, the Respondent will have no right to additional
compensation for such work However, nothing contained herein authorizes work on days and during hours
that are otherwise prohibited by ordinance unless specifically authorized or instructed in writing by the City.
6. 1f the Work is expected to require more than one month, Owner will make monthly partial payments to
Contractor on the basis of a duly certified and approved schedule of values for the Work performed
during each calendar month by Contractor, less the retainage (all as provided for in the Contract
Documents), which is to be withheld by Owner until completion and acceptance of the complete project in
accordance with this Contract and the other Contract Documents and until such Work has been accepted
by the City.
7. Upon submission by Contractor of evidence satisfactory to Owner that all labor, material, and other costs
incurred by Contractor In connection with the construction of the Work have been paid in full, and after
compliance with the terms for payment provided for in the Contract Documents, final payment on account
of this Contract must be made within sixty (60) calendar days after the completion by Contractor of all
Work covered by this Contract and the acceptance of such Work by Owner.
8. The Work must be completed in 120 calendar days. In the event that Contractor fails to complete the
Work within the time limit stipulated in the Contract Documents, or the extended time limit agreed upon,
in accordance with the procedure as more particularly set forth in the Contract Documents, liquidated
damages must be paid by Contractor at the rate of $2,500.00 dollars per day,
9. It is further mutually agreed between the parties hereto that if a Payment and/or Performance Bond ("Bond")
is required and if, at any time after the execution of this Contract and the Bond for its faithful performance
and payment, the City deems the Surety or Sureties upon such bond(s) to be unsatisfactory, or if, for any
reason such bond ceases to be adequate to cover the performance of the Work or payment to
subcontractors and suppliers, Contractor mygg gJ yt9Txpense within five (5) business days after the receipt
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of notice from the City so to do, furnish an additional bond or bonds in such form and amount and with
such Surety or Sureties as are satisfactory to the City. In such event, no further payment to Contractor
will be deemed to be due under this Contract until such new or additional security for the faithful
performance of the Work is furnished in the manner and in the form satisfactory to the City.
10. No additional Work or extras may be done unless the same is duly authorized in writing, and in advance
of the work by appropriate action by the City and in accordance with the Contract Documents,
I I.The date that this contract was "made and entered into' and its effective date is the date that the contract is the
signed by the City or, if the contract is required to be approved by resolution of the City Commission, then the
Effective Date is the date of the resolution approving the Contract whichever is the later date.
IN WITNESS WHEREOF, the parties hereto have executed this Contract on the day and date set
forth next to their name below and may be signed in one or more counterparts, each of which will, without proof
or accounting for the other counterpart, be deemed an original Contract.
CONTRACTOR: U 1ttsc Inc. \
Signature:
Print Signatory's Name:
Katiuska Hurles
Tide of Signatory. President
ATTESTED OWNER: CITY F SOUTH M MI
Signature: Signature: _. -
Nken A. Pay Shari Karnali
City Clerk City Manager
Read and Approved as to Form, Language,
Legality, and Execution Thereof: n
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EXHIBIT 6
CONSTRUCTION CONTRACT
GENERAL CONDITIONS
SW 64T" STREET FROM SW 62"D AVE TO SW 57T" AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
ARTICLE I — DEFINITIONS
Whenever used in these General Conditions or in the other Contract Documents, the following terms have the
meaning indicated. These definitions always apply when the section of the Contract specifically refers to this
Article for the purpose of interpreting a word or group of words in that section of the Contract Document.
However, when the section of the Contract, where the word to be defined is used, does not specifically refers to
this Article to define the word or group of words, the definitions contained in this Article will not apply unless the
word or group of words, in the context of it or their use in the Contract Document in question, istare ambiguous
and open for interpretation. In addition, these definitions do not apply to interpret terms in a specific provision of
a Contract Document if that specific provision contains a definition of the term in question:
Addenda: Written or graphic documents issued prior to the Bid Opening which modify or interpret the Contract
Documents, Drawings and Specifications, by addition, deletions, clarifications, or correction.
Application for Payment: A form approved by the City's consultant (CONSULTANT), if any, or the City Manager
which is to be used by CONTRACTOR in requesting progress payments.
Ed The offer or proposal of the Bidder submitted on the prescribed form setting forth the prices and other
terms for the Work to be performed.
Bidder. Any person, firm or corporation submitting a response to OWNER's solicitation for proposals or bids for
Work.
Bid Documents: The solicitation for bids or proposals and all documents that make up the solicitation including
the instructions, form of documents and affidavits.
Bonds: Bid bond, performance and payment bonds and other instruments of security, furnished by
CONTRACTOR and its surety in accordance with the Contract Documents and in accordance with the laws of
the State of Florida.
Change Order A written order to CONTRACTOR signed by the City Manager authorizing an addition, deletion
or revision in the Work, or an adjustment in the Contract Price or the Contract Time issued after execution of
the Contract.
Work Order Proposals: Written proposals from CONTRACTOR in response to orders or request for work
based on the Scope of the Work provided by OWNER to CONTRACTOR. The proposal includes line item
pricing, where there are multiple locations, and the timeframe for completing the work.
QV, The City Manager for the City of South Miami, 6130 Sunset Drive, South Miami, FL 33143, or manager's
designee, unless the context wherein the word is used should more appropriately mean the City of South Miami.
City Manager. Includes the City Manager's designee.
Construction Observer: An authorized representative of CONSULTANT, if any, or otherwise a representative of
OWNER assigned to observe the Work performed and materials furnished by CONTRACTOR. CONTRACTOR
will be notified in writing of the identity of this representative.
Contract Documents: The Contract Documents include the Contract between OWNER and CONTRACTOR,
other documents listed in the Contract and modifications issued after execution of the Contract as well as all Bid
Documents including but not limited to the solicitation for Bid, CONTRACTOR'S Bid, the Bonds, Insurance
endorsements, Insurance Certificates and policies, the Notice of Award, the Notice to Proceed, the General
Conditions, Special Conditions, if any, any Supplementary Conditions, the Technical Specifications, Drawings,
including any incorporated specifications, addenda to the drawings issued prior to execution of the Contract,
Change Orders, Construction Change Directives and any written order for a minor change in the Work, and
written modifications to any of the Contract Documents.
Contract Price: The total moneys payable to CONTRACTOR pursuant to the terms of the Contract Documents.
Contract Time: The number of calendar days stated in the Contract for the completion of the Work.
Contracting Officer: The individual who is authorized to sign the contract documents on behalf of OWNER.
CONTRACTOR: The person, firm or corporation with whom OWNER has executed the Contract.
CONSULTANT: The person identified as CONSULTANT in the Supplementary Conditions or, if none, then
OWNER's designated representative as identified in the Supplementary Conditions.
A period of twenty-four hours measured from the beginning of the day at 12:01 a.m. and it will be presumed
to be a calendar day unless specifically designated as 4&p§ day.
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PUs: The number of twenty-four (24) hour periods following the event to which the word "days" refers
commencing at 12:01 a.m. at the start of the next day. Therefore, in computing any period of time prescribed or
allowed by the Contract Documents, the day of the act, event or default from which the designated period of time
begins to run will not be included. The last day of the period so computed will be included unless it is a Saturday,
Sunday or legal holiday, in which event the period will run until the end of the next business day that is not a
Saturday, Sunday or legal holiday.
Defective Work: Work that is unsatisfactory, faulty, or deficient in that it does not conform to the Contract
Documents, or does not meet the requirements of any applicable inspection, reference standard, test, or approval
referred to in the Contract Documents, or has been damaged prior to CONSULTANT'S recommendation of final
payment (unless responsibility for the protection thereof has been delegated to OWNER); substitutions that are
not properly approved and authorized, any deficiency in the Work, materials and equipment; materials and
equipment furnished under the Contract that are not good quality and new unless otherwise required or
permitted by the Contract Documents.
Drawing5; The drawings which show the character and Scope of the Work to be performed and which have been
prepared or approved by CONSULTANT, or if none, then by an architect or engineer hired by City Manager and
are referred to in the Contract Documents.
Field Order. A written order issued by CONSULTANT which clarifies or interprets the Contract Documents in
accordance with Paragraph 9.3 or orders minor changes in the Work in accordance with paragraph 10.2.
Modification: (a) A written amendment of the Contract Documents signed by both parties, (b) a Change Order
signed by both parties, (c) a written clarification or interpretation if issued by CONSULTANT in accordance with
paragraph 9.3 or (d) a written order for minor change or alteration in the Work issued by CONSULTANT
pursuant to Paragraph 10.2. A modification may only be issued after execution of the Contract, it must be in
writing and signed by the party against whom the modification is sought to be enforced.
Nonconforming Work means work that does not conform to the Contract Documents and includes work that is
unsatisfactory, faulty, or deficient or that does not meet the requirements of any applicable inspection, reference
standard, test, or that does not meet any approval required by, or referred to in, the Contract Documents, or
work that has been damaged prior to CONSULTANT's recommendation of final payment (unless responsibility for
the protection thereof has been assumed in writing by OWNER).
Notice of Award: The written notice by City Manager to the apparent successful Bidder stating that upon
compliance with the conditions precedent to be fulfilled by it within the time specified, City Manager will execute
and deliver the Contract to him.
Notice to Proceed: A written notice given by City Manager to CONTRACTOR (with copy to CONSULTANT)
fixing the date on which the Contract Time will commence to run and on which CONTRACTOR must start to
perform its obligations under the Contract Documents.
Owner. The City of South Miami.
Person: An individual or legal entity.
Prroiect: The entire construction operation being performed as delineated in the Contract Documents.
Policy: The term "policy" as used in the Contract Documents means the insurance binder, if it is issued, the
declaration page of the policy and the body of the policy, including all endorsements.
FFP: Request for Proposal.
Scope of Services. This phrase refers to the scope of the services or work to be performed and it has the same
meaning as Scope of the Work unless the context in which the phase is used clearly means otherwise.
Shop Drawings All drawings, diagrams, illustrations, brochures, schedules and other data which are prepared by
CONTRACTOR, a Subcontractor, manufacturer, supplier, or distributor, and which illustrate the equipment,
material or some portion of the work and as required by the Contract Documents.
Samples: Physical examples which illustrate materials, equipment or workmanship and establish standards by which
the Work will be judged.
Specifications: Those portions of the Contract Documents consisting of written technical descriptions of
materials, equipment, construction systems, standards and workmanship as applied to the Work.
Subcontractor. An individual, firm or corporation having a direct contract with CONTRACTOR or with any
other Subcontractor for the performance of a part of the Work at the construction site.
Substantial Completion: The date, as certified by CONSULTANT, when the construction of the Project or a
certified part thereof is sufficiently completed, in accordance with the Contract Documents, so that the Project, or
a substantial part, can be utilized for the purposes for which it was intended without restriction or limitation to
any degree, other than for the repair of minor "punch list" items; or if there be no such certification, the date
when final payment is due in accordance with paragraph 14.9. However, in no event will the project or portion
thereof, be deemed to be substantially completed until a certificate of occupancy or certificate of use is lawfully
issued by the applicable governmental agency. A certificate of Substantial Completion, issued by CONSULTANT,
will be null and void if it is based on false, misleading or inaccurate information, from any source, or when it would
162 of 193
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not have been issue but for the consideration of Work that is thereafter found to be defective to a degree greater
than that which would normally to be considered by City Manager to be minor "punch list" work.
Supplier: Any person or organization who supplies materials or equipment for the Work, including the fabrication
of an item, but who does not perform labor at the site of the Work.
Surety The individual or entity who is an obligor on a Bond and who is bound with CONTRACTOR for the full
and faithful performance of the Contract and for the payment of all labor, services and materials used on the
project.
Work: Any and all obligations, duties and responsibilities necessary for the successful performance and completion
of the Contract
Notice: The term "Notice" as used herein means and includes all written notices, demands, instructions, claims,
approvals and disapprovals required to obtain compliance with Contract requirements. Written notice will be
deemed to have been duly served if delivered in person to the individual or to a member of the firm or to an
officer. of the corporation for whom it is intended, or to an authorized representative of such individual, firm, or
corporation, or if delivered at or sent by registered mail to the last known business address. Unless otherwise
stated in writing, any notice to or demand upon OWNER under this Contract must be delivered to City Manager
and CONSULTANT.
ARTICLE 2 — PRELIMINARY MATTERS
Award:
2.1 The City Manager reserves the right to reject any and all Bids, at its sole discretion. Bids will be
awarded by OWNER to the lowest responsive and responsible Bidder. No Notice of Award will be given
until the City Manager has concluded its investigation, as it deems necessary, to establish, to the
satisfaction of the City Manager, which Bidder is the most responsive and responsible of all the Bidders to
complete the Work within the time prescribed and in accordance with the Contract Documents. The
City Manager reserves the right to reject the Bid of any Bidder who is not believed to be, in the sole
discretion and satisfaction of City Manager, to be sufficiently responsible, qualified and financial able to
perform the work. In analyzing a Bid, the City Manager may also take into consideration alternate and unit
prices, if requested by the Bid forms. If the Contract is awarded, the City Manager will issue the Notice of
Award and give the successful Bidder a Contract for execution within ninety (90) day after opening of
Bids.
Execution of Contract:
2.2 At least four counterparts of the Contract, the Performance and Payment Bond, the Certificates of
Insurance, the Binder of Insurance if issued, the Insurance Declaration Page if not included in the Policy of
Insurance, the Policy of Insurance required by the Contract Documents, the written notice of designated
supervisor or superintendent as provided in Section 6.1 of the General Conditions and such other
Documents as required by the Contract Documents must be executed and delivered by CONTRACTOR
to the City Manager within ten (10) calendar days of receipt of the Notice of Award. A Contract
Document that requires the signature of a party may be executed in counterparts separately by each of
the parties and, in such event, each counterpart separately executed will, without proof or accounting for
the other counterpart be deemed an original Contract Document
Forfeiture of Bid Security/Performance and Payment Bond if any are_reauired by the aoolicable RFP:
2.3 Within ten (10) calendar days of being notified of the Award, CONTRACTOR must furnish a
Performance Bond and a Payment Bond containing all the provisions of the Performance Bond and
Payment Bond attached.
2.3.1 Each Bond must be in the amount of one hundred percent (I00%) of the Contract Price
guaranteeing to OWNER the completion and performance of the Work covered in such Contract
as well as full payment of all suppliers, material man, laborers, or Subcontractor employed pursuant
to this Project. Each Bond must be with a Surety company whose qualifications meet the
requirements of Sections 2.3.4, 2.3.5, and 2.3.6.
2.31 Each Bond must continue in effect for five years after final completion and acceptance of the Work
with the liability equal to one hundred percent (100%) of the Contract Sum.
2.3.3 Pursuant to the requirements of Section 255.05(l ), Florida Statutes, CONTRACTOR must ensure
that the Bond(s) referenced above are recorded in the public records of Miami -Dade County and
provide City Manager with evidence of such recording.
2.3.4 Each Bond must be executed by a surety company authorized to do business in the State of Florida
as a surety, having a resident agent in the State of Florida and having been in business with a record
of successful continuous operation for a least five (5) years.
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2.3.5 The surety company must hold a current certificate of authority as acceptable surety on federal
bonds in accordance with the United States Department of Treasury Circular 570, current
revisions.
2.3.6 OWNER will only be required to accept a surety bond from a company with a rating A. VII or
better.
2.3.7 Failure of the successful Bidder to execute and deliver the Contract and deliver the required bonds
and Insurance documents will be cause for the City Manager to annul the Notice of Award and
declare the Bid and any security therefore forfeited.
Contractor's Pre -Start Representation:
2.4 CONTRACTOR represents that it has familiarized itself with, and assumes full responsibility for having
familiarized itself with the nature and extent of the Contract Documents, Work, locality, and with all local
conditions and federal, state and local laws, ordinance, rules and regulations that may in any manner affect
performance of the Work, and represents that it has correlated its study and observations with the
requirements of the Contract Documents. CONTRACTOR also represents that it has studied all surveys
and investigations, reports of subsurface and latent physical conditions referred to in the specifications
and made such additional surveys and investigations as it deems necessary for the performance of the
Work reflected in the Contract Documents and that he has correlated the results of all such data with
the requirements of the Contract Documents.
Commencement of Contract Time:
2.5 The Contract Time will commence to run on the date stated in the Notice to Proceed.
Starting the Project.:
2.6 ' CONTRACTOR must start to perform its obligations under the Contract Documents on the date the
Contract Time commences to run. No Work may be done at the site (as defined in Article 1), prior to
the date on which the Contract Time commences to run, except with the written consent of the City
Manager.
Before Starting Construction:
2.7 Before undertaking each part of the Work, CONTRACTOR must carefully study and compare the
Contract Documents and check and verify pertinent figures shown thereon and all applicable field
measurements and conditions. It must at once report in writing to CONSULTANT any conflict, error, or
discrepancy which it may discover. Neither OWNER nor CONSULTANT will be liable for any harm,
damage or loss suffered by CONTRACTOR as a result of its failure to discover any conflict, error, or
discrepancy in the Drawings or Specifications nor will CONTRACTOR be entitled to any compensation
for any harm, damage or loss suffered by CONTRACTOR due to any conflict, error, or discrepancy in
the Contract Documents.
Schedule of Completion:
2.8 Within Five (5) business days after delivery of the Notice to Proceed by City Manager to
CONTRACTOR, CONTRACTOR must submit to CONSULTANT for approval, an estimated
construction schedule indicating the starting and completion dates of the various stages of the Work, and
a preliminary schedule of Shop Drawing submissions. CONSULTANT will approve this schedule or
require revisions thereto within seven (7) calendar days of its submittal. If there is more than one
CONTRACTOR involved in the Project, the responsibility for coordinating the Work of all
CONTRACTORS will be provided in the Special Conditions.
2.9 Within five (5) business days after delivery of the executed Contract by City Manager to
CONTRACTOR, but before starting the Work at the site, a pre -construction conference will be held to
review the above schedules, to establish procedures for handling Shop Drawings and other submissions,
and for processing Applications for Payment, and to establish a working understanding between the
parties as to the Project. Present at the conference will be OWNER'S representative, CONSULTANT.
Resident Project Representatives, CONTRACTOR and its Superintendent.
Qualifications of Subcantractors. Material men and Suppliers:
2.10 Within five (5) business days after bid opening, the apparent lowest responsive and responsible Bidder
must submit to the City Manager and CONSULTANT for acceptance a list of the names of
Subcontractors and such other persons and organizations (including those who are to furnish principal
items of materials or equipment) proposed for those portions of the Work as to which the identity of
Subcontractors and other persons and organl67�qQ%Snust be submitted as specified in the Contract
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Documents. Within thirty (30) calendar days after receiving the list, CONSULTANT will notify
CONTRACTOR in writing if either the City Manager or CONSULTANT has reasonable objection to any
Subcontractor, person, or organization on such list. The failure of the City Manager or CONSULTANT
to make objection to any Subcontractor, person, or organization on the list within thirty (30) calendar
days of the receipt will constitute an acceptance of such Subcontractor, person or
organization. Acceptance of any such Subcontractor, person or organization will not constitute a waiver
of any right of OWNER or CONSULTANT to reject defective Work, material or equipment, or any
Work, material or equipment not in conformance with the requirements of the Contract Documents.
2.11 If, prior to the Notice of Award, the City Manager or CONSULTANT has reasonable objection to any
Subcontractor, person or organization listed, the apparent low Bidder may, prior to Notice of Award,
submit an acceptable substitute without an increase in its bid price.
2.12 The apparent silence of the Contract Documents as to any detail, or the apparent omission from them of
a detailed description concerning any Work to be done and materials to be furnished, will be regarded as
meaning that only best practices are to prevail and only materials and workmanship of the best quality are
to be used in the performance of the Work.
ARTICLE 3—CORRELATION, INTERPRETATION AND INTENT OF CONTRACT DOCUMENTS
3.1 It is the intent of the Specifications and Drawings to describe a complete Project to be constructed in
accordance with the Contract Documents. The Contract Documents comprise the entire Contract
between OWNER and CONTRACTOR. They may be altered only by a modification as defined in Article
3.2 The Contract Documents are complementary; what is called for by one is as binding as if called for by all
the documents. If CONTRACTOR finds a conflict, error or discrepancy in the Contract Documents, it
must, before proceeding with the Work affected thereby, immediately call it to CONSULTANTS
attention in writing. The various Contract Documents are complementary; in case of conflict, error or
discrepancy, the more stringent interpretation and requirement that will provide the maximum benefit to
OWNER will apply
3.3 The words "furnish" and "furnish and install", "install", and "provide" or words with similar meaning will
be interpreted, unless otherwise specifically stated, to mean "furnish and install complete in place and
ready for service".
3.4 Miscellaneous items and accessories which are not specifically mentioned, but which are essential to
produce a complete and properly operating installation, or usable structure, providing the indicated
functions, must be furnished and installed without change in the Contract Price. Such miscellaneous items
and accessories must be of the same quality standards, including material, style, finish, strength, class,
weight and other applicable characteristics, as specified for the major component of which the
miscellaneous item or accessory is an essential part, and will be approved by CONSULTANT before
installation. The above requirement is not intended to include major components not covered by or
inferable from the Drawings and Specifications.
3.5 The Work of all trades under this Contract must be coordinated by CONTRACTOR in such a manner as
obtain the best workmanship possible for the entire Project, and all components of the Work must be
installed or erected in accordance with the best practices of the particular trade.
3.6 CONTRACTOR will be responsible for making the construction of habitable structures under this
Contract rain proof, and for making equipment and utility installations properly perform the specified
function. If CONTRACTOR is prevented from complying with this provision due to the Drawings or
Specifications, CONTRACTOR must immediately notify CONSULTANT in writing of such limitations
before proceeding with construction in the area where the problem exists.
3.7 Manufacturer's literature, when referenced, must be dated and numbered and is intended to establish the
minimum requirements acceptable. Whenever reference is given to codes, or standard specifications or
other data published by regulating agencies or accepted organizations, including but not limited to
National Electrical Code, applicable State Building Code, Florida Building Code, Federal Specifications,
ASTM Specifications, various institute specifications, and the like, it will be understood that such reference
'is to the latest edition including addenda in effect on the date of the Bid.
3.8 Brand names where used in the technical specifications, are intended to denote the standard or quality
required for the particular material or product. The term "equal" or "equivalent", when used in
connection with brand names, will be interpreted to mean a material or product that is similar and equal
in type, quality, size, capacity, composition, finish, color and other applicable characteristics to the material
or product specified by trade name, and that is suitable for the same use capable of performing the same
function, in the opinion of CONSULTANT, as the material or product so specified. Proposed equivalent
items must be approved by CONSULTANT before they are purchased or incorporated in the Work.
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(When a brand name, catalog number, model number, or other identification, is used without the phrase
"or equal", CONTRACTOR must use the brand, make and model specified).
3.9 Throughout this agreement the male pronoun may be substituted for female and neuter and vice versa
and the singular words substituted for plural and plural words substituted for singular wherever
applicable.
3.10 All technical interpretations will be made by CONSULTANT as set forth in Section 9.3 below.
3.11 CONTRACTOR must advise CONSULTANT, prior to performing any work involving a conflict in the
Contract Documents and CONSULTANT will make the final decision as to which of the documents will
take precedence. If there is a conflict between or among the Contract Documents, only the latest
version will apply and the latest version of the Contract Documents. CONSULTANT must use the
following list of Contract Documents as a guide. These documents are set forth below in the order of
their precedence so that all the documents listed above a given document should have precedence over
all the documents listed below it.
(a) Change Orders
(b) Amendments/addenda to Contract
(c) Supplementary Conditions, if any
(d) Contract with all Exhibits thereto
(e) General Conditions
(f) Written or figured dimensions
(g) Scaled dimensions
(h) Drawings of a larger scale
W Drawings of a smaller scale
(j) Drawings and Specifications are to be considered complementary to each other
ARTICLE 4 — AVAILABILITY OF LANDS SUBSURFACE CONDITIONS REFERENCE POINTS
Availability of Lands:
4.1 OWNER will furnish, as indicated in the Contract Documents, the lands upon which the Work is to be
done, rights -of -way for access thereto, and such other lands which are designed for the use of
CONTRACTOR. Easements for permanent structures or permanent changes in existing facilities will be
obtained and paid for by OWNER, unless otherwise specified in the Contract Documents. Other access
to such lands or rights -of -way for CONTRACTOR'S convenience will be the responsibility of
CONTRACTOR.
CONTRACTOR must provide for all additional lands and access thereto that may be required for
temporary construction facilities or storage of material and equipment.
4.2 The City Manager will, upon request, furnish to the Bidders, copies of all available boundary surveys and
subsurface tests at no cost.
Subsurface Conditions:
4.3 CONTRACTOR acknowledges that he has investigated prior to bidding and satisfied himself as to the
conditions affecting the Work, including but not limited to those bearing upon transportation, disposal,
handling and storage of materials, availability of labor, water, electric power, roads and uncertainties of
weather, river stages, tides, water tables or similar physical conditions at the site, the conformation and
conditions of the ground, the character of equipment and facilities needed preliminary to and during
prosecution of the Work. CONTRACTOR further acknowledges that he has satisfied himself as to the
character, quality and quantity of surface and subsurface materials or obstacles to be encountered insofar
as this information is reasonably ascertainable from an inspection of the site, including all exploratory
work done by OWNER/ CONSULTANT on the site or any contiguous site, as well as from information
presented by the Drawings and Specifications made part of this Contract, or any other information made
available to it prior to receipt of bids. Any failure by CONTRACTOR to acquaint itself with the available
information will not relieve it from responsibility for estimating properly the difficulty or cost of
successfully performing Work. OWNER assumes no responsibility for any conclusions or interpretations
made by CONTRACTOR on the basis of the information made available by OWNER/ CONSULTANT.
Differing Site Conditions:
4.4 CONTRACTOR must within forty-eight (48) hours of its discovery, and before such conditions are
disturbed, notify the City Manager in writing, of:
4.4.1 Subsurface or latent physical conditions at the site differing materially from those indicated in the
Contract Documents, and
4.4.2 Unknown physical conditions at the site, of an unusual nature, differing materially from those
ordinarily encountered and generally je�e*g9tn Work of the character provided for in this
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Contract The City Manager will promptly investigate the conditions, and if it finds that such
conditions do materially differ to the extent as to cause an increase or decrease in
CONTRACTOR'S cost of, or the time required for, performance of any part of the Work under
this Contract, an equitable adjustment will be made and the Contract modified in writing
accordingly.
4.5 No claim of CONTRACTOR under this clause will be allowed unless CONTRACTOR has given the
notice required in 4.4 above; provided, however, the time prescribed therefore may be extended by the
City Manager, but only if done in writing signed by the City Manager or CONSULTANT.
ARTICLE S — INSURANCE Contractor must comply with the insurance requirements set forth in the
Supplementary Conditions to the Contract.
ARTICLE 6 - CONTRACTOR'S RESPONSIBILITIES
Supervision and Superintendence:
6.1 CONTRACTOR must supervise and direct the Work. It will be solely responsible for the means,
methods, techniques, sequences and procedures of construction. CONTRACTOR must employ and
maintain a qualified supervisor or superintendent (hereinafter referred to as "Supervisor" at the Work
site who must be designated in writing by CONTRACTOR, before CONTRACTOR commences the
Work and within the time required by the Contract, as CONTRACTOR'S representative at the site. The
Supervisor or the person designated will have full authority to act on behalf of CONTRACTOR and all
communications given to the Supervisor will be as binding as if given to CONTRACTOR. The
Supervisor(s) will always be present at each site as required to perform adequate supervision and
coordination of the Work. (Copies of written communications given to the Supervisor will be mailed to
CONTRACTOR'S home office).
6.1.1 CONTRACTOR must keep one record copy of all Specifications, Drawings, Addenda,
Modifications and Shop Drawings at the site at all times and in good order and annotated to show
all changes made during the construction process. These must be available to CONSULTANT
and any OWNER Representative at all reasonable times. A set of "As -Built" drawings, as well as
the original Specifications, Drawings, Addenda, Modifications and Shop Drawings with annotations,
will be made available to City Manager at all times and it must be delivered to the City Manager
upon completion of the Project.
Labor, Materials and Equipment:
6.2 CONTRACTOR must provide competent, suitably qualified personnel to lay out the Work and perform
construction as required by the Contract Documents. It must always maintain good discipline and order
at the site.
6.3 CONTRACTOR must furnish all materials, equipment, labor, transportation, construction equipment and
machinery, tools, appliances, fuel, power, light, heat, local telephone, water and sanitary facilities and all
other facilities and incidentals necessary for the execution, testing, initial operation and completion of the
Work.
6.4 All materials and equipment must be new, except as otherwise provided in the Contract
Documents. When special makes or grades of material which are normally packaged by the supplier or
manufacturer are specified or approved, such materials must be delivered to the site in their original
packages or containers with seals unbroken and labels intact
6.5 All materials and equipment must be applied, installed, connected, erected, used, cleaned and conditioned
in accordance with the Instructions of the applicable manufacturer, fabricator, or processors, except as
otherwise provided in the Contract Documents.
Work, Materials. Equipment. Products and Substitutions:
6.6 Materials, equipment and products incorporated in the Work must be approved for use before being
purchased by CONTRACTOR. CONTRACTOR must submit to CONSULTANT a list of proposed
materials, equipment or products, together with such samples as may be necessary for them to determine
their acceptability and obtain their approval, within ninety (90) calendar days after award of Contract
unless otherwise stipulated in the Special Conditions. No request for payment for "or equal" equipment
will be approved until this list has been received and approved by CONSULTANT.
6.6.1 Whenever a material, article or piece of equipment is identified on the Drawings or Specifications
by reference to brand name or catalog number, it is understood that this is referenced for the
purpose of defining the performance or other salient requirements and that other products of
equal capacities, quality and function must be considered. CONTRACTOR may recommend the
substitution of a material, article, orloego obequipment of equal substance and function for those
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referred to in the Contract Documents by reference to brand name or catalog number, and if, in
the opinion of CONSULTANT, such material, article, or piece of equipment is of equal substance
and function to that specified, CONSULTANT may approve its substitution and use by
CONTRACTOR. Incidental changes or extra component parts required to accommodate the
substitute will be made by CONTRACTOR without a change in the Contract Price or the
Contract Time.
6.6.2 No substitute may be ordered or installed without the written approval of CONSULTANT who
will be the judge of quality.
6.6.3 Delay caused by obtaining approvals for substitute materials will not be considered justifiable
grounds for an extension of construction time.
6.6.4 Should any Work or materials, equipment or products not conform to requirements of the
Drawings and Specifications or become damaged during the progress of the Work, such Work or
materials must be removed and replaced, together with any Work disarranged by such alterations,
at any time before completion and acceptance of the Project All such Work must be done at the
expense of CONTRACTOR.
6.6.5 No materials or supplies for the Work may be purchased by CONTRACTOR or any
Subcontractor that are subject to any chattel mortgage or under a conditional sale or other
agreement by which an interest is retained by the Seller. CONTRACTOR warrants that they
have good title to all materials and supplies used by them in the Work.
6.6.6 Non -conforming Work: The City of South Miami may withhold acceptance of, or reject items
which are found upon examination, not to meet the specification requirements or conform to the
plans and drawings. Upon written notification of rejection, items must be removed or uninstalled
within five (5) business days by CONTRACTOR at his own expense and redelivered and/or
reinstalled at his expense. Rejected goods left longer than thirty (30) calendar days will be
regarded as abandoned and OWNER will have the right to dispose of them as its own property
and CONTRACTOR thereby waives any claim to the good or to compensation of any kind for
said goods. Rejection for non-conformance or failure to meet delivery schedules may result in
CONTRACTOR being found in default.
6.6.7 In case of default by CONTRACTOR, the City of South Miami may procure the articles or
services from other sources and hold CONTRACTOR responsible for any excess costs
occasioned or incurred thereby.
6.6.8 OWNER reserves the right, in the event CONTRACTOR cannot provide an item(s) or service(s)
in a timely manner as requested, to obtain the good and/or services from other sources and
deducting the cost from the Contract Price without violating the intent of the Contract
Concerning Subcontractors:
6.7 CONTRACTOR may not employ any Subcontractor, against whom the City Manager or CONSULTANT
may have reasonable objection, nor will CONTRACTOR be required to employ any Subcontractor who
has been accepted by the City Manager and CONSULTANT, unless CONSULTANT determines that
there is good cause for doing so.
6.8 CONTRACTOR is be fully responsible for all acts and omissions of its Subcontractors and of persons and
organizations directly or indirectly employed by it and of persons and organizations for whose acts any of
them may be liable to the same extent that they are responsible for the acts and omissions of persons
directly employed by them. Nothing in the Contract Documents create any contractual relationship
between OWNER or CONSULTANT and any Subcontractor or other person or organization having a
direct contract with CONTRACTOR, nor may it create any obligation on the part of OWNER or
CONSULTANT to pay or to see to payment of any subcontractor or other person or organization,
except as may otherwise be required by law. City Manager or CONSULTANT may furnish to any
Subcontractor or other person or organization, to the extent practicable, evidence of amounts paid to
CONTRACTOR on account of specified Work done in accordance with the schedule values.
6.9 The divisions and sections of the Specifications and the identifications of any Drawings does not control
CONTRACTOR in dividing the Work among Subcontractors or delineating the Work performed by any
specific trade.
6.10 CONTRACTOR agrees to bind specifically every Subcontractor to the applicable terms and conditions of
the Contract Documents for the benefit of OWNER.
6.11 All Work performed for CONTRACTOR by a Subcontractor must be pursuant to an appropriate
agreement between CONTRACTOR and the Subcontractor.
6.12 CONTRACTOR is be responsible for the coordination of the trades, Subcontractors material and men
engaged upon their Work.
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6.12.1 CONTRACTOR must inserted in all subcontracts relative to the Work appropriate provisions to
bind Subcontractors to CONTRACTOR by the terms of these General Conditions and other
Contract Documents insofar as applicable to the Work of Subcontractors, and give
CONTRACTOR the same power as regards to terminating any subcontract that City Manager
may exercise over CONTRACTOR under any provisions of the Contract Documents.
6.12.2 The City Manager or CONSULTANT will not undertake to settle any differences between
CONTRACTOR and their Subcontractors or between Subcontractors.
6.12.3 If in the opinion of CONSULTANT, any Subcontractor on the Project proves to be incompetent
or otherwise unsatisfactory, they must be promptly replaced by CONTRACTOR when directed
by CONSULTANT in writing.
6.12A Discrimination: No action may be taken by the any subcontractor with regard to the fulfilment of the
terms of the subcontract, including the hiring and retention of employees for the performance of Work
that would discriminate against any person on the basis of race, color, creed, religion, national origin, sex,
age, sexual orientation, familial status or disability. This paragraph must be made a part of the
subcontractor's contract with CONTRACTOR.
Patent Fees and Royalties:
6.13 CONTRACTOR must pay all license fees and royalties and assume all costs incident to the use of any
invention, design, process or device which is the subject of patent rights or copyrights held by
others. CONTRACTOR must indemnify and hold harmless OWNER and CONSULTANT and anyone
directly or indirectly employed by either of them from against all claims, damages, losses and expenses
(including attorney's fees) arising out of any infringement of such rights during or after the completion of
the Work, and must defend all such claims in connection with any alleged infringement of such rights.
6.14 CONTRACTOR is responsible for determining the application of patent and/or royalty rights as to any
materials, appliances, articles or systems prior to bidding. However, he is not responsible for such
determination on systems which do not involve purchase by them of materials, appliances and articles.
Permits:
6.15 CONTRACTOR must secure and pay for all construction permits and licenses and must pay for all
governmental charges and inspection fees necessary for the prosecution of the Work, which are
applicable at the time of his Bid. When such charges are normally made by OWNER and when so stated
in the Special Conditions, there will be no charges to CONTRACTOR. The City Manager will assist
CONTRACTOR, when necessary, in obtaining such permits and licenses. CONTRACTOR must also pay
all public utility charges.
Electrical Power and Lightinize
6.16 Electrical power required during construction must be provided by each prime CONTRACTOR as
required by it. This service must be installed by a qualified electrical Contractor approved by
CONSULTANT. Lighting must be provided by CONTRACTOR in all spaces at all times where necessary
for good and proper workmanship, for inspection or for safety. No temporary power may be used off
temporary lighting lines without specific approval of CONTRACTOR.
Laws and Regulations:
6.17 CONTRACTOR must comply with all notices, laws, ordinances, rules and regulations applicable to the
Work. If CONTRACTOR observes that the Specifications or Drawings are at variance therewith, it must
give CONSULTANT prompt written notice thereof, and any necessary changes must be adjusted by an
appropriate modification. If CONTRACTOR performs any Work knowing it to be contrary to such laws,
ordinances, rules and regulations, and without such notice to CONSULTANT, it must bear all costs
arising there from; however, it will not be its primary responsibility to make certain that the Drawings and
Specifications are in accordance with such laws, ordinances, rules and regulations.
Discrimination:
6.17A No action may be taken by CONTRACTOR with regard to the fulfilment of the terms of the Contract,
including the hiring and retention of employees for the performance of Work that would discriminate
against any person on the basis of race, color, creed, religion, national origin, sex, age, sexual orientation,
familial status or disability.
Taxes:
6.18 Cost of all applicable sales, consumer use, and other taxes for which CONTRACTOR is liable under the
Contract must be included in the Contract Price stated by CONTRACTOR.
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Safety and Protection:
6.19 CONTRACTOR is be responsible for initiating, maintaining and supervising all safety precautions and
programs in connection with the Work. They must take all necessary precautions for the safety of, and
must provide the necessary protection to prevent damage, injury or loss to:
6.19.1 All employees and other persons, who may be affected thereby,
6.19.2 All the Work and all materials or equipment to be incorporated therein, whether in storage on or
off the site, and
6.19.3 Other property at the site or adjacent thereto, including trees, shrubs, lawns, walks, pavements,
roadways, structures and utilities not designated for removal, relocation or replacement in the
course of construction.
6.20 CONTRACTOR must designate a responsible member of their organization at the site whose duty must
be the prevention of accidents. This person must be CONTRACTOR'S Superintendent unless otherwise
designated in writing by CONTRACTOR to the City Manager.
Emergencies:
6.21 In emergencies affecting the safety of persons or the Work or property at the site or adjacent thereto,
CONTRACTOR, without special instruction or authorization from CONSULTANT or City Manager, is
obligated to act, at his discretion, to prevent threatened damage, injury or loss. He must give
CONSULTANT prompt written notice of any significant changes in the Work or deviations from the
Contract Documents caused thereby. If CONTRACTOR believes that additional Work done by him in an
emergency which arose from causes beyond his control entities him to an increase in the Contract Price
or an extension of the Contract Time, he may make a claim therefore as provided in Articles I I and 12.
The City Manager reserves the right, in the City Manager's sole and absolute discretion and when in the
best interest of the City, to suspend the work or services or cancel this contract in the event of an
emergency that effects the City of South Miami, its residents or businesses and that has been declared an
emergency by the Governor, Mayor of Miami -Dade County or by the City Manager pursuant to the City
Manager's Emergency Management powers set forth in Ch. 14 of the City's Code of Ordinances. In such
event, the CONTRACTOR is only be entitled to be paid for the reasonable value of the work performed
and any costs advanced that cannot be mitigated by CONTRACTOR.
Shop Drawings and Samples:
6.22 After checking and verifying all field measurements, CONTRACTOR must submit to CONSULTANT for
review, in accordance with the accepted schedule of shop drawing submissions, six (6) copies (or at
CONSULTANT option, one reproducible copy) of all Shop Drawings, which must have been checked by
and stamped with the approval of CONTRACTOR. The Shop Drawings must be numbered and identified
as CONSULTANT may require. The data shown on the Shop Drawings must be complete with respect
to dimensions, design criteria, materials of construction and the like to enable CONSULTANT to review
the information without any unnecessary investigation.
6.23 CONTRACTOR must also submit to CONSULTANT for review, with such promptness as to cause no
delay in Work, all samples required by the Contract Documents.
All samples must have been checked by and stamped with the approval of CONTRACTOR, identified
clearly as to material, manufacturer, any pertinent catalog numbers and the use for which intended.
6.24 At the time of each submission. CONTRACTOR must notify CONSULTANT, in writing, of any
deviations between the Shop Drawings or samples and the requirements of the Contract Documents.
6.25 CONSULTANT must review with responsible promptness Shop Drawings and Samples, but his review is
only for conformance with the design concept of the Project and for compliance with the information
given, in the Contract Documents. The review of a separate item as such will not indicate review of the
assembly in which the items functions. CONTRACTOR must make any corrections required by
CONSULTANT and must return the required number of corrected copies of Shop Drawings and
resubmit new samples until the review is satisfactory to CONSULTANT. CONTRACTOR must notify
CONSULTANT, in writing, of any prior Shop Drawing or revisions to Shop Drawings that are in conflict
with each submission or re -submission. CONTRACTOR'S stamp of approval on any Shop Drawings or
sample will constitute representation to OWNER and CONSULTANT that CONTRACTOR has either
determined and/or verified all quantities, dimension, field construction criteria, materials, catalog numbers
and similar data or they assume full responsibility for doing so, and that they have reviewed or
coordinated each Shop Drawing or sample with the requirements of the Work and the Contract
Documents.
6.26 No Work requiring a submittal of a Shop Drawing or sample may be commenced until the submission has
been reviewed and approved in writing by CONSULTANT. A copy of each Shop Drawing and each
approved sample must be kept in good ordef76ng �ffk or binder, in chronological order or in such other
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order required by CONSULTANT in writing, by CONTRACTOR at the site and must be available to
CONSULTANT.
6.27 CONSULTANT's review of Shop Drawings or samples will not relieve CONTRACTOR from his
responsibility for any deviations from the requirements of the Contract Documents unless
CONTRACTOR has informed CONSULTANT, in writing, to each deviation at the time of submission
and CONSULTANT has given written approval to the specific deviation, nor may any review by
CONSULTANT relieve CONTRACTOR from responsibility for errors or omissions in the Shop
Drawings or samples.
6.27A CONTRACTOR is be liable to OWNER for any additional cost or delay that is caused by its failure to
notify CONSULTANT of any of said deviations or conflicts between Shop Drawings or due to errors in
the Shop Drawings or samples.
Cleaning Up:
6.28 CONTRACTOR must clean up behind the Work as much as is reasonably possible as the Work
progresses. Upon completion of the Work, and before acceptance of final payment for the Project by
OWNER, CONTRACTOR must remove all his surplus and discarded materials, excavated material and
rubbish as well as all other material and equipment that does not form a part of the Work, from the
property, roadways, sidewalks, parking areas, lawn and all adjacent property. In addition,
CONTRACTOR must dean his portion of Work involved in any building under this Contract, so that no
further cleaning by OWNER is necessary prior to its occupancy and he must restore all property, both
public and private, which has been disturbed or damaged during the prosecution of the Work so as to
leave the whole Work and Work Site in a neat and presentable condition.
6.29 If CONTRACTOR does not clean the Work site, OWNER may clean the Work Site of the materials
referred to in paragraph 6.28 and charge the cost to CONTRACTOR.
Public Convenience and Safety:
6.30 CONTRACTOR must, at all times, conduct the Work in such a manner as to ensure the least practicable
obstruction to public travel. The convenience of the general public and of the residents along and
adjacent to the area of Work must be provided for in a satisfactory manner, consistent with the
operation and local conditions. "Street Closed" signs must be placed immediately adjacent to the Work,
in a conspicuous position, at such locations as traffic demands. At any time that streets are required to be
closed, CONTRACTOR must notify law enforcement agencies and in particular, the City of South Miami
Police Department, before the street is dosed and again as soon as it is opened. Access to fire hydrants
and other fire extinguishing equipment must be provided and maintained at all times.
Sanitary Provisions;
6.31 CONTRACTOR must provide on -site office, and necessary toilet facilities, secluded from public
observation, for use of all personnel on the Work Site, whether or not in his employ. They must be kept
in a clean and sanitary condition and must comply with the requirements and regulations of the Public
Authorities having jurisdiction. They may not commit a public nuisance. Temporary field office and
sanitary facilities must be removed upon completion of the Work and the premises must be left clean.
Indemnification:
6.32 Contractor must comply with the indemnification requirements set forth in the RFP and in EXHIBIT 2
of the Supplementary Conditions (Insurance and indemnification requirements).
6.33 In the event that any action or proceeding is brought against OWNER or CONSULTANT by reason of
any such claim or demand, CONTRACTOR, upon written notice from the City Manager, must defend
such action or proceeding by counsel satisfactory to the City Manager. The indemnification provided
above obligates CONTRACTOR to defend at its own expense or to provide for such defense, at
OWNER'S option, any and all claims of liability and all suits and actions of every name and description
that may be brought against OWNER or CONSULTANT, excluding only those claims that allege that the
injuries arose out of the sole negligence of OWNER or CONSULTANT.
6.34 The obligations of CONTRACTOR under paragraph 6.33 will not extend to the liability of
CONSULTANT, its agents or employees arising out of (a) the preparation or approval of maps, drawings,
opinions, reports, surveys, Change Orders, designs or specifications or (b) the giving of or the failure to
give directions or instructions by CONSULTANT, its agents or employees provided such act or omission
is the primary cause of injury or damage.
6.34A All of the forgoing indemnification provisions will survive the term of the Contract to which these
General Conditions are a part. Indemnification may not exceed an amount equal to the total value of all
insurance coverage required by Section 5.1 of11-d< ftument. Indemnification is limited to damages caused
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in whole or in part by any act, omission, or default of CONTRACTOR, CONTRACTOR's
subcontractors, sub -subcontractors, materialmen, or agents of any tier or their respective employees to
the extent caused by the negligence, recklessness, or intentional wrongful misconduct of the indemnifying
party and persons employed or utilized by the indemnifying party in the performance of the construction
contract.
Responsibility for Connection to Existing Work:
6.35 CONTRACTOR must connect its Work to each part of the existing Work, existing building or structure
or Work previously installed as required by the Drawings and Specifications to provide a complete
installation.
6.36 Excavations, grading, fill, storm drainage, paving and any other construction or installations in rights -of -
ways of streets, highways, public carrier lines, utility lines, either aerial, surface or subsurface, etc., must
be done in accordance with requirements of the special conditions. OWNER will be responsible for
obtaining all permits necessary for the Work described in this paragraph 6.36. Upon completion of the
Work. CONTRACTOR must present to CONSULTANT certificates, in triplicate, from the proper
authorities, stating that the Work has been done in accordance with their requirements.
6.36.1 OWNER will cooperate with CONTRACTOR in obtaining action from any utilities or public
authorities involved in the above requirements.
6.36.2 CONSULTANT is responsible for obtaining elevations of curbs and gutters, pavement, storm
drainage structures, and other items which must be established by governmental departments as
soon as grading operations are begun on the site and, in any case, sufficiently early in the
construction period to prevent any adverse effect on the Project.
Cooperation with Governmental Departments, Public Utilities. Etc.:
6.37 CONTRACTOR is responsible for making all necessary arrangements with governmental departments,
public utilities, public carriers, service companies and corporations (hereinafter referred to as "third
parties") owning or controlling roadways, railways, water, sewer, gas, electrical conduits, telephone, and
telegraph facilities such as pavements, tracks, piping, wires, cables, conduits, poles, guys, etc., including
incidental structures connected therewith, that are encountered in the Work in order that such items are
properly shored, supported and protected, that their location is identified and to obtain authority from
these third parties for relocation if CONTRACTOR desires to relocate the item. CONTRACTOR must
give all proper notices, must comply with all requirements of such third parties in the performance of his
Work, must permit entrance of such third parties on the Project in order that they may perform their
necessary work, and must pay all charges and fees made by such third parties for their work.
6.37.1 CONTRACTOR'S attention is called to the fact that there may be delays on the Project due to
work to be done by governmental departments, public utilities, and others in repairing or moving
poles, conduits, etc. CONTRACTOR must cooperate with the above parties in every way
possible, so that the construction can be completed in the least possible time.
6.37.2 CONTRACTOR must be familiar with all codes, laws, ordinances, and regulations which in any
manner affect those engaged or employed in the Work, or materials and equipment use in or
upon the Work, or in any way affect the conduct of the Work, and no plea of misunderstanding
will be considered on account of damage or delay caused by his ignorance thereof.
Use Premises:
6.38 CONTRACTOR must confine its apparatus, storage of materials, and operations of its workmen to the
limits indicated by law, ordinances, permits and directions of CONSULTANT and City Manager, and may
not unnecessarily encumber any part of the site or any areas off site.
6.38.1 CONTRACTOR nay not overload or permit any part of any structure to be loaded with such
weight as will endanger its safety, nor may it subject any work to stresses or pressures that will
endanger it.
6.38.2 CONTRACTOR must enforce the rules and regulation promulgated by CONSULTANT and
OWNER as well as their instructions with regard to signs, advertisements, fires and smoking.
6.38.3 CONTRACTOR must arrange and cooperate with the City Manager in routing and parking of
automobiles of its employees, subcontractors and other personnel, as well as that of the material
delivery trucks and other vehicles that come to the Project site.
6.38.4 The City Manager will designate specific areas on the site for storage, parking, etc. and the job site
must be fenced to protect the job site and the general public.
6.38.5 CONTRACTOR must furnish, install and maintain adequate construction office facilities for all
workers employed by it or by its Subcontractors. Temporary offices must be provided and
located where directed and approved by CONSULTANT. All such facilities must be furnished in
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strict accordance with existing governing regulations. Field offices must include telephone
facilities.
Protection of Existing Property Improvements:
6.38 Any existing surface or subsurface improvements, such as pavements, curbs, sidewalks, pipes or utilities,
footings, or structures (including portions thereof), trees and shrubbery, not indicated on the Drawings or noted
in the Specifications as being removed or altered must be protected from damage during construction of the
Project. Any such improvements damaged during construction of the Project must be restored at the expense
of CONTRACTOR to a condition equal to that existing at the time of award of Contract.
ARTICLE 7 - WORK BY OTHERS.
7.1 OWNER may perform additional Work related to the Project or may let other direct contracts therefor
which must contain General Conditions similar to these. CONTRACTOR must afford the other
contractors who are parties to such direct contracts (or OWNER, if it is performing the additional Work
itself), reasonable opportunity for the introduction and storage of materials and equipment and the
execution of Work, and must properly connect and coordinate its Work with theirs.
7.2 If any part of CONTRACTOR'S Work depends upon proper execution or results of the Work of any
other contractor or OWNER, CONTRACTOR must promptly report to CONSULTANT in writing any
defects or deficiencies in such Work that render it unsuitable for CONTRACTOR's Work.
7.3 CONTRACTOR must do all cutting, fitting and patching of the Work that may be required to make its
several parts come together properly and fit to receive or be received by such other
Work. CONTRACTOR may not endanger any Work of others by cutting, excavating or otherwise
altering their Work and may only cut or alter their Work with the written consent of CONSULTANT
and of the other contractor whose work will be affected.
7.4 If the performance of additional Work by other contractors or OWNER is not noted in the Contract
Documents prior to the execution of the Contract, written notice thereof will be given to
CONTRACTOR prior to starting any such additional Work. if CONTRACTOR believes that the
performance of such additional Work by OWNER or others will cause CONTRACTOR additional
expense or entitles him to an extension of the Contract Time, he may make a claim therefore as provided
in Articles I I and 12.
7.5 Where practicable, CONTRACTOR must build around the work of other separate contractors or must
leave chases, slots and holes as required to receive and to conceal within the general construction Work
the work of such other separate contractors as directed by them. Where such chases, slots, etc., are
impracticable, the Work will require specific approval of CONSULTANT.
7.6 Necessary chases, slots, and holes not built or left by CONTRACTOR must be cut by the separate
contractor requiring such alterations after approval of CONTRACTOR. CONTRACTOR must do all
patching and finishing of the work of other contractors where it is cut by them and such patching and
finishing will be at the expense of CONTRACTOR
7.7 Cooperation is required in the use of site facilities and in the detailed execution of the Work. Each
contractor must coordinate their operation with those of the other Contractors for the best interest of
the Work in order to prevent delay in the execution thereof.
7.8 Each of several contractors working on the Project Site must keep themselves informed of the progress
of the work of other contractors. Should lack of progress or defective workmanship on the part of other
contractors interfere with CONTRACTOR's operations, CONTRACTOR must notify CONSULTANT
immediately and in writing. Lack of such notice to CONSULTANT will be construed as acceptance by
CONTRACTOR of the status of the work of other contractors as being satisfactory for proper
coordination of CONTRACTOR's own Work.
7.9 The cost of extra Work resulting from lack of notice, untimely notice, failure to respond to notice,
Defective Work or lack of coordination will be CONTRACTOR's cost:
7.10 The City Manager reserves the right in the event CONTRACTOR cannot provide an item(s) or service(s)
in a timely manner as requested, to obtain the good and/or services from other sources and deducting the
cost from the Contract Price without violating the intent of the Contract.
ARTICLE 8 — CITrS RIESPONISIBILITIES.
8.1 The City Manager will issue all communications to CONTRACTOR through CONSULTANT.
8.2 In cases of termination of employment of CONSULTANT, the City Manager will appoint a
CONSULTANT whose status under the Contract Documents will be that of the former CONSULTANT.
8.3 The City Manager will promptly furnish the data required of them under the Contract Documents.
8.4 OWNER'S duties in respect to providing laAcT-PRfdI@&%ements are set forth in Paragraphs 4.1 and 4.2.
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8.5 OWNER will have the right to take possession of and use any completed or partially completed portions
of the Work, notwithstanding the fact that the time for completing the entire Work or any portion
thereof may not have expired; but such taking possession and use will not be deemed an acceptance of
any Work not completed in accordance with the Contract Documents.
ARTICLE 9 — CQNSULTANTS' STATUS DURING CONSTRUCTION,
QV's Representative:
9.1 CONSULTANT will be OWNER'S representative during the construction period. The duties and
responsibilities and the limitations of authority of CONSULTANT as OWNER'S representative during
construction are set forth in Articles I through 16 of these General Conditions and will not be extended
without written consent of the City Manager and CONSULTANT.
9.1.1 CONSULTANT's decision, in matters relating to aesthetics, will be final, if within the terms of the
Contract Documents.
9.1.2 Except as may be otherwise provided in this contract, all claims, counterclaims, disputes and other
matters in question between OWNER and CONSULTANT arising out of or relating to this
Contract or the breach thereof, will be decided in a court of competent jurisdiction within the
State of Florida.
Visits to Site:
9.2 CONSULTANT must provide an inspector to make periodic visits to the site at each phase of
construction to observe the progress and quality of the executed Work and to determine if the Work is
proceeding in accordance with the Contract Documents. His efforts must be directed toward providing
assurance for OWNER and all applicable regulatory agencies that construction is in compliance with the
Construction Documents and applicable laws, rules and regulations. On the basis of these on site -
observations as an experienced and qualified design professional, he must keep the City Manager informed
of the progress of the Work and must guard OWNER against defects and deficiencies in the Work of
CONTRACTOR.
Clarifications and Interpretations•
9.3 CONSULTANT will issue, with reasonable promptness, such written clarifications or interpretations of
the Contract Documents (in the form of Drawings or otherwise) as it may determine necessary, which
will be consistent with, or reasonably inferable from, the overall intent of the Contract Documents. If
CONTRACTOR seeks an increase in the Contract Price or extension of Contract Time based on a
written clarification and/or interpretation, it will be required to submit a timely claim as provided in
Articles I I and 12.
Measurement of Quantities:
9.4 All Work completed under the Contract will be measured by CONSULTANT according to the United
States Standard Measures. All linear surface measurements will be made horizontally or vertically as
required by the item measured.
Re ei cting Defective Work:
9.5 CONSULTANT will have authority to disapprove or reject Work that is "Defective Work" as defined in
Article 1. It will also have authority to require special inspection or testing of the Work including Work
fabricated on or off site, installed or completed as provided. If CONSULTANT requires testing of
completed Work, the cost of such inspections and/or testing must be approved in writing by the City
Manager. All consequential cost of such inspections and testing, including but not limited to the cost of
testing and inspection, the cost of repairing any of the Work, or the work of others, the cost to move
furniture and equipment and/or the cost to provide alternative facilities until the repair work can be
completed, must paid by CONTRACTOR if the Work is found to be Defective Work.
Shop Drawings Change Orders and Payments:
9.6 In connection with CONSULTANT responsibility as to Shop Drawings and samples, see paragraphs 6.25
through 6.28. inclusive.
9.7 In connection with CONSULTANT's responsibility for Change Orders see Articles 10, 11, and 12.
9.8 In connection with CONSULTANT responsibilities with respect to the Application for Payment, etc., see
Article 14.
Decisions on Disagreements:
9.10 CONSULTANT will be the initial interpretei7gfetqlaonstruction Documents.
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Limitations on Consultant's Res_ onsibilities:
9.11 CONSULTANT will not be responsible for the construction means, methods, techniques, sequences or
procedures, or the safety precautions and programs incident thereto.
9.12 CONSULTANT will not be responsible for the acts or omissions of CONTRACTOR, or any
Subcontractors, or any of their agent, servants or employees, or any other person performing any of the
Work under or through them.
ARTICLE 10 - CHANGES IN THE WORK.
10.1 Without invalidating the Contract, the City Manager may, at any time or from time to time, order
additions, deletions or revisions in or to the Work which will only be authorized by a written Change
Orders. Upon receipt of a Change Order, CONTRACTOR must proceed with the Work involved. All
such Work must be performed under the applicable conditions of the Contract Documents. If any
authorized written Change Order causes an Increase or decrease in the Contract Price or an extension
or shortening of the Contract Time, an equitable adjustment will be made as provided in Article I I or
Article 12. A written Change Order signed by the City Manager and CONTRACTOR indicates their
agreement to the terms of the Change Order. All Change Orders must be certified by CONSULTANT
as to the appropriateness and value of the change in the Work as well as to any change in the time to
complete the Work under the circumstances. The failure to include a time extension in the Change
Order or in the request for a change order will result in a waiver of any extension of time due to the
change in the work as reflected in the Change Order.
10.2 CONSULTANT may authorize minor changes or alterations in the Work not involving extra cost and not
inconsistent with the overall intent of the Contract Documents without the need for a formal written
Change Order provided CONTRACTOR does not request additional time or additional
compensation. These may be accomplished by a written Field Order. If CONTRACTOR believes that
any change or alteration authorized by CONSULTANT's Field Order would entitles CONTRACTOR to
an increase in the Contract Price or extension of Contract Time, it must submit a written notice of intent
to demand a Change Order within twenty-four (24) hours of the issuance of the Field Order and submit a
written proposal for Change Order within four (4) days thereafter, otherwise CONTRACTOR will be
deemed to have waived such claim.
10.3 Additional Work performed by CONTRACTOR without authorization of a written Change Order will
not entitle it to an increase in the Contract Price or an extension of the Contract Time, except in the
case of an emergency as provided in paragraph 6.21 and except as provided in paragraph 10.2.
10A The City Manager will execute appropriate Change Orders prepared by CONSULTANT covering
changes in the Work, to be performed as provided in paragraph 4A, and Work performed in an
emergency as provided in paragraph 6.21 and any other claim of CONTRACTOR for a change in the
Contract Time or the Contract Price which is approved by CONSULTANT.
10S It is CONTRACTOR'S responsibility to notify its Surety of any changes affecting the general Scope of the
Work or change in the Contract Price or Contract Time and the amount of the applicable bonds will be
adjusted accordingly. CONTRACTOR must furnish proof of such an adjustment to the City Manager
before commencement of the Change Order Work. The Work will be stopped until CONTRACTOR
provides such proof of adjustment in the Bond amount and any such delay will be charged to
CONTRACTOR.
ARTICLE I I — CHANGE OF CONTRACT PRICE.
1 I .I The Contract Price constitutes the total compensation payable to CONTRACTOR for Performing the
Work. All duties, responsibilities and obligations assigned to or undertaken by CONTRACTOR will be at
its expense without changing the Contract Price.
11.2 The City Manager may, at any time, without written notice to the sureties, by written order designated or
indicated to be a Change Order, make any change in the Work within the general scope of the Contract,
including but not limited to changes to or in:
1 1.2.1 Specifications (including drawings and designs):
11.2.2 Method or manner of performance of the Work.
11.2.3 OWNER -furnished facilities, equipment, materials, services, or site; or
11.2.4 Acceleration in the performance of the Work.
11.3 Except as provided in this section, or sections referred to in this section, no order, statement, or conduct
of the City Manager will be treated as a Change Order or entitle CONTRACTOR to an equitable
adjustment unless and until the change in the Work is specifically and expressly provided for in a written
Change Order, or as otherwise provided in another section of the Contract Documents.
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1 1.4 When a Change Order is issued by CONSULTANT and signed by the City Manager or issued by the City
Manager in writing, CONTRACTOR must perform the Work even if CONTRACTOR does not agree
with the dollar amount of the Change Order. If any Change Order causes an increase or decrease in
CONTRACTOR'S cost of, or the time required for, the performance of any part of the Work under this
Contract, for which the City Manager and CONTRACTOR cannot reach a timely agreement, an equitable
adjustment based on the cost of the Work will be made and the Contract modified accordingly.
11.5 If CONTRACTOR intends to assert a claim for an equitable adjustment or contest the equitable
adjustment made by CONSULTANT, it must, within ten (10) calendar days after receipt of a written
Change Order, submit to the City Manager and CONSULTANT a written notice including a statement
setting forth the general nature and monetary extent of such claim for equitable adjustment, time
extension requested and supporting data. In determining the cost of the Change Order, the costs will be
limited to those listed in section 11.7 and 11.8.
11.6 No claim by CONTRACTOR for an equitable adjustment hereunder will be allowed if not submitted in
accordance with this section or if asserted after final payment under this Contract.
11.7 The value of any Work covered by a Change Order or of any claim for an increase or decrease in the
Contract Price will be determined in one of the following ways:
1 1.7.1 By negotiated lump sum.
1 1.7.2 On the basis of the reasonable cost and savings that results from the change in the Work plus a
mutually agreed upon fee to CONTRACTOR to cover overhead and profit not to exceed I S%. If
CONTRACTOR disagrees with CONSULTANT's determination of reasonable costs, the
CONTRACT must provide a list of all costs together with backup documentation
11.8 The term cost of the Work means the sum of all direct extra costs necessarily incurred and paid by
CONTRACTOR in the proper performance of the Change Order. Except as otherwise may be agreed
to in writing by City Manager, such costs must be in amounts no higher than those prevailing in Miami -
Dade County and may only include the following items:
1 1.8.1 Payroll costs for employees in the direct employ of CONTRACTOR in the performance of the
Work described in the Change Order under schedules of job classifications agreed upon by City
Manager and CONTRACTOR. Payroll costs for employees not employed full time on the Work
must be apportioned on the basis of their time spent on the Work. Payroll costs must be limited
to: salaries and wages, plus the costs of fringe benefits which may include social security
contributions, unemployment, excise and payroll taxes, workers' compensation, health and
retirement benefits, sick leave, vacation and holiday pay applicable thereto. Such employees may
include superintendents and foremen at the site. The expenses of performing Work after regular
working hours, on Sunday or legal holidays will be included in the above only if authorized by
OWNER and provided it was not in any way, whether in whole or in part the result of the fault of
CONTRACTOR due to negligence of CONTRACTOR or those acting by or through him or due
in whole or in part to Defective Work of CONTRACTOR.
1 1.8.2 Cost of all materials and equipment furnished and incorporated in the Work, including costs of
transportation and storage, and manufacturers' field services required in connection
therewith. CONTRACTOR must notify the City Manager of all cash discounts that are available
and offer OWNER the opportunity to deposit funds with CONTRACTOR for the payment for
items that offer a discount. Cash discounts will accrue to CONTRACTOR unless
CONTRACTOR fails to timely notify the City Manager of the discounts or if OWNER deposits
funds with CONTRACTOR with which to make payments in which cases the cash discounts will
accrue to OWNER. All trade discounts, rebates and refunds, and all returns from sale of surplus
materials and equipment will accrue to OWNER, and CONTRACTOR must make provisions so
that they may be obtained.
1 1.8.3 Payments made by CONTRACTOR to the Subcontractors for Work performed by
Subcontractors. If required by City Manager, CONTRACTOR must obtain competitive bids from
Subcontractors acceptable to him and must deliver such bids to City Manager who will then
determine, with the advice of CONSULTANT, which Bids will be accepted. No subcontract may
be a cost-plus contract unless approved in writing by the City Manager. If a Subcontract provides
that the Subcontractor is to be paid on the basis of Cost of Work plus a fee, the cost of the
Work will be determined in accordance this section 11.8 and in such case the word
"Subcontractor" will be substituted for the word "CONTRACTOR".
1 1.8.4 Rentals of all construction equipment and machinery, except hand tools, and the parts thereof
whether rented from CONTRACTOR or others in accordance with rental agreements
approved by City Manager with the advice of CONSULTANT, and the costs of transportation,
loading, unloading, installation, dismantling and removal thereof - all in accordance with terms of
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said rental agreements. The rental of any such equipment, machinery or parts must cease when
the use thereof is no longer necessary for the Work.
1 1.8.5 Sales, use or similar taxes related to the Work, and for which CONTRACTOR is liable, imposed
by any governmental authority.
11.8.6 Payments and fees for permits and licenses. Costs for permits and licenses must be shown as a
separate item.
1 1.8.7 The cost of utilities, fuel and sanitary facilities at the site.
11.8.8 Minor expenses such as telegrams, long distance telephone calls, telephone service at the site,
expressage and similar petty cash items in connection with the Work.
1 1.8.9 Cost of premiums for additional Bonds and insurance required solely because of changes in the
Work, not to exceed two percent (256) of the increase in the Cost of the Work.
11.9 The term "Cost of the Work" does NOT include any of the following:
11.9.1 Payroll costs and other compensation of CONTRACTOR'S officers, executives, principals (of
partnership and sole proprietorships), general managers, engineers, architects, estimators, lawyers,
agents, expediters, timekeepers, clerks and other personnel employed by CONTRACTOR
whether at the site or in its principal or a branch office for general administration of the Work
and not specifically included in the schedule referred to in Subparagraph 11.5.
1 1.9.2 Expenses of CONTRACTOR'S principal and branch offices other than its office at the site.
1 1.9.3 Any part of CONTRACTOR'S capital expenses, including interest on CONTRACTOR'S capital
employed for the Work and charges against CONTRACTOR for delinquent payments.
11.9.4 Cost of premiums for all bonds and for all insurance policies whether or not CONTRACTOR is
required by the Contract Documents to purchase and maintain the same (except as otherwise
provided in Subparagraph 11.8.9).
11.9.5 Costs due to the negligence of CONTRACTOR, any Subcontractor, or anyone directly or
indirectly employed by any of them or for whose acts any of them may be liable, including but not
limited to, the correction of defective work, disposal of materials or equipment wrongly supplied
and making good any damage to property.
11.9.6 Other overhead or general expense costs of any kind and the costs of any item not specifically
and expressly included in Paragraph 11.8.
11.10 CONTRACTOR'S fee which will be allowed to CONTRACTOR for its overhead and profit will be
determined as follows:
11.10.1 A mutually acceptable firm fixed price; or if none can be agreed upon.
11.10.2 A mutually acceptable fixed percentage (not to exceed 15%).
11.11 The amount of credit to be allowed by CONTRACTOR to OWNER for any such change which results in
a net decrease in cost will be the amount of the actual net decrease in costs calculated in the same
manner as provided in 11.8. When both additions and credits are involved in any one change, the net will
be computed to include overhead and profit, identified separately, for both additions and credit, provided
however, CONTRACTOR will not be entitled to claim lost profits for any Work not performed.
ARTICLE 12 - TIME FOR COMPLETION LIQUIDATED DAMAGES AND CHANGE OF THE
CONTRACT TIME.
12.1 Time is of the essence to this contract and the date of beginning and the time for completion of the Work
are essential conditions of the Contract. Therefore, the Work must be commenced on the date specified
in the Notice to Proceed and completed within the time specified for completion of the work.
12.2 CONTRACTOR must proceed with the Work at such rate of progress to ensure full completion within
the Contract Time. It is expressly understood and agreed, by and between CONTRACTOR and City
Manager, that the Contract Time for the completion of the Work described herein is a reasonable time.
taking into consideration the average climatic and economic conditions and other factors prevailing in the
locality of the Work. No extension of time will be granted due conditions that CONTRACTOR knew of
or should have known of before bidding on the project or due to inclement weather, except as provided
in section 12.7.
12.3 If CONTRACTOR fails to complete the Work within the Contract Time, or extension of time granted by
the City Manager, then CONTRACTOR must pay to OWNER the amount of liquidated damages as
specified in the Contract Documents for each calendar day after the scheduled date for completion as
adjusted by written Change Orders that extended the completion date.
12.3.1 These amounts are not penalties but are liquidated damages incurred by OWNER for its inability
to obtain full use of the Project. Liquidated damages are hereby fixed and agreed upon between
the parties, recognizing the impossibility of precisely ascertaining the amount of damages that will
be sustained as a consequence of such delay, and both parties desiring to obviate any question or
dispute concerning the amount of saf ¢*s and the cost and effect of the failure of
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CONTRACTOR to complete the Contract on time. The above -stated liquidated damages will
apply separately to each phase of the Project for which a time for completion is given.
12.3.2 City Manager is authorized to deduct the liquidated damages from monies due to
CONTRACTOR for the Work under this Contract.
12.4 The Contract Time may only be changed by a written Change Order. Any claim for an extension in the
CONTRACT TIME will be based on written notice delivered to the City Manager and CONSULTANT
within five (5) business days of the occurrence of the event giving rise to the claim and stating the general
nature of the claim including supporting data. All claims for adjustment in the Contract Time will be
evaluated and recommended by CONSULTANT, with final approval by the City Manager. Any change in
the Contract Time resulting from any such claim must be incorporated in a written Change Order.
12.5 All time limits stated in the Contract Documents are of the essence of the Contract.
12.6 No damage claim for delay is allowed and CONTRACTOR's sole remedy for delay caused by OWNER
will be an extension of time for the period of delay.
12.7 Extensions to the Contract Time for delays caused by the effects of inclement weather will not be granted
unless the weather was unusual for South Florida and could not have been anticipated, the abnormal
weather is documented by records from the national weather service and the abnormal weather is
documented to have had a substantial affected on the construction schedule.
12.8 No Damages for Delay: CONTRACTOR agrees that he will not have any claim for damages due to delay
unless the delay exceeds 6 months, whether individually or cumulatively. and then the damages will be
limited to increased cost of materials that were unanticipated and that would not have been incurred but
for the delay. Other than as set forth above, the only remedy for any delay will be limited to an extension
of time as provided for in Section 12.4 which will be the sole and exclusive remedy for such resulting
delay. Other than as set forth above, CONTRACTOR will not be entitled to an increase in the Contract
Price or payment or compensation of any kind from OWNER for direct, indirect, consequential, impact
or other costs, expenses or damages, including but not limited to, costs of acceleration or inefficiency,
overhead or lost profits, arising because of delay, disruption, interference or hindrance from any cause
whatsoever, whether such delay, disruption, interference or hindrance be reasonable or unreasonable,
foreseeable or unforeseeable, or avoidable or unavoidable.
12.9 CONTRACTOR waives all claims that are not presented to City Manager in writing on or before the
21 st day following the date of the event upon which the claim is based.
12.10 Dispute Resolution: If any dispute concerning a question of fact arises under the Contract, other than
termination for default or convenience, CONTRACTOR and the city department responsible for the
administration of the Contract will make a good faith effort to resolve the dispute. If the dispute cannot
be resolved by agreement, then the department with the advice of the City Attorney and CONSULTANT
will rule on the disputed issue and send a written copy of its decision to CONTRACTOR.
CONTRACTOR must comply with such decision and may not delay the project.
_ARTICLE 13 —GUARANTEE
13.1 CONTRACTOR guarantees and unconditionally warrants through either the manufacturer or
CONTRACTOR directly, all materials and equipment furnished and Work performed for patent Defective
Work for a period of one (1) year from the date of Final Acceptance as indicated in CONSULTANT Letter
of Recommendation of Acceptance, if issued, the Certificate of Occupancy, if issued, or the Certificate of
Completion, if issued by City Manager, whichever is applicable and if more than one is applicable, the one
that is issued last, for patent Defective Work,. CONTRACTOR guarantees and unconditionally warrants
through either the manufacturer or CONTRACTOR directly, all materials and equipment furnished and
Work performed for three (3) years from the date of Final Acceptance as indicated in CONSULTANT
Letter of Recommendation of Acceptance, if issued, the Certificate of Occupancy, if issued, or the
Certificate of Completion, if issued by City Manager, whichever is applicable and if more than one is
applicable, the one that is issued last, for latent Defective Work. The City Manager will give notice of
observed defects with reasonable promptness. In the event that CONTRACTOR should fail to commence
to correct such Defective Work within ten (10) calendar days after having received written notice of the
defect, or should CONTRACTOR commence the corrective work, but fail to prosecute the corrective
work continuously and diligently and in accordance with the Contract Documents, applicable law, rules and
regulations, the City Manager may declare an event of default, terminate the Contract in whole or in part
and cause the Defective Work to be removed or corrected and to complete the Work at
CONTRACTOR's expense, and the City Manager will charge CONTRACTOR the cost thereby
incurred. The Performance Bond will remain in full force and effect through the guarantee period.
13.2 The specific warranty periods listed in the Contract Documents, if different from the period of time listed
in Section 13.I, will take precedence over S��cjR ]J31.
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13.3 CONTRACTOR must act as agent, on a limited basis for OWNER, at the City Manager's option, solely
for the follow-up concerning warranty compliance for all items under manufacturer's
Warranty/Guarantee and for the purpose of completing all forms for Warranty/Guarantee coverage
under this Contract.
13.4 In case of default by CONTRACTOR, the City of South Miami may procure the articles or services from
other sources and hold CONTRACTOR responsible for any excess costs occasioned or incurred
thereby.
13.5 The City Manager may withhold acceptance of, or reject items which are found upon examination, not to
meet the specification requirements. Upon written notification of rejection, items must be removed
within five (5) business days by CONTRACTOR at his own expense and redelivered at his expense.
Rejected goods left longer than thirty (30) calendar days will be regarded as abandoned and City Manager
will have the right to dispose of them as its own property and CONTRACTOR thereby waives any claim
to the good or to compensation of any kind. Rejection for Non -Conforming Work or failure to meet
delivery schedules may result in the Contract being found in default.
ARTICLE 14 - PAYMENTS AND COMPLETION.
Payments to Contractor
14.1 CONTRACTOR will not be entitled to any money for any work performed before the issuance of a
Notice to Proceed on the form described in the Contract Documents and the issuance by City Manager
of a "purchase order", or any other document, does not and will not authorize the commencement of the
Work. At least ten (10) calendar days before each progress payment falls due (but not more often than
once a month), CONTRACTOR must submit to CONSULTANT a partial payment estimate filled out and
signed by CONTRACTOR covering the Work performed during the period covered by the partial
payment estimate and supported by such data as CONSULTANT may reasonably require. All progress
payment applications after the first progress payment must be accompanied by partial releases of lien
executed by all persons, firms and corporations who have furnished labor, services or materials
incorporated into the work during the period of time for which the previous progress payment was made,
releasing such claims and lien rights, if any, of those persons. If payment is requested on the basis of
materials and equipment not incorporated in the Work but delivered and suitably stored at or near site,
the partial payment estimate must also be accompanied by such supporting data, satisfactory to the City
Manager, which establishes OWNER's title to the material and equipment as well as certificates of
insurance providing coverage for 100% of the value of said material and equipment covering the material
and equipment from all casualties as well as theft, vandalism, fire and flood. CONTRACTOR must
replace at its expense any stored materials paid for which are either damaged or stolen before
installation. CONSULTANT will within ten (10) calendar days after receipt of each partial payment
estimate, either certifying in writing its approval of payment and present the partial payment estimate to
the City Manager, or return the partial payment estimate to CONTRACTOR, indicating in writing his
reasons for refusing to approve payment In the latter case, CONTRACTOR may make the necessary
corrections and resubmit the partial payment estimate. OWNER, will within thirty (30) calendar days of
presentation to it of any approved partial payment estimate, pay CONTRACTOR a progress payment on
the basis of the approved partial payment estimate. City Manager may retain ten (10%) percent of the
amount of each payment until Final Completion and Acceptance of all Work covered by the Contract
Documents. Any interest earned on the retainage will accrue to the benefit of OWNER.
14.2 CONTRACTOR, before it receives final payment, must deliver to the City Manager a Contractor's Final
Payment Affidavit as set forth in the Florida Construction Lien Statute as well as final releases of lien
executed by all persons who have performed or furnished labor, services or materials, directly or
indirectly, which was incorporated into the Work. If any person refuses to provide such a release or
provides a conditional release, the City Manager will have the right to issue a joint check made payable to
CONTRACTOR and such person.
14.3 Punch list
City Manager and CONTRACTOR will develop a single list of items required to render complete,
satisfactory, and acceptable the construction services purchased by the local governmental entity. Within
30 calendar days after reaching substantial completion of the Project, City Manager will prepare a punch
list of items that need to be completed and, within 5 days after the list of items has been developed and
reviewed, the City Manager will deliver the punch list to CONTRACTOR. If the Project relates to more
than one building or structure, or involves a multiphase project, the City Manager will prepare a separate
punch list for each building and structure and if it is a multiphase project, for each phase, within 30 days of
substantial completion of such building, structure and phase. [See Sec. 255.07, Fla. Stat.]
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The final contract completion date may not be less than 30 days after the delivery of the list of items. If
the list is not timely delivered to CONTRACTOR, the contract time for completion must be extended by
the number of days OWNER exceeded the required delivery date.
Contractor's Warranty of Title
14.3 CONTRACTOR warrants and guarantees that title to all Work, materials and equipment covered by an
Application for Payment whether the Work, material or equipment is incorporated in the Project or not,
will have passed to OWNER prior to the making of the Application for Payment; free and clear of all
liens, claims, security interest and encumbrances (hereafter in these General Conditions referred to as
"Liens"); and that no Work, materials or equipment, covered by an Application for Payment, will have
been acquired by CONTRACTOR or by any other person performing the Work at the site or furnishing
materials and equipment for the Project, under or pursuant to an agreement under which an interest
therein or encumbrance thereon is retained by the seller or otherwise imposed by CONTRACTOR or
such other person.
Approval of Payment
14.4 CONSULTANT's approval of any payment requested in an Application for Payment will constitute a
representation by him to OWNER, based on CONSULTANT's on site observations of the Work in
progress as an experienced professional and on his review of the Application for Payment and supporting
data, that the Work has progressed to the point indicated in the Application for Payment; that, to the
best his knowledge, information and belief, the quality of the Work is in accordance with the Contract
Documents (subject to an evaluation of the Work as a functioning Project upon substantial completion as
defined in Article I, to the results of any subsequent tests called for in the Contract Documents and any
qualifications stated in his approval); and that CONTRACTOR is entitled to payment of the amount
approved. However, the approval of such payment does not mean and may not imply that
CONSULTANT made exhaustive or continuous on -site observations to check the quality or the quantity
of the Work, or that he has reviewed the means, methods, techniques, sequences and procedures of
construction or that he has made any examination to ascertain how or for what purpose
CONTRACTOR has used the moneys paid or to be paid to him, or that title to any Work, materials, or
equipment has passed to OWNER free and clear of any liens.
14.5 CONTRACTOR will not be entitled to be paid unless:
(a) the labor and materials listed on a payment application have been used in the construction of this
Work or, as to materials included in the request for payment that have not yet been incorporated into
the construction, such materials are on the site or stored at an approved location, and
(b) payment received from the last payment application has been used to fully pay for all the laborers,
subcontractors and materials reflected in that request, other than amounts that are in dispute and that
are listed in the payment application with reasonable clarity as to the reason for withholding payment with
the name, addresses and telephone number of the person whose request is being withheld. The payment
application must contain the forgoing statement and the statement must be certified by CONTRACTOR
as being true.
In the event that CONTRACTOR withholds payment from a Subcontractor or Supplier, the same amount
of money will be withheld from CONTRACTOR's payment until the issue is resolved by written
agreement between them and then a joint check will be made payable to the person in question and
CONTRACTOR in accordance with the settlement agreement, otherwise the money will be held by
OWNER until a judgment is entered in favor of CONTRACTOR or the person, in which case the money
will be paid according with said judgment. Nothing contained herein will indicate an intent to benefit any
third persons who are not signatories to the Contract
14.6 CONSULTANT may refuse to approve the whole or any part of any payment if, in its opinion, it is unable
to make such representations to OWNER as required this Section 14. It may also refuse to approve any
payment, or it may void any prior payment application certification because of subsequently discovered
evidence or the results of subsequent inspection or tests to such extent as may be necessary in its
opinion to protect OWNER from loss because:
14.6.1 of Defective Work, or completed Work has been damaged requiring correction or replacement,
14.6.2 the Work for which payment is requested cannot be verified,
14.6.3 claims of Liens have been filed or received, or there is reasonable evidence indicating the probable
filing or receipt thereof,
14.6.4 the Contract Price has been reduced because of modifications,
14.6.5 OWNER has correct Defective WoTgCp6fcfflpIeted the Work in accordance with Article 13.
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14.6.6 of unsatisfactory prosecution of the Work, including failure to clean up as required by paragraphs
6.29 and 6.30,
14.6.7 of persistent failure to cooperate with other contractors on the Project and persistent failure to
carry out the Work in accordance with the Contract Documents,
14.6.8 of liquidated damages payable by CONTRACTOR, or
14.6.9 of any other violation of, or failure to comply with provisions of the Contract Documents.
14.7 Prior to Final Acceptance, City Manager, with the approval of CONSULTANT, may use any completed or
substantially completed portions of the Work provided such use does not interfere with
CONTRACTOR's completion of the Work. Such use will not constitute an acceptance of such portions
of the Work.
14.8 The City Manager has the right to enter the premises where the Work is being performed for the
purpose of doing Work not covered by the Contract Documents. This provision may not be construed
as relieving CONTRACTOR of the sole responsibility for the care and protection of the Work, or the
restoration of any damaged Work except such as may be caused by agents or employees of OWNER.
14.9 Upon completion and acceptance of the Work CONSULTANT will issue a Certificate attached to the
Final Application for Payment that the Work has been accepted by it under the conditions of the
Contract Documents. The entire balance found to be due CONTRACTOR, including the retained
percentages, but except such sums as may be lawfully retained by OWNER, will be paid to
CONTRACTOR within thirty (30) calendar days of completion and acceptance of the Work.
14.10 Upon The awarded CONTRACTOR will be strongly encouraged to register as an ePayables Vendor with
OWNER. The Bank of America ePayables Solution is an automated card payment process that shifts
accounts payable disbursements to corporate purchasing cards. ePayables, streamline the process of
making payments to your organization going forward, City Manager will provide CONTRACTOR with a
credit card account number to keep on file. This card has unique security features, with $0 of available
funds until an invoice is approved for payment. After an invoice has received proper and complete
approval, an electronic remittance advice will be sent via e-mail, or fax, which notifies CONTRACTOR
that the funds have been transferred in to the account linked to the card for the amount listed on the
invoice and/or remittance email. Please refer to the ePayables Questions & Answers Form contained in
this RFP or contact OWNER's Finance department at (305) 663-6343 with any questions.
Acceptance of Final Payment as Release
14.11 The Acceptance by CONTRACTOR of Final Payment will be and will operate as a release to OWNER
and a waiver of all claims and all liability to CONTRACTOR other than claims previously filed and
unresolved. The waiver includes all things done or furnished in connection with the Work and for every
act and neglect of OWNER and others relating to or arising out of this Work. Any payment, however,
final or otherwise, will not release CONTRACTOR or its sureties from any obligations under the
Contract Documents or the Performance Bond and Payment Bonds.
14.12 CONSULTANT may void any certification of Substantial Completion or Final Completion of the Work as
may be necessary in his opinion to protect OWNER from loss if he determines, because of subsequently
discovered evidence or the results of subsequent inspection or tests, that:
14.12.1 the Work is defective, or that the completed Work has been damaged due to the fault of
CONTRACTOR or any individual or entity operating under or through it requiring correction
or replacement to the extent that the project is no longer Substantially Completed, or in the
case of Final Completion certification, is no longer Finally Competed.
14.12.2 the Work necessary to be completed for the purpose of certifying the work as being
Substantially Completed or Finally Completed cannot be verified,
14.12.3 claims or Liens have been filed or received, or there is reasonable evidence indicating the
probable filing or receipt thereof that, if valid and paid, would reduce the amount owing to
CONTRACTOR BY 20% in the case of Substantial Completion and 5% in the case of Final
Completion.
14.12.4 there is Defective Work the value of which, if deducted from the contract price would reduce
the amount owing to CONTRACTOR BY 20% in the case of Substantial Completion and 5% in
the case of Final Completion.
14.13 If CONSULTANT de -certifies any portion of the Work that was certified ("Initial Certification") by
CONSULTANT, CONTRACTOR must repay to OWNER any money paid as a result of said Initial
Certification being issued which will be paid only when the decertified work is re -certified.
ARTICLE 15 — SUSPENSION OF WORK AND TERMINATION,
15.1 The City Manager may, at anytime and without cause, suspend the Work or any portion thereof for a
period of not more than ninety (90) calendar8*W t"otice in writing to CONTRACTOR and
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CONSULTANT, which will fix the date on which Work will be resumed. Except for the City Manager's
exercising his right to suspend or terminate the contract pursuant to Article 6, Section 6.21 due to a state
of emergency, CONTRACTOR will be allowed an increase in the Contract Price or an extension of the
Contract Time, or both, directly attributable to any suspension and if a claim is timely made and if it is
allowed under the terms of Articles I I or Article 12.
Cry May Terminate
15.2 If CONTRACTOR is adjudged bankrupt or insolvent, or if he makes a general assignment for the benefit
of its creditors, or if a trustee or receiver is appointed for CONTRACTOR or for any its property, or if
he files a petition to take advantage of any debtor's act, or to reorganize under bankruptcy or similar laws,
or if he repeatedly fails to supply sufficient skilled workmen or suitable materials or equipment, or if he
repeatedly fails to make prompt payments to Subcontractors or for labor, materials or equipment or he
disregards laws, ordinances, rules, regulations or orders of any public body having jurisdiction, or if he
disregards the authority of CONSULTANT, or if he otherwise violates any provision of, the Contract
Documents, then the City Manager may, without prejudice to any other right or remedy and after giving
CONTRACTOR and the Surety seven (7) calendar days written notice, terminate the services of
CONTRACTOR and take possession of the Project and of all materials, equipment, tools, construction
equipment and machinery thereon owned by CONTRACTOR, and finish the Work by whatever method
it may deem expedient In such case CONTRACTOR will not be entitled to receive any further payment
until the Work is finished. If the unpaid balance of the Contract Price exceeds the direct and indirect
costs of completing the Project, including compensation for additional professional services, such excess
will be paid to CONTRACTOR. If such costs exceed such unpaid balance, CONTRACTOR or the
Surety on the Performance Bond must pay the difference to OWNER. Such costs incurred by OWNER
will be determined by CONSULTANT and incorporated in a Change Order.
If after termination of CONTRACTOR under this Section, it is determined by a court of competent
jurisdiction for any reason that CONTRACTOR was not in default, the rights and obligations of OWNER
and CONTRACTOR will be the same as if the termination had been issued pursuant to Section 15.5
15.3 Where CONTRACTOR'S services have been so terminated by the City Manager said termination will not
affect any rights of OWNER against CONTRACTOR then existing or which may thereafter accrue. Any
retention or payment of moneys by OWNER due CONTRACTOR will not release CONTRACTOR
from liability.
15.4 Upon seven (7) calendar days' written notice to CONTRACTOR and CONSULTANT, the City Manager
may, without cause and without prejudice to any other right or remedy, elect to terminate the Contract
for the convenience of OWNER. In such case, CONTRACTOR will be paid for all Work executed and
accepted by the City Manager as of the date of the termination, minus any deduction for damage or
Defective Work. No payment will be made for profit for Work which has not been performed.
I SAA OWNER reserves the right in the event CONTRACTOR cannot provide an item(s) or service(s) in a
tamely manner as requested, to obtain the good and/or services from other sources and deducting the
cost from the Contract Price without violating the intent of the Contract.
Removal of Equipment
15.5 In the case of termination of this Contract before completion for any cause whatever, CONTRACTOR, if
notified to do so by the City Manager, must promptly remove any part or all of its equipment and supplies
from the property of OWNER. Should CONTRACTOR not remove such equipment and supplies, the
City Manager will have the right to remove them at the expense of CONTRACTOR and
CONTRACTOR agrees that OWNER will not be liable for loss or damage to such equipment or
supplies. Equipment and supplies will not be construed to include such items for which CONTRACTOR
has been paid in whole or in part.
Contractor May Stop Work or Terminate
15.6 If, through no act or fault of CONTRACTOR, the Work is suspended for a period of more than ninety
(90) calendar days by the City Manager or by order of other public authority, or under an order of court
or CONSULTANT fails to act on any Application for Payment within thirty (30) calendar days after it is
submitted, or OWNER fails to pay CONTRACTOR any sum approved by CONSULTANT, within thirty
(30) calendar days of its approval, and presentation, then CONTRACTOR may, upon twenty (20)
calendar days written notice to the City Manager and CONSULTANT, terminate the Contract The City
Manager may remedy the delay or neglect within the twenty (20) calendar days. If timely remedied by
OWNER, the Contract will not be considerhtsfVted. In lieu of terminating the Contract, if
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CONSULTANT has failed to act on an Application for Payment or OWNER has failed to make any
payment as afore said CONTRACTOR may upon ten (10) calendar days' notice to the City Manager and
CONSULTANT stop the Work until it has been paid all amounts then due.
Indemnification of Independent Consultant,
15.7 CONTRACTOR and the City Manager hereby acknowledges that if CONSULTANT is an independent
contractor of OWNER, CONSULTANT may be reluctant to rule on any disputes concerning the
Contract Documents or on the performance of CONTRACTOR or OWNER pursuant to the terms of
the Contract Documents. Therefore, OWNER, at CONSULTANTS request, agrees to provide
CONSULTANT with a written indemnification and hold harmless agreement to indemnify and hold
CONSULTANT harmless as to any decision in this regard before CONSULTANT makes an
interpretation, de -certifies a payment application, decertifies Substantial Completion, decerdfies Final
Completion, certifies an event of default, or approves any action which requires the approval of
CONSULTANT.
ARTICLE 16 —MISCELLANEOUS
16.1 Whenever any provision of the Contract Documents requires the giving of written notice it will be
deemed to have been validly given If delivered in person to the individual or to a member of the firm or
to an officer of the corporation for whom it is intended, or if delivered at or sent by registered or
certified mail, postage prepaid, to the last known business address.
16.2 The Contract Documents are the property of OWNER. CONTRACTOR and CONSULTANT will have
the right to keep one record set of the Contract Documents upon completion of the Project
16.3 The duties and obligations imposed by these General Conditions, Special Conditions and Supplementary
Conditions, if any, and the rights and remedies available hereunder, and, in particular but without
limitation, the warranties, guarantees and obligations imposed upon CONTRACTOR by the Contract
Documents and the rights and remedies available to OWNER and CONSULTANT thereunder, will be in
addition to, and will not be construed in any way as a limitation of, any rights and remedies available by
law, by special guarantee or by other provisions of the Contract Documents.
16.4 Should OWNER or CONTRACTOR suffer injury or damage to its person or property because of any
error, omission, or act of the other or of any of their employees or agents or others for whose acts they
are legally liable, claim must be made in writing to the other parry within twenty-one (21) calendar days of
the first observance of such injury or damage.
ARTICLE 17 - WAIVER OF JURY TRIAL,
17.1 OWNER and CONTRACTOR knowingly, irrevocably voluntarily and intentionally waive any right either
may have to a trial by jury in State or Federal Court proceedings in respect to any action, proceeding,
lawsuit or counterdaim arising out of the Contract Documents or the performance of the Work
thereunder.
ARTICLE 18 - ATTORNEYS FEES JURISDICTION I W_ NUE / GOVERNING LAW.
18.1 The Contract will be construed in accordance with and governed by the law of the State of Florida.
18.2 The parties submit to the jurisdiction of any court of competent jurisdiction in Florida regarding any claim
or action arising out of or relating to the Contract or Contract Documents. The parties agree that venue
of any action to enforce the Contract is in Miami -Dade County, Florida.
18.3 Except as may be otherwise provided in the Contract Documents, all claims, counterclaims, disputes and
other matters in question between OWNER and CONTRACTOR arising out of or relating to this
Contract or the breach thereof, will be decided in a court of competent jurisdiction within the State of
Florida.
ARTICLE 19 - PROJECT RECORDS,
19.1 The City Manager has the right to inspect and copy during regular business hours at OWNER'S expense,
the books and records and accounts of CONTRACTOR which relate in any way to the Project, and to
any claim for additional compensation made by CONTRACTOR, and to conduct an audit of the financial
and accounting records of CONTRACTOR which relate to the Project CONTRACTOR will retain and
make available to City Manager all such books and records and accounts, financial or otherwise, which
relate to the Project and to any claim for a period of three (3) years following final completion of the
Project. During the Project and the three (3) year period following final completion of the Project,
CONTRACTOR must provide City Manager access to its books and records upon five (5) business day's
written notice. 183 of 193
25 of 149
19.2 CONTRACTOR and all of its subcontractors are required to comply with the public records law
(s.l 19.0701) while providing services on behalf of OWNER and CONTRACTOR, under such conditions,
must incorporate this paragraph In all of its subcontracts for this Project. CONTRACTOR and its
subcontractors are specifically required to: (a) Keep and maintain public records required by the public
agency to perform the service; (b) Upon request from the public agency's custodian of public records,
provide the public agency with a copy of the requested records or allow the records to be inspected or
copied within a reasonable time at a cost that does not exceed the cost provided in this chapter or as
otherwise provided by law, (c) Ensure that public records that are exempt or confidential and exempt
from public records disclosure requirements are not disclosed except as authorized by law for the
duration of the contract term and following completion of the contract if the contractor does not transfer
the records to the public agency; and (d) Upon completion of the contract, transfer, at no cost, to the
public agency all public records in possession of the contractor or keep and maintain public records
required by the public agency to perform the service. If the contractor transfers all public records to the
public agency upon completion of the contract, the contractor must destroy any duplicate public records
that are exempt or confidential and exempt from public records disclosure requirements. If the
contractor keeps and maintains public records upon completion of the contract, the contractor must
meet all applicable requirements for retaining public records. All records stored electronically must be
provided to the public agency, upon request from the public agency's custodian of public records, in a
format that is compatible with the information technology systems of the public agency.
IF THE CONTRACTOR HAS QUESTIONS REGARDING THE
APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO THE
CONTRACTOR'S DUTY TO PROVIDE PUBLIC RECORDS
RELATING TO THIS CONTRACT, CONTACT THE CUSTODIAN
OF PUBLIC RECORDS AT 305-663-6340; E-mail:
npayne@southmiamifl.gov; 6130 Sunset Drive, South Miami, FL 33143.
19.3 If CONTRACTOR or its subcontractor does not comply with a public records request, the City Manager
has the right to enforce this contract provision by specific performance and the person who violates this
provision is liable to OWNER for its costs of enforcing this provision, including attorney fees incurred in
all proceedings, whether administrative or civil court and In all appellate proceedings.
ARTICLE 20 — SEVERABILITY.
20.1 If any provision of the Contract or the application thereof to any person or situation is, to any extent,
held invalid or unenforceable, the remainder of the Contract, and the application of such provisions to
persons or situations other than those as to which it is held invalid or unenforceable will not be affected
thereby, and will continue in full force and effect, and be enforced to the fullest extent permitted by law.
ARTICLE 21 — INDEPENDENT CONTRACTOR,
21.1 CONTRACTOR is an independent CONTRACTOR under the Contract. Services provided by
CONTRACTOR must be by employees of CONTRACTOR and subject to supervision by
CONTRACTOR, and not as officers, employees, or agents of OWNER. Personnel policies, tax
responsibilities, social security and health insurance, employee benefits, purchasing policies and other
similar administrative procedures, applicable to services rendered under the Contract must be those of
CONTRACTOR.
ARTICLE 22 —ASSIGNMENT,
22.1 CONTRACTOR may not transfer or assign any of its rights or duties, obligations and responsibilities
arising under the terms, conditions and provisions of this Contract without prior written consent of the
City Manager. The City Manager will not unreasonably withhold and/or delay OWNER'S consent to the
assignment of CONTRACTOR's rights. The City Manager may, in the manager's sole and absolute
discretion, refuse to allow CONTRACTOR to assign its duties, obligations and responsibilities. In any
event, OWNER is not obligated to consent to such assignment unless CONTRACTOR remains jointly
and severally liable for any breach of the Agreement by the assignee, the assignee meets all of OWNER's
requirements to the City Manager's sole satisfaction and the assignee executes all of the Contract
Documents that were required to be executed by CONTRACTOR.
ARTICLE 23 — FORCE MAJEURE.
184 of 193
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23.1 Neither party may hold the other responsible for damages or for delays in performance caused by force
majeure, acts of God, or other acts or circumstances beyond the control of a party or that could not have
been reasonably foreseen, prevented or avoided. For this purpose, such acts or circumstances include, but
not limited to, weather conditions affecting performance, floods, epidemics, war, riots, strikes, lockouts, or
other industrial disturbances, or protest demonstrations. Should such acts or circumstances occur, the
parties will use their best efforts to overcome the difficulties and to resume the work as soon as reasonably
possible.
IN WITNESS WHEREOF, the parties hereto have executed the General Conditions to acknowledge
their inclusion as part of the Contract Documents on this 17 day of JUIY . 20�
CONTRACTOR: Uf11te nt .
Signature:
Print Signatory's Name:
Tide of Signatory: President
ATTESTED: OWNER: CITY OF SOUT AMI
1 '
Signature: JLP Signature:
Nken A. Payn Shari Kamali
City Clerk City Manager
Read and Approved as to Form, Language,
Legality, and Execution Thereof:
Signajr
/
City Attorney
185 of 193
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EXHIBIT 7
Supplementary Conditions
CONSTRUCTION CONTRACT
SW 64TH STREET FROM SW 62ND AVE TO SW WN AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
A. Consultant: In accordance with ARTICLE I of the General Conditions the consultant (CONSULTANT)
is defined as the person identified as the consultant in the Supplementary Conditions or if none, then
OWNER's designated representative as identified in the Supplementary Conditions. CONSULTANTS, if
any, and OWNER's Designated Representative's name, address, telephone number and facsimile number
are as follows:
Consultant: MARLIN C ENGINEERING
1700 N.W. 66 Avenue
Suite 106
Plantation, FI 33313
Ph: 305/477-75t5
B. Termination or Substitution of Consultant: Nothing herein will prevent the City Manager from terminating
the services of CONSULTANT or from substituting another "person" to act as CONSULTANT.
C. Puns for Construction: The successful CONTRACTOR will be furnished sets of Contract
Documents without charge. Any additional copies required will be furnished to CONTRACTOR at a cost
to CONTRACTOR equal to the reproduction cost.
D. The Scope of Services, also referred to as the Work in the contract documents, is as set forth in the RFP
and in the attached EXHIBIT 1. Attachments A. B & C to the RFP and if there is a conflict the
attached Exhibit will take precedence.
E. Contractor must comply with the insurance and indemnification requirements is set forth in the RFP and in
the document set forth in the attached EXHIBIT 2 to the RFP and if there is a conflict the attached
Exhibit will take precedence.
F. The Work must be completed in 90 calendar days unless a shorter time is set forth in the Contract and
in such event the Contract will take precedent notwithstanding any provision in the General Conditions to
the Contract that may be to the contrary.
G. CONTRACTOR has reviewed and checked all information and data with respect to existing Underground
Facilities or conditions at or contiguous to the site and assumes responsibility for the accurate location of
all Underground Facilities and conditions that may affect the Work It is agreed by the parties that no
additional examinations, investigations, explorations, tests, reports or similar information or data in respect
to any Underground Facilities or conditions are, or will be, required by CONTRACTOR to perform and
furnish the Work at the Contract Price, within the Contract Time and in accordance with the other terms
and conditions of the Contract Documents.
H. CONTRACTOR has given the City Manager written notice of all conflicts, errors or discrepancies that it
has discovered in the Contract Documents and, if any conflicts, errors or discrepancies have been found
and notice given, CONTRACTOR represents, by submitting its proposal to the City Manager, that
CONTRACTOR has received sufficient notice of the resolution thereof from the City Manager, that such
resolution Is acceptable to CONTRACTOR and that CONTRACTOR waives any claim regarding the
conflicts, errors or discrepancies.
1.
IN WITNESS WHEREOF, the parties hereto have executed th Supplementary Conditions to
acknowledge their inclusion as part of the Contract on this 17 day of gUly , 2020 .
i �
CONTRACTOR: Unn Inc. l
Signature: i
Print Signatory s Name: Katiuska Hurles
Title of Signatory: President
186 of 193
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ATTESTED:
Signature: i
Nlke4 A. Payn
City Clerk
Read and Approved as to Form, Language,
Legality. and Execution Thereof.
✓
Signa rc:
City Attorney
OWNER: CITY OF OUTH MI MJ,
Signature:
Shari Kamali
City Manager
187 of 193
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EXHIBIT I
SCOPE OF SERVICES
ATTACHMENT A
SW 64TH STREET FROM SW 6211D AVE TO SW 57T" AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
Scope of Services & Schedule of Values/Summary of Quantities
1. General Requirements:
The project is funded in whole or part by a federal grant, Community
Development Block Grant, (CDBG) through Miami -Dade County.
Respondents must comply with the CDBG requirements; refer to EXHIBIT 4
"CDBG Federal Grant Requirements, Public Housing & Community
Development Federal Labor Standards & Section 3 Requirements."
The work specified in this Request for Proposal (RFP) consists of furnishing all goods,
materials, supplies and services necessary to provide a completed project that meets all
of the needs described in this Scope of Services and as otherwise described in this RFP
(the "Work"). The Work is to be performed per specifications and the contract
documents. This includes, but is not limited to the furnishing all labor of Contractor and
the labor of all allowable subcontractors, and cost of disposal of materials as well as all
necessary machinery, tools, transportation, equipment rental and permits, to perform all
of the Work.
Prior to any digging, Respondents must locate all underground utilities and other facilities
as well as contacting Sunshine 811 to coordinate the process between excavators and
member utilities in Florida so that they can mark the approximate location of underground
lines, pipes and cables on construction site.
Permit fees are waived for permits required to be issued directly by the City of South
Miami. Permit fees from other government entities, if required, shall be the responsibility
of the Respondent/Contractor however, in all cases; it is the responsibility of
Respondent/Contractor to secure any and all permits that may be required for this
project
The work associated with this project should be reflected in the Respondent's
proposal and "Schedule of Values Form, "Scope of Services," Exhibit 1, Attachment
B.
11. Scope of Work:
The scope of work includes but is not limited to maintenance of traffic, clearing and
grubbing, road excavation and stabilization, milling and resurfacing, miscellaneous road
repairs, concrete curb, sidewalk, detectable warnings, turf and pavement markings.
Work activity is limited to . the hours from 7:00 a.m. through 6:00 p.m., on
weekdays from Monday through Friday.
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III. Site Location:
"SW 64T" STREET FROM SW 62ND AVE TO SW 57T" AVE INSTALLATION OF BICYCLE
LANES WITH SEPARATION FROM TRAVEL LANES." Please refer to Exhibit 1, Scope
of Services, Attachment C, "Installation of Bicycle Lanes."
IV. Construction Notes:
Values utilized for the purpose of this RFP are approximate. Contractor is responsible to
field verify the areas, and quantities as per the limits defined by the site plan.
WHEN SUBMITTING THE BID PACKAGE, THE RESPONDENT IS TO
PROVIDE A LUMP SUM PRICE PER THE SCHEDULE OF VALUES,
EXHIBIT I, SCOPE OF SERVICES, ATTACHMENTS.
RESPONDENTS ARE TO COMPLETE THE "SCHEDULE OF VALUES"
FORM.
WHEN PREPARING AND SUBMITTING THE COMPLETED "SCHEDULE
OF VALUES FORM," THE RESPONDENT SHALL CARRY THE TREE
MITIGATION ALLOTMENT AS WELL AS THE CONTINGENCY IN THEIR
TOTAL BASE BID.
RESPONDENT SHALL PROVIDE PRICING FOR THE ADD ALTERNATES
LISTED ON THE PAY ITEMS.
THE CITY WILL AWARD THE ENTIRE PROJECT TO A SINGLE
RESPONDENT BASED ON THE LUMP SUM AMOUNT SUBMITTED.
V. Plans and Specifications:
Please refer to Exhibit 1, "Scope of Services" and Attachment C, ""Installation of
Bicycle Lanes."
VI. Project Duration:
The complete construction of the project is 120 calendar days from notice to proceed.
VI1. Warranty:
If equipment is being provided, the standard manufacturer's warranty information must
be provided in writing for all equipment being proposed, including installation by an
authorized dealer before final payment is made. If the manufacturer's warranty is issued
to the respondent/contractor, it shall be assigned to the City.
NOTE: A Performance and Payment Bond is required for the full amount of the
project and is NOT required with the submittal.
EPgp&gSECTION
EXHIBIT
SCOPE OF SERVICES
ATTACHMENT B
SW 64TH STREET FROM SW 62ND AVE TO SW 57T" AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
"SCHEDULE OF VALUES"
NOTE: FAILURE TO COMPLETE AND SUBMIT THE
SCHEDULE OF VALUES FORM WILL RENDER A
RESPONDENTS PROPOSAL UNRESPONSIVE
32 of 149
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EXHIBIT 1
SCOPE OF SERVICES
ATTACHMENT C
SW 64T" STREET FROM SW 62ND AVE TO SW 57T" AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
"SW 64TH STREET FROM SW 62ND AVE TO SW 57T" AVE
INSTALLATION OF BICYCLE LANES WITH SEPARATION FROM
TRAVEL LANES"
PREPARED BY:
MARLIN ENGINEERING
35 of 149
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TABULATION OF OUANTITIES
GENERAL FOR ALL SITES
PAY ITEM NO DESCRIPTION
01011 I MOBILIZATION
01021 MAINTENANCE OF TRAFFIC
010410 3 i SEDIMENT BARRIER
i
ROADWAY
PAY ITEM NO DESCRIPTION
Ono I CLEARING AND GRUBBING
ODO 4 10 REMOVAL OF EXISTING CONCRETE
01201 EXCAVATION
0120 2 2 BORROW EXCAVATION. TRUCK MEASURE
0160 4 TYPE B STABILIZATION
0285 7 01
OPTIONAL BASE. BASE GROUP Of (4')
0265 7 06
OPTIONAL BASE, BASE GROUP 06 (8')
0327 70 1
MILLING EXIST ASPH PAVT, r AVG DEPTH
0337 112
SUPERPAVE ASPHALT CONCRETE, TRAFFIC B, ()'62')
0337 7 82
ASPHALT CONCRETE FRICTION COURSE. TRAFFIC C. FC-9.5
0425 1451
INLET, CURB TYPE IS - S < 10'
0430 175HO
PIPE CULVERT, OPTIONAL MATERIAL, ROUND 18' S7CD
0520 1 10
CONCRETE CURB & GUTTER, TYPE F
OS20 2 4
CONCRETE CURB, TYPE O
0522 2
CONCRETE SIDEWALK AND DRIVEWAYS, 6' THICK
05231
PATTERNED PAVEMENT, VEHICULAR AREAS
0527 2
DETECTABLE WARNINGS
0570 12
PREFORMANCE TURF, SOD
0635 211
PULL 6 SPLICE BOX, F61, 13'X24' COVER
UNIT OTY
}� LS I -
LS I
LF 7,550
UNIT OTY
AC 0.06
SY y 642.2
CY 206.6
CY 194.7
SY 44J
SY 17.1
SY 27
SY 14,150
TN 4
TN 782
EA 1
LF 6
LF 690
LF 1492
SY 598
SY 404
SF 245
1 ,
SY 1 198
EA 1
SIGNING AND PAVEMENT MARKINGS
OS23 1 3
PATTERNED PAVEMENT, VEHICULAR AREAS- GREEN BIKE LANE
1 —
SY
'
282
0660 1109
LOOP DETECTOR INDUCTIVE, F61, TYPE 9
_- -
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-1
2
0650 2106
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AS
e
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47
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LS
I
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LF
2346
07)1 11124
THERMOPLASTIC, STANDARD. WHITE, SOLID, 18' FOR DIAGONALS AND CHEVRONS
LF
743
0111 )1125
THERMOPLASTIC, STANDARD. WHITE, SOLID, 24' FOR STOP LINE AND CROSSWALK
LF
330
0711 M41
THERMOPLASTIC. STANDARD, WHITE. 2-4 DOTTED GUIDELINE/ 6-10 GAP EXTENSION. 6'
GM
DJOI
07H 11170
THERMOPLASTIC, STANDARD, WHITE. ARROW -
EA
- 8
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LF
232
07U 14125
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LF
634
0711 14160
THERMOPLASTIC, PREFORMED, WHITE, MESSAGE (BIKE) -
EA
22
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THERMOPLASTIC, PREFORMED, WHITE, ARROW
EA
14
0711 )5102
THERMOPLASTIC, STANDARD -OPEN GRADED ASPHALT SURFACES, WHITE, SOLID, e'
GM
0.090
0711 15231
THERMOPLASTIC, STANDARD -OPEN GRADED ASPHALT SURFACES, YELLOW, SKIP, 6-
GM
0193
0711 16101
THERMOPLASTIC, STANDARD -OTHER SURFACES, WHITE, SOLID, 6'
i GM
1.213
0711 16201
THERMOPLASTIC, STANDARD -OTHER SURFACES. YELLOW, SOLID. 6'
GM
0.988
REvrsroasPESCMARLIN R Ok /PT! N IA�TALLATION OP BICTCLB LAKBS 11.1T'H SBPAIRATJON PROX TpRAVBL LASHEET
ENGINEERING SW6,(7w8TFRaaSW62aAve7l9SW67mAvE-SgommaI NO.
RAFAFr IAGOS • P.E. No.: S1417 South Miami
1100Ira w An. Uo, 106 • "a* r 1 SUMMARY OF PAY ITEMS OZ
I>osi 411asn • L A. 40 uo3� 0 49
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[ CONST. SW 64TH ST / HARDEE DR
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I �
R/W VARIES (19A5 MIN - JS MAX) _ R/V/ VARIES (8.75 MIN - JIS MAX)
LIMITS OF
LIMITS Of h 24 _ I CONSTRUCTION
I CONSTRUCTION 5-0 I
r 'MJLLING AND RESURFACING
Off, Uf E FFER 01-6,
I
S 13 3' S
I
BIKE LANE LANE BIKE
LANE LANE
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MILL EXISTING ASPHALT PAVEMENT FOR DEPTH (1•)
:. �.-
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' 'i :.�.`. •' `
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-
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I
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i h -
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ri
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N
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STABILIZATION LBR 40
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LBRe+atzarloN
TILL SOIL MIXTURE
SHOULDER PAVEMENT DETAIL
WIDENING PAVEMENT DETAIL
N
PREPARE SOIL MIXTURE (If NEEDED):
STA 42+56.00 to STA 42+84.35
LINEROCK BASE (41 PRIMED INITH, TRAFFIC B, SP 9.5 (77,
STA 42+64+35 to STA 43+31.00
So- 60% SAND
20 - 30% TOPSOIL
FRICTION COURSE, TRAFFIC B, FC - 9.5 (1')
L(MEROCK BASE (B"1 PRIMED WITH
HMA, TRAFFIC B. SP - 12.5 (Z').
FRICTION COURSE, TRAFFIC B. FC - 9.5 (1-)
WIDENING PAVEMENT DFTAII
STA 42+56.00 to STA 42+84.35
u
LIMEROCK BASE 18') PRIMED WITH
HMA, TRAFFIC B. SP . 12.5 (Z'J,
FRICTION COURSE, TRAFFIC B. FC - 9.5 (P)
REVISIONS
MARLIN
ENGINEERING
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EXHIBIT 2
SW 64TH STREET FROM SW 62111) AVE TO SW 57T" AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
Insurance & Indemnification Requirements
Insurance
A. Without limiting its liability, the contractor, consultant or consulting firm (hereinafter referred to as
"FIRM" with regard to Insurance and Indemnification requirements) must procure and maintain at its
own expense during the life of the Contract, insurance of the types and in the minimum amounts stated
below as will protect the FIRM, from claims which may arise out of or result from the contract or the
performance of the contract with the City of South Miami, whether such claim is against the FIRM or any
sub -contractor, or by anyone directly or indirectly employed by any of them or by anyone for whose acts
any of them may be liable.
B. No insurance required by the CITY may be issued or written by a surplus lines carrier unless authorized
in writing by the CITY and such authorization is at the CRY's sole and absolute discretion. The FIRM
must purchase insurance from and must maintain the insurance with a company or companies lawfully
authorized to sell insurance in the State of Florida, on forms approved by the State of Florida, as will
protect the FIRM, at a minimum, from all claims as set forth below which may arise out of or result from
the FIRM's operations under the Contract and for which the FIRM may be legally liable, whether such
operations be by the FIRM or by a Subcontractor or by anyone directly or indirectly employed by any of
them, or by anyone for whose acts any of them may be liable: (a) claims under workers' compensation,
disability benefit and other similar employee benefit acts which are applicable to the Work to be
performed; (b) claims for damages because of bodily injury, occupational sickness or disease, or death of
the FIRM's employees; (c) claims for damages because of bodily injury, sickness or disease, or death of
any person other than the FIRM's employees; (d) claims for damages insured by usual personal injury
liability coverage; (e) claims for damages, other than to the Work itself, because of injury to or
destruction of tangible property, including loss of use resulting there from; (f) claims for damages because
of bodily injury, death of a person or property damage arising out of ownership, maintenance or use of a
motor vehicle; (g) claims for bodily injury or property damage arising out of completed operations; and
(h) claims involving contractual liability insurance applicable to the FIRM's obligations under the Contract.
Firm's Insurance Generally. The FIRM must provide and maintain in force and effect until all the Work to be
performed under this Contract has been completed and accepted by CITY (or for such duration as is otherwise
specified hereinafter), the insurance coverage written on Florida approved forms and as set forth below:
Workers' Compensation Insurance at the statutory amount as to all employees in compliance with the
'Workers' Compensation Law" of the State of Florida including Chapter 440, Florida Statutes, as presently written
or hereafter amended, and all applicable federal laws. In addition, the policy (ies) must include: Employers' Liability
at the statutory coverage amount. The FIRM must further ensure that all of its Subcontractors maintain
appropriate levels of Worker's Compensation Insurance.
Commercial Comprehensive General Liability insurance with broad form endorsement, as well as
automobile liability, completed operations and products liability, contractual liability, severability of interest with
cross liability provision, and personal injury and property damage liability with limits of $1,000,000 combined single
limit per occurrence and $2,000,000 aggregate, including:
• Personal Injury: $1,000,000;
• Medical Insurance: $5,000 per person;
• Property Damage: $500,000 each occurrence;
Umbrella Commercial Comprehensive General Liability insurance must be written on a Florida approved
form with the same coverage as the primary insurance policy but in the amount of $1,000,000 per claim and
$2,000,000 Annual Aggregate. Coverage must be afforded on a form no more restrictive than the latest edition of
the Comprehensive General Liability policy, without restrictive endorsements, as filed by the Insurance Services
Office, and must include:
(a) Premises and Operation 56 of 149
(b) Independent Contractors
(c) Products and/or Completed Operations Hazard
(d) Explosion, Collapse and Underground Hazard Coverage
(e) Broad Form Property Damage
(f) Broad Form Contractual Coverage applicable to this specific Contract, including any hold harmless
and/or indemnification agreement
(g) Personal Injury Coverage with Employee and Contractual Exclusions removed, with minimum limits of
coverage equal to those required for Bodily Injury Liability and Property Damage Liability.
Business Automobile Liability with minimum limits of One Million Dollars ($1,000,000.00) plus an additional
One Million Dollar ($1,000,000.00) umbrella per occurrence combined single limit for Bodily Injury Liability and
Property Damage Liability. Umbrella coverage must be afforded on a form no more restrictive than the latest
edition of the Business Automobile Liability policy, without restrictive endorsements, as filed by with the state of
Florida, and must include:
(a) Owned Vehicles.
(b) Hired and Non -Owned Vehicles
(c) Employers' Non -Ownership
Subcontracts: The FIRM agrees that if any part of the Work under the Contract is sublet, the subcontract must
contain the same insurance provision as set forth in these insurance and indemnification requirements, other than
the Fire and Extended Coverage Insurance and substituting the word Subcontractor for the word FIRM where
applicable.
Fire and Extended Coverage Insurance (Builders' Risk), IF APPLICABLE:
A. In the event that this contract involves the construction of a structure, FIRM must maintain, with an
Insurance Company or Insurance Companies acceptable to the CITY, "Broad" form/All Risk Insurance on
buildings and structures, including Vandalism & Malicious Mischief coverage, while in the course of
construction, including foundations, additions, attachments and all permanent fixtures belonging to and
constituting a part of said buildings or structures. The policy or policies must also cover machinery, if the
cost of machinery is included in the Contract, or if the machinery is located in a building that is being
renovated by reason of this contract The amount of insurance must, at all times, be at least equal to the
replacement and actual cash value of the insured property. The policy must be in the name of the CITY
and the CONTRACTOR, as their interest may appear, and must also cover the interests of all
Subcontractors performing Work.
B. All of the provisions set forth in the Miscellaneous section below apply to this coverage unless it would be
clearly not applicable.
Miscellaneous:
A. If any notice of cancellation of insurance or change in coverage is issued by the insurance company or
should any insurance have an expiration date that will occur during the period of this contract, the FIRM
Is responsible for securing other acceptable insurance prior to such cancellation, change, or expiration
so as to provide continuous coverage as specified in this section and so as to maintain coverage during
the life of this Contract
B. All deductibles must be declared by the FIRM and must be approved by the CITY. At the option of the
CITY, either the FIRM must eliminate or reduce such deductible or the FIRM must procure a Bond, in a
form satisfactory to the CITY covering the same.
C. The policies must contain waiver of subrogation against CITY where applicable, must expressly provide
that such policy or policies are primary over any other collectible insurance that CITY may have. The
CITY reserves the right at any time to request a copy of the required policies for review. All policies
must contain a "severability of interest" or "cross liability" clause without obligation for premium
payment of the CITY as well as contractual liability provision covering FIRMs duty to indemnify the City
as provided in this Agreement
D. Before starting the Work, the FIRM must deliver to the CITY and CONSULTANT certificates of such
insurance, acceptable to the CITY, as well as the insurance binder, if one is issued, the insurance policy,
including the declaration page and all applicable endorsements and provide the name, address and
telephone number of the insurance agent or broker through whom the policy was obtained. The insurer
must be rated A.VII or better per A.M. Best's Key Rating Guide, latest edition and authorized to issue
insurance in the State of Florida. All insurance policies must be written on forms approved by the State
of Florida and they must remain in full force and effect for the duration of the contract period with the
CITY. The FIRM may be required by the CITY, at its sole discretion, to provide a "certified copy" of the
Policy (as defined in Article I of this document) which must include the declaration page and all required
endorsements. In addition, the FIRM must deliver, at the time of delivery of the insurance certificate, the
following endorsements:
(1) a policy provision or an endorsemepgi/ wolt*bstantially similar provisions as follows:
"The City of South Miami is an additional insured. The insurer must pay all sums that the City of
South Miami becomes legally obligated to pay as damages because of 'bodily injury', 'property
damage', or "personal and advertising injury" and it will provide to the City all of the coverage
that is typically provided under the standard Florida approved forms for commercial general
liability coverage A and coverage B' ;
(2) a policy provision or an endorsement with substantially similar provisions as follows:
"This policy must not be cancelled (including cancellation for non-payment of premium),
terminated or materially modified without first giving the City of South Miami ten (10) days
advanced written notice of the intent to materially modify the policy or to cancel or terminate
the policy for any reason. The notification must be delivered to the City by certified mail, with
proof of delivery to the City."
If the FIRM is providing professional services, such as would be provided by an architect, engineer,
attorney, or accountant, to name a few, then in such event and in addition to the above requirements,
the FIRM must also provide Professional Liability Insurance on a Florida approved form in the amount of
$1,000,000 with deductible per claim if any, not to exceed 5% of the limit of liability providing for all
sums which the FIRM becomes legally obligated to pay as damages for claims arising out of the services
or work performed by the FIRM its agents, representatives, Sub Contractors or assigns, or by any
person employed or retained by him in connection with this Agreement This insurance must be
maintained for four years after completion of the construction and acceptance of any Project covered by
this Agreement. However, the FIRM may purchase Specific Project Professional Liability Insurance, in the
amount and under the terms specified above, which is also acceptable. No insurance may be issued by a
surplus lines carrier unless authorized in writing by the city at the city's sole, absolute and unfettered
discretion.
Indemnification Requirement
A. FIRM accepts and voluntarily incurs all risks of any injuries, damages, or harm which might arise
during the work or event that is occurring on the CITY's property due to the negligence or other fault of FIRM or
anyone acting through or on behalf of FIRM.
B. FIRM must indemnify, defend, save and hold CITY, its officers, affiliates, employees, successors and
assigns, harmless from any and all damages, claims, liability, losses, claims, demands, suits, fines, judgments or cost
and expenses, including reasonable attorneys fees, paralegal fees and investigative costs incidental there to and
incurred prior to, during or following any litigation, mediation, arbitration and at all appellate levels, which may be
suffered by, or accrued against, charged to or recoverable from the City of South Miami, its officers, affiliates,
employees, successors and assigns, by reason of any causes of actions or claim of any kind or nature, including
claims for injury to, or death of any person or persons and for the loss or damage to any property arising out of a
negligent error, omission, misconduct, or any gross negligence, intentional act or harmful conduct of FIRM, its
contractor/subcontractor or any of their officers, directors, agents, representatives, employees, or assigns, or
anyone acting through or on behalf of any of them, arising out of this Agreement, incident to it, or resulting from
the performance or non-performance of FIRM's obligations under this AGREEMENT.
C. FIRM must pay all claims, losses and expenses of any kind or nature whatsoever, in connection
therewith, including the expense or loss of the CITY and/or its affected officers, affiliates, employees, successors
and assigns, including their attorneys fees, in the defense of any action in law or equity brought against them and
arising from the negligent error, omission, or act of FIRM, its Sub -Contractor or any of their agents,
representatives, employees, or assigns, and/or arising out of, or incident to, this Agreement, or incident to or
resulting from the performance or non-performance of FIRM's obligations under this AGREEMENT.
D. FIRM agrees and recognizes that neither the CITY nor its officers, affiliates, employees, successors
and assigns are to be held liable or responsible for any claims, including the costs and expenses of defending such
claims which may result from or arise out of actions or omissions of FIRM, its contractor/subcontractor or any of
their agents, representatives, employees, or assigns, or anyone acting through or on behalf of the them, and arising
out of or concerning the work or event that is occurring on the CITY's property. In reviewing, approving or
rejecting any submissions or acts of FIRM, CITY in no way assumes or shares responsibility or liability for the acts
or omissions of FIRM, its contractor/subcontractor or any of their agents, representatives, employees, or assigns,
or anyone acting through or on behalf of them.
E. FIRM has the duty to provide a defense with an attorney or law firm approved by the City of South
Miami, which approval will not be unreasonably withheld.
F. However, as to design professional contracts, and pursuant to Section 725.08 (1), Florida Statutes,
none of the provisions set forth herein above that are in conflict with this subparagraph must apply and this
subparagraph must set forth the sole responsibility of the design professional concerning indemnification. Thus,
the design professional's obligations as to the City arjbiq� jWcies, as well as to its officers and employees, is to
indemnify and hold them harmless from liabilities, damages, losses, and costs, including, but not limited to,
reasonable attorneys' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful
conduct of the design professional and other persons employed or utilized by the design professional in the
performance of the contract.
END OF SECTION
59 of 149
EXHIBIT 3
SW 64TH STREET FROM SW 62NO AVE TO SW 57TM AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
RESPONDENTS
BID FORM
"HIS PROPOSAL IS SUBMITTED TO:
Shari Kamali
City Manager
City of South Miami
6130 Sunset Drive
South Miami, FL 33143
I. If this Proposal is accepted, the undersigned Respondent agrees to enter into a Contract with the City of
South Miami in the form included in this Solicitation Package and to perform and furnish all work as specified
or indicated in this Solicitation, including as set forth in Exhibit I (Scope of Services, Attachment A, B &
Q for the Proposed Price as set forth below, within the Contract Time and in accordance with the other
terms and conditions of the Solicitation Package.
2. Respondent accepts all of the terms and conditions of the Solicitation and Instructions to Respondents.
Including without limitation those dealing with the disposition of Proposal/Bid Bond, if required. This
Proposal will remain subject to acceptance for 180 calendar days after the day of the Proposal Opening.
The Respondent, by signing and submitting this proposal, agrees to all of the terms and conditions of the
form of contract that is a part of the Solicitation package with appropriate changes to conform to the
information contained in this Bid Form. Respondent agrees to sign and submit the Bonds, if required by
this Solicitation, required insurance documents, and other documents required by the Solicitation.
Including the Contract if not already submitted, within ten (10) calendar days after the date of the City's
Notice of Award.
3. In submitting this Proposal. Respondent represents that:
a. Respondent has examined copies of all the Solicitation Documents and of the following Addenda, if any
(receipt of all which is hereby acknowledged.)
6124i20 1
Addendum No. 2 Dated: 7116/20
b. Respondent has familiarized himself with the nature and extent of the Contract Documents, the proposed
work site, locality, and all local conditions and laws and regulations that in any manner may affect cost,
progress, performance or furnishing of the Work.
c. Subsurface conditions: If applicable to this Solicitation, the Respondent represents that:
1. Respondent has studied carefully all reports and drawings, if applicable, of subsurface conditions and
drawings of physical conditions.
ii. Respondent has obtained and carefully studied (or assumes responsibility for obtaining and carefully
studying) all such examinations, investigations, explorations, tests and studies in addition to or to
supplement those referred to in this paragraph which pertain to the subsurface or physical conditions
at the site or otherwise may affect the cost, progress, performance, or the furnishing of the Work at
the Contract Price, within the Contract Time and in accordance with the other terms and conditions
of the Contract Documents. The Respondent hereby acknowledges that no additional examinations,
investigations, explorations, tests, reports or similar information or data are, or will, be required by
Respondent for any reason in connection with the Proposal. The failure of the Respondent to request
a pre -bid marking of the construction site by any or all utility companies will create an Irrefutable
presumption that the Respondent's bid, or proposal price, has taken into consideration all possible
underground conditions and Respondent, if awarded the contract, will not be entitled to a change order
for any such condition discovered thereafter.
Ill. Respondent has correlated the results of all such observations, examinations, investigations,
explorations, tests, reports and studies with the terms and conditions of the Contract Documents.
66 of 193
Iv. Respondent has reviewed and checked all information and data shown or indicated in the Solicitation
Package or in the Contract Documents with respect to existing Underground Facilities or conditions
at or contiguous to the site and assumes responsibility for the accurate location of all Underground
Facilities and conditions that may affect the Work. No additional examinations, investigations,
explorations, tests, reports or similar information or data in respect to any Underground Facilities or
conditions are, or will be, required by Respondent in order to perform and furnish the Work at the
Contract Price, within the Contract Time and In accordance with the other terms and conditions of
the Contract Documents unless the Proposal specifically states that the contract price is subject to
adjustment for future discovery of underground facilities and/or conditions that affect the cost of the
Work and unless the respondent makes a written request to the City for additional information prior
to submitting the bid or proposal as required in subsection ii above,
d. Respondent has given the City written notice of all conflicts, errors or discrepancies that it has discovered
in the Contract Documents and, if any conflicts, errors or discrepancies have been found and notice
given, the Respondent represents, by submitting Its proposal to the City, that the Respondent has
received sufficient notice of the resolution thereof from the City, that such resolution is acceptable to
Respondent and that the Respondent waives any claim regarding the conflicts, errors or discrepancies.
e. This Proposal is genuine and not made in the interest of or on behalf of any undisclosed person, firm or
corporation and is not submitted pursuant to any agreement or rules of any group, association,
organization, or corporation; Respondent has not directly or indirectly induced or solicited any other
Respondent to submit a false or sham Proposal; Respondent has not solicited or induced any person, firm
or corporation to refrain from responding; and Respondent has not sought by collusion or otherwise to
obtain for Itself any advantage over any other Respondent or over the CITY.
4. Respondent understands and agrees that the Contract Price is the amount that it needs to furnish and install
all the Work complete and in place. The Schedule of Values, if required, is provided for the purpose of
Proposal Evaluation and when Initiated by the CITY, it will form the basis for calculating the pricing of change
orders. The Contract Price may not be adjusted in any way to result in a deviation from the Schedule of
Values, except to the extent that the CITY changes the Scope of the Work after the Contract Date. As
such, the Respondent must furnish all labor, materials, equipment, tools, superintendence,. and services
necessary to provide a complete, in place. Project for the Proposal Price. If this Solicitation requires the
completion of a Respondent Cost and Technical Proposal, as may be set forth in an exhibit to this
Solicitation, such proposal must be attached to this Bid Form and will take the place of the Lump Sum Price,
otherwise, the Contract Price for the completed work Is as follows:
LUMP SUM BASE PRICE: $ 398,457 dollars and 00 cents
Alternates: # 1 #2
A fee breakdown for each task included in the lump sum contract price, if applicable, must be provided.
Failure to provide this information will render the proposal non -responsive.
S. The ENTIRE WORK for project in accordance with Exhibit f, Scope of Services, Attachment A, 8 &
C shall be completed, in full, within 120 calendar days from the commencement date set forth in the
NOTICE TO PROCEED. Failure to complete the entire work during the described time will result in the
assessment of liquidated damages as may be set forth in the Contract.
6. Insert the following information for future communication with you concerning this Proposal:
RESPONDENT: Katiuska Hudes
Address: 14250 NE 18 Avenue North Miami, FL 33181
Telephone: (305) 947-5226
Facsimile: (305) 947-9307
Contact Person Katluska Huries
7. The terms used in this Proposal which are defined in the Contract have the same meaning as is assigned to
them In the Contract Documents, unless specifically defined in this Solicitation Package.
67 of 193
8. If a Respondent's Cost & Technical Proposal is required by the Solicitation, Respondent hereby certifies
that all of the facts and responses to the questions posed in the Cost & Technical Proposal, if such an
exhibit is made a part of the Solicitation, are true and correct and are hereby adopted as part of this
Respondents Bid form, and are made a part of this proposal, by reference.
9. By submitting this proposal, I, on behalf of the business that I represent, hereby agree to the terms of the
form of contract contained in the Solicitation package and I agree to be bound by those terms, with any
appropriate blank boxes, if any, checked and any blank lines filled in with the appropriate information
contained in the Solicitation Documents and this Proposal, or such information that the City and I have
agreed upon in the course of contract negotiations and which have been confirmed by the City In writing,
including e-mail confirmation, if any. I hereby certify under penalties of perjury that I am the lawful
representative of the business entity referenced in this Bid Form, that I have authority to bid for that entity,
that I have authority to sign contracts for that entity and bind it to those contract terms and that all of the
information and representations contained herein are true and correct.
SUBMITTED THIS 21 st DAY OF duly 2020
PROPOSAL SUBMITTED BY:
Unitec Inc. (305) 947-5226
Company
Kaduska Hudes ,
Narnd-o-t Person Autho i mit Proposal
Si cure
President
Title
Telephone Number
(305) 947-9307
Fax Number
khudes@unitecus.com
Email Address
END OF SECTION
68 of 193
EXHIBIT 4
SW 64TH STREET FROM SW 62ND AVE TO SW 57TH AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
SECTION 3 REQUIREMENTS FOR PROCUREMENT CONTRACTS
"CDBG Federal Grant Requirements, Public Housing & Community Development
Federal Labor Standards & Section 3 Requirements."
60 of 149
MNMI-DARE CDUMiY
PUBLIC HOUSING AND
COMMUNITY DEVELOPMENT
EXHIBIT 4
TO BID PACKAGE
,go
PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
FEDERAL LABOR STANDARDS AND
SECTION 3 REQUIREMENTS
Agency Name:
City of South Miami
Project Name:
SW 6411 Street, between SW 571h Ave. and 62n1 Ave. (Bike Lanes)
Project Address:
SW 64th Street, between SW 57th Ave. and 62nd Ave., South Miami,
FL 33143
Prepared by: Letitia Goodson, PM
Date: 06/05/2020
Page 1 of 55
- -- - - ----- - --------- - - 61 of 149. - -.
Table of Contents
Federal labor Requirements Documents that must be incorporated in the submittal of the bid
package:
NOTICE TO BIDDERS / PROSPECTIVE GENERAL CONTRACTOR(S)................................................................................ 4
STATEMENT OF GENERAL CONTRACTOR'S CONSTRUCTION EXPERIENCE......................................................................
5
CERTIFICATIONOF RECEIPT................................................................................................................................
7
INSURANCEREQUIREMENTS...............................................................................................................................
8
PROVISIONS TO BE INCORPORATED IN CONSTRUCTION CONTRACTS...............................................................................
10
AcquisitionThreshold............................................................................................................................10
Termination Clauses over $10,000.......................................................................................................10
EqualEmployment Opportunity............................................................................................................12
DavisBacon Act....................................................................................................................................12
Contract Work Hours and Safety Standards Act (CWHASA).................................................................12
Rightsto Inventions..............................................................................................................................13
Debarment and Suspension (EO 1549&12689)....................................................................................13
ByrdAnti -Lobbying Amendment...........................................................................................................13
NONCOLLUSIONAFFIDAVIT.....................................................................................................................................14
CERTIFICATION REGARDING LOBBYING.....................................................................................................................15
AFFIRMATIVEACTIONSTANDARDS...........................................................................................................................16
OTHER REQUIRED CERTIFICATIONS..........................................................................................................................
21
Equal Employment Opportunity (EO 10925, 11114, & 11246).................................................................
21
Affirmative Action (41 CFR 60-1 & 60-2)....................................................................................................
21
Copeland Anti -Kickback (24 CFR part 85.36)..............................................................................................
21
Disclosure for Anticipated Debarment........................................................................................................
22
NondiscriminationClause............................................................................................................................
22
AgeDiscrimination Act of 1975...................................................................................................................
22
Section 504 of the Rehabilitation Act of 1973............................................................................................
23
Debarment, Suspension, Ineligibility and Voluntary Exclusion..................................................................
23
DRUG -FREE WORKPLACE CERTIFICATION..................................................................................................................
24
INSTRUCTIONS REGARDING DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION ..................................
26
EQUAL EMPLOYMENT OPPORTUNITY FOR SPECIAL DISABLED VETERANS........................................................................
28
EQUAL OPPORTUNITY FOR WORKERS WITH DISABILITIES.............................................................................................
31
NOTICE OF REQUIREMENT FOR AFFIRMATIVE ACTION (EO 11246)............................................................................. 33
STANDARD FEDERAL EQUAL EMPLOYMENT CONTRACT SPECIFICATIONS........................................................................
36
EQUAL EMPLOYMENT FOR CONTRACTS SUBJECT TO EO 11246..................................................................................41
CERTIFICATION FOR NONSEGREGATED FACILITIES.......................................................................................................
43
NOTICE OF REQUIREMENTS FOR CERTIFICATION OF NONSEGREGATED FACILITIES............................................................44
NOTICE OF REQUIREMENT FOR CLEAN WATER, CLEAN AIR AND EPA REGULATIONS (EO 11738)....................................45
SWORN STATEMENT— PUBLIC ENTITY CRIMES.......................................................................................................... 46
PHCD AGREEMENT TO AUTHORIZE EXAMINATION OF RECORDS.................................................................................. 49
SECTION 3 APPLICABLE FEDERAL REGULATIONS (TITLE 24, CODE OF FEDERAL REGULATIONS, PART 135) ..........................
50
SECTION 3 INFORMATION...............................................................................................................................................52
Assurance of Compliance with Section 3 (form)..................................................................................................54
Bidder's Initial Section 3 Goals (form)............................................................................................................55
SECTION 3 ATTACHMENTS
SECTION 3 REQUIREMENTS FOR PROCUREMENT CONTRACTS
SECTION 3 BUSINESS PREFERENCE CLAIM FORM - DOCUMENT 00200
SECTION 3 ECONOMIC OPPORTUNITY AND AFFIRMATIVE MARKETING PLAN - DOCUMENT00400
CONTRACTOR/SUBCONTRACTOR ESTIMATED PROJECT WORK FORCE BREAKDOWN - DOCUMENT 00450
TRAINING AND EMPLOYMENT OUTREACH - DOCUMENT 00403
Page 2 of 55
SECTION 3 LANGUAGE FOR NEWS ADS, FLYERS, AND JOB NOTICES -DOCUMENT 00404
LETTER OF INTENTTO SUBCONTRACT/SOLICIT SECTION 3 BUSINESSES -DOCUMENT 00406
LIST OF SUBCONTRACTORS UTILIZATION SECTION 3 BUSINESSES -DOCUMENT 00430
EMPLOYEE LIST- DOCUMENT 00452
SECTION 3 PREFERENCE CLAIM and SUPPORTING DOCUMENTATION REQUESTED - DOCUMENT 00401
SECTION 3 RESIDENT HOUSEHOLD INCOME CERTIFICATION AND SUPPORTING DOCUMENTATION -
REQUESTED DOCUMENT 00402
LETTER of COMMITMENT to SUBCONTRACT with SECTION 3 BUSINESS CONCERNS - DOCUMENT 00409
EMPLOYEE LIST — DOCUMENT 004S2 (ATTACHMENT USED ON IX.I POST -AWARD AND SECTION 3 BUSINESS
APPLICATION PACKAGES)
CONTRACTOR/SUBCONTRACTOR CERTIFICATION — DOCUMENT 00453 (IF APPLICABLE)
DAVISBACON WAGE DECISION...............................................................................................................................ATTACHMENT A
F120200178 01/03/2020 — HIGHWAY
FEDERAL LABOR STANDARDS PROVISION (HUD 4010)...........................................................................................ATTACHMENT B
Page 3 of 55
NOTICE TO BIDDERS/PROSPECTIVE CONTRACTOR (S)
This project, in whole or in part, will be assisted through the Miami -Dade County Public Housing
and Community Development with Federal funding from Community Development Block Grant
and as such bidder must comply with Presidential Executive Order 11246, as amended; by
Executive Order 11375; Title VII of the Civil Rights Act of 1964 as amended; the Davis -Bacon Act
of 1968, as amended; the Copeland Anti -Kickback Act; the Contract Work Hours and Safety
Standards Act and all other applicable federal, state and local ordinance.
The bidder is required to pay workers on this project the minimum wages as determined in the
Wage Determination Decision included in the Bidder's package; and that the contractor must
ensure that employees are not discriminated because of race, color, religion, sex or national
origin.
Page 4 of 55
STATEMENT OF SUB -CONTRACTOR'S CONSTRUCTION EXPERIENCE
To be submitted by each sub -contractor with requested information and affidavits.
All questions must be answered and the data given must be clear and comprehensive. This
statement must be notarized. Add additional pages as necessary.
1.
Sub -Contractor:
2.
Sub -contractor Address:
Phone: I I Email address:
3.
Name of each owner, principal officer, partner, etc.
4.
Minority
Business?
ElYes
❑
No
Women -owned Business?
ElYes
❑
No
5. Company Qualifier:
6. Years in Business:
7.
U.S. Treasury Number. (Employer's Identification number; Federal Social Security number used on Employer's
quarterly Federal Tax/return, U.S. Treasury Department.
CC# License Number:
State:
EIN#
8.
Contractors Certification Categories:
9.
Contracts completed in the last five years (include the months and year completed, use additional pages, if
needed)
Project
Duration (months years)
Year Completed
Page 5 of 55
65 of 149 --- —- _ -
io. -
contractor's on -going construction projects (Schedule these, showing gross amount of each contract and the
approximate anticipated dates of completion).
Project
Current Duration (months years)
Anticipated Completion Date
11.
Have you ever defaulted on a Contract? ❑ Yes ❑ No Please explain.
12.
The subcontractor promises to defend, indemnify and hold harmless the _ (agency name) and Miami -Dade
County with regard to any disclosures or information received, whether at trial, in arbitration or on appeal.
(initials)
13.
The undersigned hereby authorizes and requests any person, firm, corporation, or
governmental unit, to furnish any information requested by the_ (name of agency) in verification of the
recitals comprising this statement of bidder's experience
(initials)
Sworn to and subscribed before me this day of 20
Date
By and is personally known to me or has presented
(Affiant)
as identification.
(Type of Identification)
(Signature of Notary) (Serial Number)
or Stamp Name of Notary) (Expiration Date)
Notary Public
Page 6 of 55
Seal
CERTIFICATION OF RECEIPT
This is to acknowledge receipt of a copy of the U.S. Department of Housing and Urban
Development Federal Labor Standards Provisions (HUD Form 4010) concerning the project SW
64th Street, between SW 57th Ave. and 62"d Ave. (Bike Lanes) (Nameofproject)
Further, I hereby certify that I have on this date, read, examined, understood and acknowledge
the contents of U.S. Department of Labor requirements, particularly the -requirements contained
in Wage General Decision Number FL20200178 01/03/2020— HIGHWAY that is applicable to this
project.
I hereby agree to abide by the requirements of the Federal Labor Standards Provision issued by
the United States Department of Housing and Urban Development and described in Form HUD-
4010 and those requirements contained in Wage General Decision Number FL20200178
01/03/2020 — HIGHWAY for this project.
Agency Name: Employer ID #/FID M
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name:
Date:
Check one, as applicable:
Contractor
Subcontractor
Other
Page 7 of 55
Title:
INSURANCE REQUIREMENTS
The term "Contractor", as used in this document, refers to the entity providing construction type services. The terms
"owner" and "sub -recipient" are used interchangeably, and refer to the entity receiving Federal funds directly from
PHCD.
Based on the type of project, the Contractor shall acquire the following insurance and submit necessary
certificate(s) and original policies described hereunder.
REQUIRED CERTIFICATE(S) OF INSURANCE
Worker's Compensation Insurance- for all employees of the Contractor as required by Florida Statute
440.
Professional Liability Insurance- in the name of the Contractor or the licensed design professional
employed by the Proposer in an amount of not less than $250,000.
Commercial General Liability — on a comprehensive basis, including Explosion, Collapse and
Underground Liability coverage in an amount not less than $1,000,000 combined single limit per
occurrence for bodily injury and property damage. Miami -Dade County must be shown as an additional
insured with respect to this coverage.
Automobile Liability Insurance- covering all owned, non -owned and hired vehicles used in connection
with the work, in an amount not less than $1,000,000 combined single limit per occurrence for bodily
injury and property damage.
Completed Value Builder's Risk Insurance- on al "All Risk" basis (when applicable) in an amount not less
than one hundred (100%) percent of the insurable value of the building(s) or structure(s) as determined
by Miami -Dade County. The policy will show Miami -Dade County as a Loss Payee A.T.I.M.A.
All insurance requirements must be verified at before a pre -construction meeting is scheduled through the PHCD
Project Manager assigned.
III. All insurance policies required above all shall be issued by companies authorized to do business under the
laws of the State of Florida, with the following qualifications:
The company must be rated no less than "A" as to management, and no less than "Class VII" as to financial
strength, by A.M. Best Company, Oldwick, New Jersey, or its equivalent, subject to the approval of the County
Risk Management Division.
Or
The company must hold a valid Florida Certificate of Authority as shown in the latest "List of All Insurance
Companies Authorized or Approved to Do Business in Florida" issued by the State of Florida Department of
Financial Services.
Page 8 of 55
IV. All insurance required by the contract must stay in force until final acceptance except, "Completed Value
Builder's Risk" which may be dropped after substantial completion.
The Contractor shall also keep all insurance required by contract, except "Completed Value Builder's Risk",
in force when performing any work during the guarantee period(s).
The Contractor shall furnish certificates of insurance and insurance policies to the owner prior to
commencing any operation under this contract, which certificates shall clearly indicate that the Contractor
has obtained insurance, in the type, amount, and classifications, as required for strict compliance with the
contract.
NOTE: Certificates will indicate no modification or change in insurance shall be made without thirty (30) days
in advance notice to the certificate holder.
Compliance with the foregoing requirements as to the carrying of insurance shall not relieve the Contractor from
his liability under any other portion of this contract.
V. Cancellation of any insurance or bonds, or non-payment by the contractor of any premium for any insurance
policies or bonds required by this contract shall constitute a breach of this contract. In addition to any other
legal remedies, the owner at its sole option may terminate this contract or pay such premiums, and deduct
the costs thereof from any amount, which are or may be due to the Contractor.
Page 9 of 55
PROVISIONS TO BE INCORPORATED IN CONSTRUCTION CONTRACTS
In addition to other provisions required by US HUD in the HUD 4010 incorporated in this document,
the Federal agency or non -Federal entity, all contracts made by the non -Federal entity under the
Federal award must contain provisions covering the following, as stated in 2 CFR Appendix II to
Part 200:
(A) Contracts for more than the simplified acquisition threshold currently set at $150,000, which is
the inflation adjusted amount determined by the Civilian Agency Acquisition Council and the
Defense Acquisition Regulations Council (Councils) as authorized by 41 U.S.C. 1908, must address
administrative, contractual, or legal remedies in instances where contractors violate or breach
contract terms, and provide for such sanctions and penalties as appropriate.
(B) All contracts in excess of $10,000 must address termination for cause and for convenience by the
non -Federal entity including the manner by which it will be effected and the basis for settlement.
Provisions for termination are as follows:
1. Termination at Will
This contract, in whole or in part, may be terminated by the Principal Contractor/Owner
upon no less than ten (10) working days' notice when the Principal Contractor/Owner
determines that it would be in the best interest of the Principal Contractor/Owner and
the Public Housing and Community Development (PHCD). Said notice shall be delivered
by certified mail, return receipt requested, or in person with proof of delivery.
2. Termination for Convenience
The Principal Contractor/Owner may terminate this contract, in whole part, when both
parties agree that the continuation of the activities would not produce beneficial results
commensurate with the further expenditure of funds. Both parties shall agree upon the
termination conditions. The Principal Contractor/Owner, at its sole discretion, reserves
the right to terminate this contract without cause upon thirty (30) days written notice.
Upon receipt of such notice, the Contractor shall not incur any additional costs under this
contract. The Principal Contractor/Owner shall be liable only for reasonable costs
incurred by the Contractor prior to notice of termination. The Principal Contractor/Owner
shall be the sole judge of "reasonable costs."
3. Termination Because of Lack of Funds
In the event of a funding short -fall, or a reduction in federal appropriations, or should
funds to finance this contract become unavailable, the Principal Contractor/Owner may
terminate this contract upon no less than twenty-four (24) hours written notification to
the Contractor. Said notice shall be delivered by certified mail, return receipt requested,
or in person with proof of delivery. The Principal Contractor/Owner shall be the final
authority to determine whether or not funds are available. The Principal
Contractor/Owner may at its discretion terminate, renegotiate and/or adjust the contract
award whichever is in the best interest of the Principal Contractor/Owner.
Page 10 of 55
4. Termination for Substantial Funding Reduction
In the event of a substantial funding reduction of the allocation to the Principal
Contractor/Owner through Board of County Commissioners' action, the Principal
Contractor/Owner may, at its discretion, request in writing from the Director of PHCD a
release from its contractual obligations to the County. The Director of PHCD will review
the effect of the request on the community and the County prior to making a final
determination.
S. Termination for Breach
The Principal Contractor/Owner may terminate this contract, in whole or in part, when
the Principal Contractor/Owner determines, in its sole and absolute discretion that the
Contractor is not making sufficient progress thereby endangering ultimate contract
performance, or is not materially complying with any term or provision of this contract.
Unless the Contractor's breach is waived by the Principal Contractor/Owner in writing,
the Principal Contractor/Owner may, by written notice to the Contractor, terminate this
contract upon no less than twenty-four (24) hours' notice. Said notice shall be delivered
by certified mail, return receipt requested, or in person with proof of delivery.
Waiver of breach of any provision of this contract shall not be deemed to be a waiver of
any other breach and shall not be construed to be a modification of the terms of this
contract. The provisions herein do not limit the Principal Contractor's/Owner's right to
legal or equitable remedies.
6. Penalties for Fraud Misrepresentation or Material Misstatement
In accordance with the Code of Miami -Dade County, Section 2-8.4.1, any individual or
corporation or other entity that attempts to meet its contractual obligations with the
County through fraud, misrepresentation or material misstatement, shall have its
contract with the County terminated, whenever practicable, as determined by the
County. The County may terminate or cancel any other contracts which such individual
or other subcontracted entity has with the County. Such individual or entity shall be
responsible for all direct and indirect costs associated with such termination or
cancellation, including attorney's fees. The foregoing notwithstanding, any individual or
entity who attempts to meet it contractual obligations with the County through fraud,
misrepresentation or material misstatement may be disbarred from County contracting
for up to five (5) years.
Page 11 of 55
7. Payment Settlement
If termination occurs, the Contractor will be paid for allowable costs incurred in carrying
out activities required by this contract up to the date and time of termination.
(C) Equal Employment Opportunity. Except as otherwise provided under 41 CFR Part 60, all contracts
that meet the definition of "federally assisted construction contract" in 41 CFR Part 60-1.3 must
include the equal opportunity clause provided under 41 CFR .60-1.4(b), in accordance with
Executive Order 11246, "Equal Employment Opportunity" (30FR 12319, 12935, 3 CFR Part,1964-
1965 Comp., p. 339), as amended by Executive Order 11375, "Amending Executive Order 11246
Relating to Equal Employment Opportunity," and implementing regulations at 41 CFR part 60,
"Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department
of Labor."
(D) Davis Bacon Act, as amended (40 U.S.C. 3141-3148). When required by the Federal program, all
prime construction contracts in excess of $2,000 awarded by grantees and sub grantees shall
include a provision for compliance with the Davis -Bacon Act (40 U.S.C. 3141-31444 and 3146-
3148) as supplemented by Department of Labor regulations (29 CFR Part 5). In accordance with
the statute, contractors must be required to pay wages to laborers and mechanics at a rate not
less than the prevailing wages specified in a wage determination made by the Secretary of Labor.
In addition, contractors must be required to pay wages not less than once a week. The non -
Federal entity must place a copy of the current prevailing wage determination issued by the
Department of Labor in each solicitation. The decision to award a contractor subcontract must
be conditioned upon the acceptance of the wage determination. The non -Federal entity must
report all suspected or reported violations to the Federal awarding agency. The contracts must
also include a provision for complaisance with the Copeland "Anti -Kickback" Act (40 U.S.C. 3145),
as supplemented by Department of Labor regulations (29 CFR Part 3). The Act provides that each
contractor or subrecipient must be prohibited from inducing, by any means, any person employed
in the construction, completion, or repair of public work, to give up any part of the compensation
to which he or she is otherwise entitled. The non -Federal entity must report all suspected or
reported violations to the Federal awarding agency.
Further, the provision listed below must be included in each set of bid documents and
incorporated in each contract, subcontract, and any lower -tier subcontract:
"The contractor hereby agrees that it will abide by the requirements of the Federal Labor
Standards Provisions issued by the United States Department of Housing and Urban Development
and described in Form HUD-4010 and those requirements contained in Wage General Decision
Number FL20200178 01/03/2020 — HIGHWAY."
(E) Contract Work Hours and Safety Standards Act (CWHASA) (40 U.S.C. 3701-3708). Where
applicable, all contracts awarded by the non -Federal entity in excess of $100,000 that involve the
employment of mechanics or laborers must include a provision for compliance with 40 U.S.C. 3702
and 3704, as supplemented by Department of labor regulations (29 CFR Part 5). Under 40 U.S.C.
3702 of the Act, each contractor must be required to compute the wages of every mechanic and
laborer on the basis of a standard work week of 40 hours. Work in excess of the standard work
week is permissible provided that the worker is compensated at a rate of not less than one and a
half times the basic rate of pay for all hours worked in excess of 40 hours in the work week. The
requirements of 40 U.S.C. 3704 are applicable to construction work and provide that no laborer
or mechanic must be required to work in surroundings or under working conditions which are
unsanitary, hazardous or dangerous. These requirements do not apply to the purchases o supplies
Page 12 of 55
or materials or articles ordinarily available on the open market, or contracts for transportation or
transmission of intelligence.
(F) Rights to Inventions Made under a Contract or Agreement. If the Federal award meets the
definition of "funding agreement" under 37 CFR 401.2 (a) and the recipient or subrecipient wishes
to enter into a contract with a small business firm or nonprofit organization regarding the
substitution of parties, assignment or performance of experimental, developmental, or research
work under that "funding agreement," the recipient or subrecipient must comply with the
requirements of 37 FR Part 401, "Rights to Inventions Made by Nonprofit Organizations and Small
Business Firms Under Government Grants, Contracts and Cooperative Agreements," and any
implementing regulations issued by the awarding agency.
(G) Clean Air Act (42 U.SC. 7401-7671a.) and the Federal Water Pollution Control Act (33 U.S.C. 1251-
1387), as amended — Contracts and subgrants of amounts in excess of $150,000 must contain a
provision that requires the non -Federal award to agree to comply with all applicable standards,
orders or regulations issued pursuant to the Clean Air Act (42 U.S.C. 7401-7671q) and the Federal
Water Pollution Control Act as amended (33 U.S.C. 1251-1387). Violations must be reported to
the Federal awarding agency and the Regional Office of the Environmental Protection Agency
(EPA) see page 45.
(H) Debarment and Suspension (Executive Orders 1549 and 12689) — A contract award (see 2 CFR
180.220) must not be made to parties listed on the government wide exclusions in the System for
Award Management (SAM.gov), in accordance with the OMB guidelines at 2 CFR 180 that
implement Executive Orders 12549 (3 CFR part 1986 Comp., p. 189) and 12689 (3 CFR part 1989
Comp., P. 235), "Debarment and Suspension." SA Exclusions contains the names of parties
debarred, suspended, or otherwise excluded by agencies, as well as parties declared ineligible
under statutory or regulatory authority other than Executive Order 12549.
(1) Byrd Anti -Lobbying Amendment (31 U.S.C. 1352) — Contractors that apply or bid for an award
exceeding $100,000 must file the required certification. Each tier certifies to the tier above that
it will not and has not used Federal appropriated funds to pay any person or organization for
influencing or attempting to influence an officer or employee of an agency, a member of Congress,
officer or employee of Congress, or an employee of a member of Congress in connection with
obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. Each tier
must also disclose any lobbying with non -Federal funds that takes place in connection with
obtaining any Federal ward. Such disclosures are forwarded from tier to tier up to the non -Federal
award (see full affidavit on page �.
Page 13 of 55
STATE OF:
COUNTY OF:
NONCOLLUSION AFFIDAVIT
, being first duly sworn, deposes and says that:
(1) He/she is
that has submitted the attached Bid.
of , the Bidder
(2) Bidder has been fully informed regarding the preparation and contents of the attached Bid
and of all pertinent circumstances regarding such Bid;
(3) Such Bid is genuine and is not a collusion or sham Bid;
(4) Neither the said Bidder nor any of its officers, partners, owners, agents, representatives,
employees or parties in interest, including this affiant has in any way colluded, conspired,
connived or agreed, directly or indirectly with any other Bidder, firm or person to submit a
collusive or sham Bid in connection with the contractor for which the attached Bid has been
submitted or to refrain from bidding in connection with such contract, or has in any manner,
directly or indirectly, sought by agreement or collusion or communication or conference with
any other Bidder, firm or person to fix the price or prices, profit or cost element of the Bid
price or the Bid price of any other Bidder, or to secure through advantage against the
(Local Public Agency) or any person interested in the proposed
contract; and
(5) The price or prices quoted in the attached Bid are fair and proper and are not tainted by any
collusion, conspiracy, connivance or unlawful agreement on the part of the Bidder or any of
its agents, representatives, owners, employees, or parties in interest, including this affiant.
(SIGNED)
Title
Subscribed and sworn to before me this
day of . 20
My commission expires:
Page 14 of 55
CERTIFICATION REGARDING LOBBYING
Certification for Contracts, Grants, loans and Cooperative Agreements
in excess of $100,000
The undersigned certifies, to the best of his or her knowledge and belief, that:
1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any
person for influencing or attempting to influence an officer or employee of an agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with
the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the
entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or
modification of any Federal contract, grant, loan, or cooperative agreement.
2. If any of the funds other than Federal appropriated funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an
officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal
contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form
LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions.
3. The undersigned shall require that the language of this certification be included in the award documents
for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and
cooperative agreement in excess of $100,000) and that all subrecipients shall certify and disclose
accordingly. This certification is a material representation of fact upon which reliance was placed when this
transaction was made or entered into. Submission of this certification is a prerequisite for making or
entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the
required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000
for each such failure.
Agency Name: Employer ID #/FID #:
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name: Title:
Date:
Check one, as applicable:
Contractor Subcontractor Other
Page 15 of 55
AFFIRMATIVE ACTION STANDARDS
Contracts covered by the Notice and Specifications shall take affirmative action to ensure equal
employment opportunity. Evaluation of contractor's compliance with the affirmative action standards
shall be based on contractor's efforts to achieve maximum results from their actions. The contractor
shall be required to provide documentary evidence of efforts to implement each of the 16 affirmative
action steps outlined in the Specifications. Listed below are the 16 essential affirmative action steps, the
efforts required to implement them and the records that should be maintained to document the
contractor's efforts.
1. Contractors must maintain a working environment free of harassment, intimidation, and coercion at
all sites and in all facilities at which the contractor's employees are assigned to work. The contractor,
where possible, must assign 2 or more women to each construction project. The contractor shall
specifically insure that all forepersons, superintendents, and other on -site supervisory personnel are
aware of and carry out the contractor's obligation to maintain such a working environment, with
specific attention to minorities or women working at such sites or in such facilities.
To Demonstrate Compliance:
Contractor must have copies of memoranda to supervisory staff, or minutes or notes of staff meeting
or EEO officer's meetings with supervisors to inform them of the contractor's obligation to maintain
a working environment free of harassment, intimidation, and coercion and to where possible, assign
two or more women to each construction project. Monitoring of work environment by EEO officer.
2. Contractors must establish and maintain a current list of minority and women's recruitment sources,
provide written notification to minority and women's recruitment sources and to community
organizations when the contractor or its unions have employment opportunities available, and
maintain a record of the organization's responses.
To Demonstrate Compliance:
Contractors must have a current listing of recruitment sources for minority and women craft workers.
It must have copies of recent letters to community resource groups or agencies specifying the
contractor's employment opportunities and the procedures one should follow when seeking
employment. It must note the responses receive and the results on the bottom or reverse of the
letters or establish a follow-up file for each organization notified.
3. Contractors must maintain a current file of the name, address, and telephone number of each
minority and/or women off -the -street applicant and minority and/or women referred from a union,
recruitment source, or community organization, and of the action that was taken with respect to each
individual. If such individual was sent to the union hiring hall for referral and was not referred back
to the contractor by the union or, if referred, was not employed by the contractor, this shall be
documented in the file with the reason, along with whatever additional actions the contractor may
have taken.
To Demonstrate Compliance:
Contractors must have a file of the names, addresses, telephone numbers, and crafts of each minority
and/or woman applicant showing the date of contact and whether or not the person was hired and
Page 16 of 55
(if not) the reason; whether or not the person was sent to a union for referral and what happened;
and follow-up contracts when the contractor was hiring.
4. Contractors must provide immediate written notification to the Director when the union or unions
with which the contractor has a collective bargaining agreement failed to refer to the Contractor a
minority or woman sent by the contractor, or when the contractor has other information that the
union referral process impeded the contractor's efforts to meet its obligations.
To Demonstrate Compliance:
Contractors must have copies of letters sent to verify claim that the union is impeding the
contractor's efforts to comply.
5. Contractors must develop on-the-job training opportunities or participate in training programs for the
area that expressly includes minorities and women, including upgrading programs and apprenticeship
and trainee programs relevant to the contractor's employment needs, especially those programs
funded or approved by the Department of Labor. The contractor shall provide notices of those
programs to the sources compiled under Item 2, above.
To Demonstrate Compliance:
Contractors must have records of contributions in cash, equipment supplied or contractor personnel
provided as instructors for approved Bureau of Apprenticeship and Training or Department of Labor
funded training programs and records of the hiring and training of minorities and women from such
programs. Supply copies of letters informing minority and women's recruitment sources or schools
providing these training programs.
6. Contractors must disseminate their EEO policies by providing notices of the policy to unions and
training programs and requesting their help in meeting its EEO obligations; by including it in any policy
manual and collective bargaining agreement; by publicizing it in the company newspaper or annual
report; by specific review of the policy with all management personnel and with all minority and
women employees at least once a year; and by posting the company EEO policy on bulletin boards
accessible to all employees at each location where construction work is performed.
To Demonstrate Compliance:
Contractors must have written EEO policies that include the name and contact information on the
contractor's EEO officer and must (a) include the policy in any company policy manuals; (b) post a
copy of the policy on all company bulletin boards (in the office and on all job sites); (c) put in records,
such as reports or diaries, that each minority and woman employee is aware of the policy and that it
has been discussed with them; (d) record that the policy has been discussed regularly at staff
meetings; (e) make copies of newsletters and annual reports that include the policy; and (f) make
copies of letters to unions and training programs requesting their cooperation in helping the
contractor meet its EEO obligations.
Contractors must review, at least annually, the company's EEO policy and affirmative action
obligations under these specifications with all employees having any responsibility for hiring,
assignment, layoff, termination, or other employment decisions, including specific review of these
items with on -site supervisory personnel such as superintendents and general forepersons prior to
the initiation of work at any job site. Contractors must make and maintain a written record and
maintain it to identify the time and place of these meetings, persons attending, subject matter
discussed, and disposition of the subject matter.
Page 17 of 55
To Demonstrate Compliance:
Contractors must have written records (memoranda, diaries, minutes of meetings) identifying the
time and place of meeting, persons attending, subject matter discussed, and disposition of subject
matter.
8. Contractors must disseminate their EEO policies externally by including it in any advertising in the
news media, specifically including minority and women's policy with other contractors and
subcontractors with whom the contractor does or anticipates doing business.
To Demonstrate Compliance:
Contractors must have copies of (a) letters sent, at least every 6 months or at the start of each new
major contract, to all recruiting sources (including labor unions and training programs) requiring
compliance with the policy; (b) advertisement that has the EEO "tagline" on the bottom; and (c) letters
to subcontractors and suppliers, at least at the time of the subcontract is signed, requiring compliance
with the policy.
9. Contractors must direct recruitment efforts, both oral and written, to minority, women and
community organizations, to schools with minority and women students, and to minority and
women's recruitment and training organizations serving the contractor's recruitment area and
employment needs. Not later than one (1) month prior to the date for acceptance of applications for
apprenticeship or other training by any recruitment source, the contractor will send written
notification to such organizations, describing the openings, screening procedures, and tests to be used
in the selection process.
To Demonstrate Compliance:
Contractors must have written records of contacts (written communications, telephone calls, or
personal meetings) with minority and women's community organizations and recruitment's sources,
and schools and training organizations, specifying the date(s), individuals contacted, results of the
contact, and any follow-up. It must have copies of letters sent to these organizations at least one (1)
month prior to the acceptance of applications for training (apprenticeship or other) describing the
openings, screening procedures, and tests to be used in the selection process.
10. Contractors must encourage minority and women employees to recruit other minority persons and
women and provide, where reasonable, school, summer and vacation employment to minority and
female youth both on -site and in other areas of the workforces.
To Demonstrate Compliance:
Contractors must have copies of diaries, telephone logs, or memoranda indicating contacts (written
and oral) with minority and women employees requesting their assistance in recruiting other
minorities and women, and record results. If contractors normally provide after -school, summer, and
vacation employment, it must have copies of letters to organizations under Item 9 describing those
opportunities and must have responses received and results noted on letters or in a follow-up file.
11. Contractors must validate all tests and other selection requirements where there is an obligation to
do so under CFR 60-3.
Page 18 of 55
To Demonstrate Compliance:
Contractors must have evidence in the form of correspondence, or certificates that all tests,
interviews and selection procedures used by the contractor, a craft union, or Joint Apprenticeship
Committee meet the requirements in the OFCCP testing and selection guidelines.
12. Contractors must conduct, at least annually, an inventory evaluation (at least) of all minority and
women personnel for promotional opportunities and encourage these employees to seek or to
prepare for such opportunities by appropriate training.
To Demonstrate Compliance:
Contractors must have written records (memo, letters, personnel files, etc.) showing that the
company conducts annual reviews of minority and female personnel for promotional opportunities
and notifies these employees of training opportunities (formal or on-the-job) and encourages their
participation.
13. Contractors must ensure that seniority practices, job classifications, work assignments, and other
personnel practices do not have a discriminatory effect, by continually monitoring all personnel and
employment related activities to insure that the EEO policy and the Contractor's obligations under
these specifications are being carried out.
To Demonstrate Compliance:
Contractors must have evidence (letter, memos, personnel files, reports) that: (a) the activity under
Item 12, above, has been carried out; (b) any collective bargaining agreements have an EEO clause
and the provisions do not operate to exclude minorities and women; (c) the EEO officer reviews all
monthly workforce reports, hiring, terminations, and training provided on the job; (d) the EEO officer's
job description identifies his or her responsibility for monitoring all employment activities for
discriminatory effects; and (e) the contractor has initiated corrective action whenever the contractor
has identified a possible discriminatory effect.
14. Contractors must insure that all facilities and company activities are nonsegregated, except for
providing separate or single -user toilets and necessary changing facilities to assure privacy between
the sexes.
To Demonstrate Compliance:
Contractors must have incorporated the "Certification of Nonsegregated Facilities" from the
contractors federally involved contract documents into all subcontracts and purchase order; have
records that announcements of parties, picnics, etc. have been posted and have been available to all
employees; have written copies of contracts (written or verbal) with supervisory staff regarding the
provision of adequate toilet and changing facilities to assure privacy between the sexes.
15. Contractors must document and maintain a record of all solicitations of offers for subcontractors from
minority and female construction contractors and suppliers, including circulation of solicitations to
minority and women's contractor associations and other business associations.
To Demonstrate Compliance:
Contractors must have copies of letters or other direct solicitation of bids for subcontractors or joint
ventures from minority or women contractors with a record of specific responses and any follow-up
the contractor has done to obtain a price quotation or to assist a minority or female contractor in
preparing or reducing a price quotation; have a list of all minority or female subcontracts awarded or
Page 19 of 55
joint ventures participated in with dollar amounts; have copies of solicitations sent to minority and
women's contractor associations or other business associations.
16. Contractors must conduct a review, at least annually, of all supervisors' adherence to and
performance under the contractor's EEO policies and affirmative action obligations.
To Demonstrate Compliance:
Contractors must have copies of memos, letters, reports, minutes of meeting, or interviews with
supervisors regarding their employment practices as they relate to the contractor's EEO policy and
affirmative action obligations, and written evidence that supervisors were notified when their
employment practices adversely or positively impacted on the contractor's EEO and affirmative action
posture.
Initials
Page 20 of 55
OTHER REQUIRED CERTIFICATIONS
A. EQUAL EMPLOYMENT OPPORTUNITY
Bidder, by submission of this quotation represents:
The undersigned has has not _, participated in a previous contract or subcontract
subject to the Equal Opportunity clause herein or the clause originally contained in Section 301
of Executive Order No. 10925, or the clause contained in Section 201 of Executive Order No.
11114; that it has , has not filed all required compliance reports; and that
representations indicating submission of the required compliance reports, signed by proposed
subcontractors, will be obtained prior to subcontract awards. (The above representation need
not be submitted in connection with contracts or subcontracts which are exempt from the
clause.)
For Contracts not subject to Executive Order 11246:
In carrying out the contract, the contractor shall not discriminate against any employee or
applicant for employment because of race, color, religion, sex, or national origin. The contractor
shall take affirmative action to insure that applicants for employment are employed, and that
employees are treated during employment, without regard to their race, color religion, sex, or
national origin. Such action shall include, but not limited to, advertising; layoff or termination;
rates of pay or other forms of compensation; and selection for training, including
apprenticeship. The contractor shall post in conspicuous places, available to employees and
applicants for employment, notices to be provided bythe Government settingforthe provisions
of the nondiscrimination clause. The contractor shall state that all qualified candidates will
receive consideration for employment without regard to race, color, religion, sex, or national
origin.
For Contracts who are subject to Executive Order 11246, see page 41-42
B. AFFIRMATIVE ACTION
The bidder represents that he has ( ) has not ( ), participated in a previous contract or subcontract
subject to the Equal Opportunity Clause prescribed by Executive Order 11246; that he has ( ) has
not ( ) developed a written affirmative action compliance program for as required by the rules and
regulation of the Secretary of Labor (41CFR 60-1 and 60-2); it has not previously had
contracts subject to written affirmative action program requirements of the rules and regulations
of the Secretary of Labor; that he has ( ) has not ( ), filed with the Joint Reporting Committee, the
Office of Federal Contract Compliance Programs (OFCCP) or the Equal Employment Opportunity
Commission (EEOC) all reports due under the applicable filing requirements; and that
representations indicating submission of required compliance reports, signed by proposed
subcontractors, will be obtained prior to contract and/or subcontract award.
C. COPELAND ANTI -KICKBACK
By submission of a bid, the bidder certifies that it has read and complies with the General
Provision entitled "Anti -Kickback Procedures" as stated in 24 CFR part 85.36 as follows:
Page 21 of 55
All contracts and subcontracts for construction or repair shall include a provision for compliance
with the Copeland "Anti -Kickback" Act (18 USC 874) as supplemented in Department of
Regulations (29 CFR, Part 3). This Act provides that each contractor or subcontractor shall be
prohibited from inducing, by any means, any person employed in the construction, completion,
or repair of public work, to give up any part of the compensation to which he is otherwise entitled.
By submission of this bid, the bidder attests that neither it nor any of its employees has performed
or participated in any prohibited actions, as defined in this provision.
D. FULL DISCLOSURE BY THE CONTRACTOR/BIDDER REGARDING WHETHER IT
ANTICIPATES BEING OR IS DEBARRED, SUSPENDED, OR PROPOSED FOR
DEBARMENT BY THE FEDERAL GOVERNMENT, STATE OF FLORIDA, OR MIAMk
DADE COUNTY AT TIME OF AWARD.
This certification applies to a contract or subcontract in excess of $25,000
By submission of an offer, the bidder certifies that it has provided full disclosure in writing to
(name of implementing agency) whether as of the anticipated time
of award of any contract resulting from this solicitation; it anticipates that it or its principals will
be debarred, or proposed for debarment by the Federal Government, State of Florida, or Miami -
Dade County.
By commencing performance of the Contract work, the selected contractor certifies that it has
made full disclosure in writing to (name of implementing agency) as to
whether as of the time of award it or any of its principals is debarred, suspended, or proposed for
debarment by the Federal Government, State of Florida, or Miami -Dade County.
E. NONDISCRIMINATION CLAUSE
Section 109, Housing and Community Development Act of 1974
No person in the United States shall on the ground of race, color, national origin or sex be excluded
from participation in, be denied the benefits of, or be subjected to discrimination under any
program or activity funded in whole or in part with funds available under Section 109, Housing and
Community Development Act of 1974.
F. AGE DISCRIMINATION ACT OF 1975, AS AMENDED
Non-discrimination on the Basis of Age
No qualified person shall on the basis of age be excluded from participation in, be denied the benefits
of, or otherwise be subjected to discrimination under any program or activity which receives or
benefits from Federal assistance.
Page 22 of 55
G. SECTION 504 OF THE REHABILITATION ACT OF 1973, AS AMENDED
Non-discrimination on the Basis of Handicap
No qualified handicapped person shall, on the basis of handicap be excluded from participation in, be
denied the benefits of, or otherwise be subjected to discrimination under any program or activity
which receives or benefits from Federal assistance.
H. DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION
PROSPECTIVE TIER AND/OR LOWER TIER TRANSACTIONS
By submission of the document, the prospective tier and lower tier participants certify, that:
1. Neither it nor its principals is presently debarred, suspended, proposed for debarment,
declared ineligible, or voluntarily excluded from participation in this transaction, by any
Federal department or agency.
a. Have not within a three-year period preceding this application been convicted of or
had a civil judgment rendered against them for commission of fraud or a criminal
offense in connection with obtaining, attempting to obtain, or performing a public
(Federal, State, or local) transaction or contract under a public transaction; violation
of Federal or State antitrust statutes or commission of embezzlement, theft,
forgery, bribery, falsification or destruction of records, making false statements, or
receiving stolen property;
b. Are not presently indicted for or otherwise criminally or civilly charged by a
governmental entity (Federal, State, or local) with commission of any of the
offenses enumerated in paragraph (1)(b) of this certification; and
c. Have not within a three-year period preceding this application had one or more
public transactions (Federal, State, or local) terminated for cause or default; and
2. Where the prospective tier or lower tier participant is unable to certify to any of the
statements in this certification, such prospective participant shall attach an explanation
to this proposal.
Agency Name: Employer ID #/FID #:
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name:
Date:
Title:
Check one, as applicable:
Contractor Subcontractor Other
Page 23 of 55
CERTIFICATION REGARDING
DRUG -FREE WORKPLACE
(GRANTEES OTHER THAN INDIVIDUALS)
As required by the Drug -Free Workplace Act of 1988, and implemented at 28 CFR Part 67, subpart
F, for grantees, as defined at 28 CFR part 67 Sections 67.615 and 67.620-
A. The applicant certifies that it will or will continue to provide a drug -free workplace by:
(a) Publishing . a statement notifying employees that the unlawful manufacture,
distribution, dispensing, possession, or use of a controlled substance is prohibited in the
grantee's workplace and specifying the actions that will be taken against employees for
violation of such prohibition;
(b) Establishing an on -going drug -free awareness program to inform employees about:
(1) The dangers of drug abuse in the workplace;
(2) The grantee's policy of maintaining a drug -free workplace;
(3) Any available drug counseling, rehabilitation, and employee assistance programs;
and
(4) The penalties that may be imposed upon employees for drug abuse violations
occurring in the workplace;
(c) Making it a requirement that each employee to be engaged in the performance of the
grant be given a copy of the statement required by paragraph (a);
(d) Notifying the employee in the statement required by paragraph (a) that, as a condition
of employment under the grant, the employee will
(1) Abide by the terms of the statement; and
(2) Notify the employer in writing of his or her conviction for a violation of a criminal
drug statute occurring in the workplace no later than five calendar days after such
conviction;
(e) Notifying the agency in writing, within 10 calendar days after receiving notice under
subparagraph (d)(2) from an employee or otherwise receiving actual notice of such
conviction
(f) Taking one of the following actions, within 30 calendar days of receiving notice under
subparagraph (d)(2), with respect to any employee who is so convicted
Page 24 of 55
(1) Taking appropriate personnel action against such an employee, up to and including
termination, consistent with the requirements of the Rehabilitation Act of 1973, as
amended; or
(2) Requiring such employee to participate satisfactorily in a drug abuse assistance or
rehabilitation program approved for such purposes by a Federal, State, or local
health, law enforcement, or other appropriate agency;
Making a good faith effort to continue to maintain a drug -free workplace through
implementation of paragraphs (a), (b), (c), (d), (e), and (f).
B. The Grantee may insert in the space provided below the site(s) for the performance of work
done in connection with the specific grant:
Place of Performance (Street address, city, county, state, zip code)
Check ❑ if there are workplaces on file that are not identified here.
Agency Name: Employer ID #/FID #:
Full Address (including citv. sT and zim and Email Address
Authorized Signature:
Print Name:
Date:
Check one, as applicable:
Contractor Subcontractor
Page 25 of 55
Other
Title:
INSTRUCTIONS REGARDING
DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION — LOWER TIER COVERED
TRANSACTIONS
INSTRUCTIONS FOR CERTIFICATION
LISTED ON PAGE 24
1. By signing and submitting this document, the prospective tier and/or lower tier participants are
providing the certification set out below.
2. The certification in this clause is a material representation of fact upon which reliance was placed
when this transaction was entered into. If it is later determined that the prospective tier and/or lower
tier participant knowingly rendered an erroneous certification, in addition to other remedies available
to the Federal Government, the department or agency with which this transaction originated may
pursue available remedies, including suspension and/or debarment.
3. The prospective tier and/or lower tier participant shall provide immediate written notice to the
person to whom this proposal is submitted if at any time the prospective lower tier participant learns
that its certification was erroneous when submitted or has become erroneous by reason of changed
circumstances.
4. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction,
participant, person, primary covered transaction, principal, proposal and voluntarily excluded, as used
in this clause, have the meanings set out in the Definitions and Coverage sections of rules
implementing Executive Order 12549. You may contact the person to which this proposal is submitted
for assistance in obtaining a copy of those regulations.
5. The prospective lower tier participant agrees by submitting this proposal that, should the proposed
covered transaction be entered into, it shall not knowingly enter into any lower tier covered
transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded
from participation in this covered transaction, unless authorized by the department or agency with
which this transaction originated.
6. The prospective tier and or lower tier participant further agrees by submitting this proposal that it will
include this clause titled "Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary
Exclusion — Lower Tier Covered Transaction, without modification, in all lower tier covered
transactions.
7. A participant in a covered transaction may rely upon a certification of a prospective participant in a
lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded
from the covered transaction, unless it knows that the certification is erroneous. A participant may
decide the method and frequency by which it determines the eligibility of its principals.
Page 26 of 55
8. Nothing contained in the foregoing shall be construed to require establishment of a system of records
in order to render in good faith the certification required by this clause. The knowledge and
information of a participant is not required to exceed that which is normally possessed by a prudent
person in the ordinary course of business dealings.
9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a
covered transaction knowingly enters into a lower tier covered transaction with a person who is
suspended, debarred, ineligible, or voluntarily excluded from participation in this transactions in
addition, to other remedies available to the Federal Government, the department or agency with
which this transaction originated may pursue available remedies, including suspension and/or
debarment.
Agency Name: Employer ID #/FID M
Full Address lincludine Citv. ST and Zia) and Email Address
Authorized Signature:
Print Name:
Date:
Check one, as applicable:
Contractor
Subcontractor
Page 27 of 55
Title:
Other
EQUAL EMPLOYMENT OPPORTUNITY
FOR SPECIAL DISABLED VETERANS
AND VETERANS OF THE VIETNAM ERA
1) The contractor will not discriminate against any employee or applicant for employment because he
or she is a disabled veteran or veteran of the Vietnam era in regard to any position for which the
employee or applicant for employment is qualified. The contractor agrees to take affirmative action
to employ, advance in employment and otherwise treat qualified individuals without discrimination
based on their status as a special disabled veteran or veteran of the Vietnam era in all employment
practices, including the following:
i. recruitment, advertising, and job application procedures;
ii. hiring, upgrading, promotion, award of tenure, demotion, transfer, layoff, termination, right
of return from layoff and rehiring;
iii. rates of pay or any other form of compensation and changes in compensation;
iv. job assignments, job classifications, organizational structures, position descriptions, lines of
progression, and seniority lists;
V. leaves of absence, sick leave, or any other leave;
vi. fringe benefits available by virtue of employment, whether or not administered by the
contractor;
vii. selection and financial support for training, including apprenticeship, and on-the-job
training under 38 U.S.C. 3687, professional meeting, conferences, and other related
activities, and selection for leaves of absence to pursue training;
viii. activities sponsored by the contractor including social or recreational programs; and
ix. any other term, condition, or privilege of employment.
2) The contractor agrees to immediately list all employment openings which exist at the time of the
execution of this contract, including those not generated by this contract and including those
occurring at an establishment of the contractor other that the one wherein the contract is being
performed, but excluding those of independently operated corporate affiliates, at an appropriate local
employment service office of the state employment security agency wherein the opening occurs.
Listing employment openings with the U.S. Department of Labor's America's Job Bank shall satisfy the
requirement to list jobs with the local employment service office.
3) Listing of employment openings with the employment service office pursuant to this clause shall be
made at least concurrently with the use of any other recruitment source or effort and shall involve
the normal obligations which attach to the placing of a bona fide job order, including the acceptance
of referrals of veterans and non -veterans. The listing of employment openings does not require the
hiring of any particular job applicants or from any particular group of job applicants, and nothing
herein is intended to relieve the contractor from any requirements in Executive orders or regulations
regarding nondiscrimination in employment.
4) Whenever the Contractor becomes contractually bound to the listing provisions in paragraphs 2 and
3 of this clause, it shall advise the employment service agency in each State where it has
establishments of the name and location of each hiring location in the state: Provided, that this
requirement shall not apply to state and local governmental contractors. As long as the Contractor is
contractually bound to these provisions and has so advised that state agency, there is no need to
advise the state agency of subsequent contracts. The Contractor may advise the state agency when
it is no longer bound by this contract clause.
Page 28 of 55
5) The provisions of paragraphs 2 and 3 of this clause do not apply to the listing of employment openings
which occur and are filed outside of the 50 States, the District of Columbia, the Commonwealth of
Puerto Rico, Guam and the Virgin Islands.
6) As used in this clause:
i. All employment openings includes all positions except executive and top management, those
positions that will be filled from within the contractor's organization, and positions lasting three
days or less. This term includes full-time employment, temporary employment of more that
three days' duration, and part time employment.
ii. Executive and top management means any employee: (a) whose primary duty consists of the
management of the enterprise in which he or she is employed or of a customarily recognized
department of subdivision thereof; and (b) who customarily and regularly directs the work of
two or more other employees therein; and (c) who has the authority to hire or fire other
employees or whose suggestions and recommendations as to the hiring or firing and as to the
advancement and promotion or any other change of status of other employees will be given
particular weight; and (d) who customarily and regularly exercises discretionary powers; and (e)
who does not devote more than 20 percent, or, in the case of an employee or a retail or service
establishment who does not devote as much as 40 percent, of his or her hours of work in the
work week to activities which are not directly and closely related to the performance of the work
described in (a) through (d) of this paragraph 6. ii.; Provided, that (e) of this paragraph 6.ii. shall
not apply in the case of an employee who is in sole charge of an independent branch
establishment, or who owns at least a 20-percent interest in the enterprise in which he or she is
employed.
iii. Positions that will be filled from within the contractor's organization means employment
openings for which no consideration will be given to persons outside the contractor's
organization (including any affiliates, subsidiaries, and parent companies) and includes any
openings which the contractor proposes to fill from regularly established "recall" lists. The
exception does not apply to a particular opening once an employer decides to consider
applicants outside of his or her own organization.
7) The Contractor agrees to comply with the rules, regulations, and relevant orders of the Secretary of
Labor issued pursuant to the Act.
8) In the event of the Contractor's non-compliance with the requirements of this clause, actions for non-
compliance may be taken in accordance with the rules, regulations, and relevant orders of the
Secretary of Labor issued pursuant to the Act.
9) The Contractor agrees to post in conspicuous places, available to employees and applicants for
employment, notices in a form to be prescribed by the Deputy Assistance Secretary for Federal
Contract Compliance Programs, Director, provided by or through the contracting officer. Such notice
shall state the rights of applicants and employees as well as the contractor's obligation under the law
to take affirmative action to employ and advance in employment qualified employees and applicants
who are special disabled veterans or veterans of the Vietnam era. The contractor must ensure that
applicants or employees who are special disabled veterans are informed of the contents of the notice
(e.g., the contractor may have the notice read to a visually disabled individual, or may lower the
posted notice so that it might be read by a person in a wheelchair).
Page 29 of 55
10) The Contractor will notify each labor union or representative of workers with which it has a collective
bargaining agreement or other contract understanding, that the contractor is bound by the terms of
the Vietnam Era Veterans' Readjustment Assistance Act of 1974, as amended, and is committed to
take affirmative action to employ and advance in employment qualified special disabled veterans and
veterans of the Vietnam era.
11) The Contractor will include the provisions of this clause in every subcontract or purchase order of
$10,000 or more unless exempted by rules, regulations, or orders of the Secretary issued pursuant to
the Act, so that such provisions will be binding upon each subcontractor or vendor. The Contractor
will take such action with respect to any subcontract or purchase order as the Deputy Assistance
Secretary for Federal Contract Compliance Programs may direct to enforce such provisions, including
action for non-compliance.
Agency Name: Employer ID #/FID M
Full Address (includine Citv. ST and ZiD) and Email Address
Authorized Signature:
Print Name:
Date:
Check one, as applicable:
Contractor Subcontractor
Page 30 of 55
Title:
Other
EQUAL OPPORTUNITY
FOR WORKERS WITH DISABILITIESS
1) The contractor will not discriminate against any employee or applicant for employment because he
or she is a physical or mental disability in regard to any position for which the employee or applicant
for employment is qualified. The contractor agrees to take affirmative action to employ, advance in
employment and otherwise treat qualified individuals with disabilities without discrimination based
on their physical or mental disability in all employment practices, including the following:
X. Recruitment, advertising, and job application procedures;
A. Hiring, upgrading, promotion, award of tenure, demotion, transfer, layoff, termination,
right of return from layoff and rehiring;
xii. Rates of pay or any other form of compensation and changes in compensation;
xiii. Job assignments, job classifications, organizational structures, position descriptions, lines of
progression, and seniority lists;
xiv. Leaves of absence, sick leave, or any other leave;
xv. Fringe benefits available by virtue of employment, whether or not administered by the
contractor;
xvi. Selection and financial support for training, including apprenticeship, professional
meetings, conferences, and other related activities, and selection for leaves of absence to
pursue training;
xvii. Activities sponsored by the contractor including social or recreational programs; and
xviii. Any other term, condition, or privilege of employment.
2) The Contractor agrees to comply with the rules, regulations, and relevant orders of the Secretary of
Labor issued pursuant to the Act.
3) In the event of the Contractor's non-compliance with the requirements of this clause, actions for non-
compliance may be taken in accordance with the rules, regulations, and relevant orders of the
Secretary of Labor issued pursuant to the Act.
4) The Contractor agrees to post in conspicuous places, available to employees and applicants for
employment, notices in a form to be prescribed by the Deputy Assistance Secretary for Federal
Contract Compliance Programs, provided by or through the contracting officer. Such notice shall state
the rights of applicants and employees as well as the contractor's obligation under the law to take
affirmative action to employ and advance in employment qualified employees and applicants with
disabilities. The contractor must ensure that applicants or employees with disabilities are informed
of the contents of the notice (e.g., the contractor may have the notice read to a visually disabled
individual, or may lower the posted notice so that it might be read by a person in a wheelchair).
5) The Contractor will notify each labor union or representative of workers with which it has a collective
bargaining agreement or other contract understanding, that the contractor is bound by the terms of
Section 503 of the Rehabilitation Act of 1973, as amended, and is committed to take affirmative action
to employ and advance in employment individuals with physical or mental disabilities.
6) The Contractor will include the provisions of this clause in every subcontract or purchase order in
excess of $10,000, unless exempted by rules, regulations, or orders of the Secretary issued pursuant
to Section 503 of the Act, as amended, so that such provisions will be binding upon each subcontractor
or vendor. The Contractor will take such action with respect to any subcontract or purchase order as
Page 31 of 55
the Deputy Assistance Secretary for Federal Contract Compliance Programs may direct to enforce
such provisions, including action for non-compliance
Agency Name: Employer ID #/FID #:
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name:
Date: 1 -71
Check one, as applicable:
Contractor Subcontractor
Page 32 of 55
Title:
Other
NOTICE OF REQUIREMENT FOR AFFIRMATIVE ACTION
TO ENSURE EQUAL EMPLOYMENT OPPORTUNITY
(EXECUTIVE ORDER 11246)
60-4.2 (d) THE NOTICE OF REQUIREMENT FOR AFFIRMATIVE ACTION
1. The Offeror's or Bidder's attention is called to the "Equal Opportunity Clause" and the
"Standard Federal Equal Employment Opportunity Construction Contract Specifications" set
forth herein.
2. The goals and timetables for minority and female participation, expressed in percentage
terms for the Contractor's aggregate workforce in all trades on all construction work in the
covered area, are as follows:
A. GOALS FOR MINORITY UTILIZATION, All Trades:
Area Covered: Dade County, Florida
Goals and Timetables *
Timetable Trade Goal
Until Further NoticeAll 39.5%
B. GOALS FOR FEMALE UTILIZATION, All Trades:
Area Covered: Goals for Women apply nationwide.
Goals and Timetables *
Timetable Trade Goal
Until Further NoticeAll 6.9%
THESE GOALS ARE APPLICABLE TO ALL THE CONSTRUCTION WORK CONTRACTORS (WHETHER OR NOT
IT IS FEDERAL OR FEDERALLY ASSISTED) PERFORMED IN THE COVERED AREA.
3. The Contractor's compliance with the Executive Order and the regulations in 41 CFR Part 60-4
shall be based on its implementation of the Equal Opportunity Clause, specific affirmative action
obligations required by the specifications set forth in 41 CFR 60-4.3(a), and its efforts to meet
the goals established forthe geographical area where the contract resulting from this solicitation
is to be performed. The hours of minority and female employment and training must be
substantially uniform throughout the length of the contract, and in each trade, and the
Contractor shall make a good faith effort to employ minorities and women evenly on each of its
projects. The transfer of minority orfemale employees ortrainees from Contractorto Contractor
or from project to project for the sole purpose of meeting the Contractor's goals shall be a
Page 33 of 55
violation of the contract, the Executive Order and the regulations in 41 CFR Part 60-4. Compliance
with the goals will be measured against the total work hours performed.
4. The Contractor shall provide written notification to the Director of the Office of Federal Contract
Compliance Programs within 10 working days of award of any construction subcontract in excess
of $10,000, at any tier for construction work under the contract resulting from this solicitation.
The notification shall list the name, address and telephone number of the subcontractor,
employer identification number, estimated dollar amount of the subcontract; estimated starting
and completion dates of the subcontract; and the geographical area in which the contract is to
be performed.
5. As used in this Notice, and in the contract resulting from this solicitation, the "covered area" is
Miami -Dade County, Florida (insert description of the geographical areas where the contract is
to be performed giving the state, county and city, if any).
60-4.3 (a) EQUAL OPPORTUNITY CLAUSE
During the performances of this contract, the Contractor agrees as follows:
1. The Contractor will not discriminate against any employee or applicant for employment because
of race, color, religion, sex, or national origin. The Contractor will take affirmative action to
ensure that applicants are employed, and that employees are treated during employment,
without regard to their race, color, religion, sex or national origin. Such action shall include, but
not be limited to the following: employment, upgrading, demotion, or transfer; recruitment or
recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and
selection for training, including apprenticeship. The Contractor agrees to post in conspicuous
places, available to employees and applicants for employment, notices to be provided setting
forth the provisions of this Equal Opportunity Clause.
2. The Contractor will, in all solicitations or advertisements for employees placed by or on behalf
of the Contractor, state that all qualified applicants will receive consideration for employment
without regard to race, color, religion, sex, or national origin.
3. The Contractor will send to each labor union or representative of workers with which he has a
collective bargaining agreement or other contract or understanding, a notice to be provided
advising the labor union or workers' representative of the Contractor's commitments under this
Equal Opportunity clause and shall post copies of the notice in conspicuous places available to
employees and applicants for employment.
4. The Contractor will comply with all provisions of Executive Order 11246 of September 24, 1965,
and of the rules, regulations, and relevant orders of the Secretary of Labor.
5. The Contractor will furnish all information and reports required by Executive Order 11246 of
September 24, 1965, and by the rules, regulations, and orders of the Secretary of Labor or
pursuant thereto, and will permit access to his books, records and accounts by HUD and the
Secretary of Labor for purposes of investigation to ascertain compliance with such rules,
regulations, and orders.
Page 34 of 55
6. In the event of the Contractor's noncompliance with the nondiscrimination clauses of this
Contract or with any of the said rules, regulations, or orders, this Contract may be canceled,
terminated, or suspended in whole or in part and the Contractor may be declared ineligible for
further contracts in accordance with procedures authorized in Executive Order 11246 of
September 24, 1965, and such other sanctions may be imposed and remedies invoked as
provided in Executive Order 11246 of September 24, 1965, or by rule, regulation, or order of the
Secretary of Labor, or as otherwise provided by law.
7. The Contractor will include the statement preceding subparagraph (1) and the provisions of
subparagraph (1) through (7) in every subcontract or purchases order unless exempted by rules,
regulations, or orders of the Secretary of labor issued pursuant to Section 20 of Executive Order
11246 of September 24, 1965, so that such provisions will be binding upon each subcontractor
or vendor. The Contractor will take such action with respect to any subcontract or purchase
order as HUD many direct as a means of enforcing such provisions including sanctions for
noncompliance; provided, however, that in the event the Contractor becomes involved in or is
threatened with litigation with a subcontractor or vendor as a result of such direction by HUD,
the Contractor may request the United States to enter into such litigation to protect the United
States.
Page 35 of 55
STANDARD FEDERAL EQUAL EMPLOYMENT OPPORTUNITY
CONSTRUCTION CONTRACT SPECIFICATIONS
(EXECUTIVE ORDER 11246)
1. As used in these specifications:
a. "Covered area" means the geographical area described in the solicitation from which this
contract resulted.
b. "Director" means Director, Office of Federal Contract Compliance Programs, United States
Department of Labor, or any person to whom the Director delegates authority.
C. "Employer Identification number" means the Federal Social Security number used on the
Employer's Quarterly Federal Tax Return, U.S. Treasury Department Form 941.
d. "Minority" includes:
- Black (all persons having origins in any of the Black African racial groups not of Hispanic
origin).
- Hispanic (all persons of Mexican, Puerto Rican, Cuban, Central or South American or other
Spanish Culture or origin regardless of race).
- Asian and Pacific Islander (all persons having origins in any of the original peoples of the Far
East, Southeast Asia, the Indian Subcontinent, or the Pacific Islands); and
- American Indian or Alaskan Native (all persons having origins in any of the original peoples
of North America and maintaining identifiable tribal affiliations through membership and
participation or community identification).
2. Whenever the Contractor, or any Subcontractor at any tier, subcontracts a portion of the work
involving any construction trade, it shall physically include in each subcontract in excess of
$10,000, the provisions of these specifications and the Notice which contains the applicable goals
for minority and female participation and which is set forth in the solicitations from which this
contract resulted.
3. If the Contractor is participating (pursuant to 41 CFR 60-4.5) in a Hometown Plan approved by the
U.S. Department of Labor in the covered area either individually or through an association, its
affirmative action obligations on all work in the Plan area (including goals and timetables) shall be
in accordance with that Plan for those trades which have unions participating in the Plan.
Contractors must be able to demonstrate their participation in and compliance with the
provisions of any such Hometown Plan. Each Contractor or Subcontractor participating in an
approved Plan is individually required to comply with its obligations under the EEO clause, and to
make a good faith effort to achieve each goal under the Plan in each trade in which it has
employees. The overall good faith performance by other Contractors or Subcontractors toward
a goal in an approved Plan does not excuse any covered Contractor or Subcontractor's failure to
take good faith efforts to achieve the Plan goals and timetables.
Page 36 of 55
4. The Contractor shall implement the specific affirmative action standards provided in paragraphs
7a through 7p of these specifications. The goals set forth in the solicitation from which this
contract resulted are expressed as percentages of the total hours of employment and training of
minority and female utilization the Contractor should reasonably be able to achieve in each
construction trade in which it has employees in the covered area. The Contractor is expected to
make substantially uniform progress toward its goals in each craft during the period specified.
5. Neither the provisions of any collective bargaining agreement, nor the failure by a union with
whom the Contractor has a collective bargaining agreement, to refer either minorities or women
shall excuse the Contractor's obligations under these specifications, Executive Order 11240, nor
the regulations promulgated pursuant thereto.
6. In order for the nonworking training hours of apprentices and trainees to be counted in meeting
the goals, the Contractor must employ such apprentices and trainees during the training period,
and the Contractor must have a commitment to employ the apprentices and trainees at the
completion of their training, subject to the availability of employment opportunities. Trainees
must be trained in training programs approved by U.S. Department of Labor.
7. The Contractor shall take specific affirmative actions to ensure equal employment opportunity.
The evaluation of the Contractor's compliance with these specifications shall be based upon its
effort to achieve maximum results from its actions. The Contractor shall document these efforts
fully, and shall implement affirmative action steps at least as extensive as the following:
a. Ensure and maintain a working environment free of harassment, intimidation, and
coercion at all sites, and in all facilities at which the Contractor's employees are assigned
to work. The Contractor, where possible, will assign two or more women to each
construction project. The Contractor shall specifically ensure that all foremen,
superintendents, and ocher on -site supervisory personnel are aware of and carry out
the Contractor's obligation to maintain such a working environment, with specific
attention to minority or female individual working at such sites or in such facilities.
b. Establish and maintain a current list of minority and female recruitment sources,
provide written notification to minority and female recruitment sources and to
community organizations when the Contractor or its unions have employment
opportunities available, and maintain a record of the organizations' responses.
C. Maintain a current file of the names, addresses and telephone numbers of each
minority and female off -the -street applicant and minority or female referral from a
union, a recruitment source of community organization and of what action was taken
with respect to each such individual. If such individual was sent to the union hiring hall
for referral and was not referred back to the Contractor by the union, if referred, not
employed by the Contractor, this shall be documented in the file with the reason
therefore, along with whatever additional actions the Contractor may have taken.
d. Provide immediate written notification to the Director when the union or unions with
which the Contractor has a collective bargaining agreement has not referred to the
Contractor a minority person or woman sent by the Contractor, or when the Contractor
has other information that the union referral process has impeded the Contractor's
efforts to meet its obligations.
Page 37 of 55
e. Develop on-the-job training opportunities and/or participate in training programs for
the area which expressly include minorities and women, including upgrading programs
and apprenticeship and trainee programs relevant to the Contractor's employment
needs, especially those programs funded or approved by the Department of Labor. The
Contractor shall provide notice of these programs to the sources complied under (7) b
above.
f. Disseminate the Contractor's EEO policy by providing notice of the policy to unions and
training programs and requesting their cooperation in assisting the Contractor in
meeting its EEO obligations; by including it in any policy manual and collective
bargaining agreement; by publicizing it in the company newspaper, annual report, etc.;
by specific review of the policy with all management personnel and with all minority
and female employees at least once a year; and by posting the company EEO policy on
bulletin boards accessible to all employees at each location where construction work is
performed.
g. Review, at least annually, the company's EEO policy and affirmative action obligations
under these specifications with all employees having any responsibility for hiring,
assignment, layoff, termination or other employment decisions including specific
review of these items with onsite supervisory personnel such as Superintendents,
General Foremen, etc., prior to the initiation of construction work at any job site. A
written record shall be made and maintained identifying the time and place of these
meetings, persons attending, subject matter discussed, and disposition of the subject
matter.
h. Disseminate the Contractor's EEO policy externally by including it in any advertising in
the news media, specifically including minority and female news media, and providing
written notification to and discussing the Contractor's EEO policy with other
Contractors and Subcontractors with whom the Contractor does or anticipates doing
business.
Direct its recruitment efforts, both oral and written, to minority, female and community
organizations, to schools with minority and female students and to minority and female
recruitment and training organizations serving the Contractor's recruitment area and
employment needs. Not later than one month prior to the date for the acceptance of
applications for apprenticeship or other training by any recruitment source, the
Contractor shall send written notification to organizations such as the above, describing
the openings, screening procedures, and tests to be used in the selection process.
j. Encourage present minority and female employees to recruit other minority persons
and women and, where reasonable, provide after school, summer and vacation
employment to minority and female youth both on the site and in other areas of a
Contractor's workforce.
k. Validate all tests and other selection requirements where there is an obligation to do
so under 41 CFR Part 60-3.
Page 38 of 55
Conduct, at least annually, an inventory and evaluation at least of all minority and
female personnel for promotional opportunities and encourage these employees to
seek or to prepare for, through appropriate training, etc., such opportunities.
M. Ensure that seniority practices, job classifications, work assignments and other
personnel practices, do not have a discriminatory effect by continually monitoring all
personnel and employment related activities to ensure that the EEO policy and the
Contractor's obligations under these specifications are being carried out.
n. Ensure that all facilities and company activities are non -segregated except that separate
or single -user toilet and necessary changing facilities shall be provided to assure privacy
between the sexes.
o. Document and maintain a record of all solicitations or offers for subcontracts from
minority and female construction contractors and suppliers, including circulation of
solicitations to minority and female contractor associations and other business
associations.
P. Conduct a review, at least annually, of all supervisors' adherence to and performance
under the Contractor's EEO policies and affirmative action obligations.
8. Contractors are encouraged to participate in voluntary associations that assist in fulfilling one or
more of their affirmative action obligations (7) a. through (7) p. The efforts of a contractor
association, joint contractor -union, contractor -community, or other similar group of which the
contractor is a member and participant, may be asserted as fulfilling any one or more of its
obligations under (7) a. through (7) p. of these Specifications provided that the contractor actively
participates in the group, makes every effort to assure that the group has a positive impact on the
employment of minorities and women in the industry, ensures that the concrete benefits of the
program are reflected in the Contractor's minority and female workforce participation, makes a
good faith effort to meet its individual goals and timetables, and can provide access to
documentation which demonstrates the effectiveness of actions taken on behalf of the
Contractor. The obligation to comply, however, is the Contractor's and failure of such a group to
fulfill an obligation shall not be a defense for the Contractor's noncompliance.
9. A single goal for minorities and a separate single goal for women have been established. The
Contractor, however, is required to provide equal employment opportunity and to take
affirmative action for all minority groups, both male and female, and all women, both minority
and non -minority. Consequently, the Contractor may be in violation of the Executive Order if a
particular group is employed in a substantially disparate manner (for example, even though the
Contractor has achieved its goals for women generally, the Contractor may be in violation of the
Executive Order if a specific minority group of women is underutilized).
10. The Contractor shall not use the goals and timetables or affirmative action standards to
discriminate against any person because of race, color, religion, sex, or national origin.
11. The Contractor shall not enter into any Subcontract with any person or firm debarred from
Government contracts pursuant to Executive Order 11246.
Page 39 of 55
12. The Contractor shall carry out such sanctions and penalties for violation of these specifications
and of the Equal Opportunity Clause, including suspension, termination and cancellation of
existing subcontracts as may be imposed or ordered pursuant to Executive Order 11246, as
amended, and its implementing regulations, by the Office of Federal Contract Compliance
Programs. Any Contractor who fails to carry out such sanctions and penalties shall be in violation
of these specifications and Executive Order 11246, as amended.
13. The Contractor, in fulfilling its obligations under these specifications, shall implement specific
affirmative action steps, at least as extensive as those standards prescribed in paragraph (7) of
these specifications, so as to achieve maximum results from its efforts to ensure equal
employment opportunity. If the Contractor fails to comply with the requirements of the Executive
Order, the implementing regulations, or these specifications, the Director shall proceed in
accordance with 41 CFR 60-4.8.
14. The Contractor shall designate a responsible official to monitor all employment related activity to
ensure that the company EEO policy is being carried out, to submit reports relating to the
provisions hereof as may be required by the Government and to keep records. Records shall at
least include for each employee the name, address, telephone numbers, construction trade,
union affiliation if any, employee identification number when assigned, social security number,
race, sex, status (e.g. mechanic, apprentice, trainee, helper, or laborer), dates of changes in status,
hours worked per week in the indicated trade, rate of pay, and locations at which the work was
performed. Records shall be maintained in an easily understandable and retrievable form;
however, to the degree that existing records satisfy this requirement, contractors shall not be
required to maintain separate records.
15. Nothing herein provided shall be construed as a limitation upon the application of other laws that
establish different standards of compliance or upon the application of requirements forthe hiring
of local or other area residents (e.g., these under the Public Works Employment Act of 1977 and
the Community Development Block Grant Program).
Page 40 of 55
EQUAL EMPLOYMENT OPPORTUNITY CLAUSE
FOR CONTRACTORS SUBJECT TO EXECUTIVE ORDER 11246
The applicant hereby agrees that it will incorporate or cause to be incorporated into any contract for
construction work, or modification thereof, as defined in the regulations of the Secretary of Labor at 41
CFR Chapter 60, which is paid in whole or in part with funds obtained from the Federal Government or
borrowed on the credit of the Federal Government pursuant to a grant, contract, loan insurance, or
guarantee, or undertaken pursuant to any federal program involving such grant, contract, loan,
insurance, or guarantee, the following equal employment opportunity clauses:
During the performance of this contract, the contractor agrees as follows:
1. The contractor will not discriminate against any employee or applicant for employment because
of race, color, religion, sex or national origin. The contractor will take affirmative action to ensure
that applicants are employed, and that employees are treated during employment without regard
to their race, color, religion, sex or national origin; such action shall include, but not be limited to
the following: Employment, upgrading, demotion, or transfer; recruitment or recruitment
advertising; layoff or termination; rates of pay or other forms of compensation; and selection for
training, including apprenticeship. The contractor agrees to post in conspicuous place, available
to employee and applicants for employment, notices to be provided setting forth the provision of
this nondiscrimination clause.
2. The contractor will, in all solicitations or advertisements for employees placed by or on behalf of
the contractor, state that all qualified applicants will receive considerations for employment
without regard to race, color, religion, sex or national origin.
3. The contractor will send to each labor union or representative of workers with which he has a
collective bargaining agreement to other contract or understanding, a notice to be provided
advising the said labor union or worker's representatives of the contractor's commitments under
section 202 of Executive Order 11246 of September 24, 1965, and shall post copies of the notice
in conspicuous places available to employees and applicants for employment.
4. The contractor will comply with all provisions of Executive Order 11246 of September 24, 1965,
and of the rules regulations, and relevant orders of the Secretary of Labor.
5. The contractor will furnish all information and reports required by Executive Order 11246 of
September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor,
or pursuant thereto, and will permit access to his books, records, and accounts by the contracting
agency and the Secretary of Laborfor purposes of investigation to ascertain compliance with such
rules, regulations and orders.
6. In the event of the contractor's noncompliance with the non-discrimination clauses of this
contract or with any of such rules, regulations, or orders, the contract may be canceled,
terminated, or suspended in whole or in part and the contractor may be declared ineligible for
further Government contracts in accordance with procedures authorized in Executive Order
11246 of September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as
otherwise provided by law.
7. The contractor will include the portion of the sentence immediately preceding paragraph 1 and
the provisions of paragraphs 1 through 7 in every subcontract or purchase order unless exempted
Page 41 of 55
by rules, regulations or orders of the Secretary of Labor issued pursuant to Section 204 of
Executive Order 11246 of September 24,1965, so that such provisions will be binding upon each
subcontractor or vendor. The contractor will take such action with respect to any subcontractor
or purchase order as the contracting agency may direct as a means of enforcing such provisions
including sanctions for noncompliance. Provided, however, that in the event the contract
becomes involved in, or threatened with, litigation with a subcontractor or vendor as a result of
such direction by the contracting agency, the contractor may request the United States to enter
into such litigation to protect the interests of the United States.
Agency Name: Employer ID #/FID #:
Full Address (including City, 5T and Zip) and Email Address
Authorized Signature:
Print Name: Title:
Date:
Check one, as applicable:
Contractor Subcontractor Other
Page 42 of 55
CERTIFICATION OF NONSEGREGATED FACILITIES
1. "Segregated facilities," as used in this provision, means any waiting rooms, work areas, rest rooms
and wash rooms, restaurants and other eating areas, time clocks, locker rooms and other storage
or dressing areas, parking lots, drinking fountains, recreation or entertainment areas,
transportation, and housing facilities provided for employees, that are segregated by explicit
directive or are in fact segregated on the basis of race, color, religion, or national origin, because
of habit, local custom, or otherwise.
2. By the submission of an offer, the bidder certifies that it does not and will not maintain or provide
for its employees any segregated facilities at any of its establishment, and that it does not and will
not permit its employees to perform their services at any location under its control where
segregated facilities are maintained. The bidder agrees that a breach of this certification is a
violation of the Equal Opportunity clause of the contract.
3. By submission of the bid, the bidder further agrees that (except where it has obtained identical
certifications from proposed subcontractors for specific time periods) it will:
a. Obtain identical certifications from proposed subcontractors before the award of
subcontracts under which the subcontractor will be subject to the Equal Opportunity
clause;
b. Retain such certifications in its files; and
c. Forward this certification and the attached NOTICE TO PROSPECTIVE SUBCONTRACTORS
OF REQUIREMENT FOR CERTIFICATION OF NONSEGREGATED FACILITIES to proposed
subcontractors.
d. By commencing performance of the Contract work, the selected contractor certifies to
the Nonsegregated Facilities provisions above.
Note: The penalty for making false statements in offers is prescribed in 18 U.S.C.1001
Agency Name: Employer ID #/FID #:
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name: Title:
Date:
Check one, as applicable:
Contractor Subcontractor Other
Page 43 of 55
NOTICE TO PROSPECTIVE SUBCONTRACTORS OF REQUIREMENT FOR CERTIFICATION OF NON
SEGREGATED FACILITIES
A Certification of Nonsegregated Facilities, as required by the May 9, 1967, order (32 F.R. 7439, May 19,
1967) on Elimination of Segregated Facilities by the Secretary of Labor, must be submitted prior to the
award of a subcontract exceeding $10,000, which is not exempt from the provisions of the Equal
Opportunity Clause. The certification maybe submitted either for each subcontractor for all subcontracts
during a period (i.e., quarterly, semiannually, annually).
Note: The penalty for making false statements in offers is prescribed in 18 U.S.C. 1001
Agency Name: Employer ID #/FID If:
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name:
Date:
Check one, as applicable:
Contractor Subcontractor
Page 44 of 55
Title:
Other
NOTICE OF REQUIREMENT
CLEAN WATER, CLEAN AIR, EXECUTIVE ORDER (E.O.)11738
AND EPA REGULATIONS PROVISION
This agreement is subject to the requirements of the Clean Air Act, as amended, 42 USC 1857 et seq., the Federal
Pollution Control Act, as amended, 33 USC 1251 et seq. and the regulations of the Environmental Protection Agency
with respect thereto, at 40 CFR Part 15, as amended from time to time.
The Contractor and any of its subcontractors for work funded under this Agreement which is in excess of $150,000,
agree to the following requirements:
1. Any facility to be utilized in the performance of this proposed contract has ( ), has not () been listed on the
Environmental Protection Agency List of Violating Facilities;
2. The contractor or any of its subcontractors agree to comply with all the requirements of Section 114 of the
Clean Air Act, as amended (42 ISC 1857c-8) and Section 308 of the Federal Water Pollution Control Act, as
amended, (33 USC 1318) relating to inspection, monitoring, entry, reports, and information, as well as all other
requirements specified in said Section 114 and Section 308, and all regulations and guidelines issued
thereunder;
3. The contractor or any of its subcontractors agree that, as a condition for the award of the contract, prompt
notice will be given of any notification received from the Director, Office of Federal Activities, Environmental
Protection Agency (EPA) indicating that a facility utilized or to be utilized for the contract is under
consideration to be listed on the EPA list of Violating Facilities; and
4. The Contractor or any of its subcontractors agree that he will include or cause to be included the criteria and
requirements in paragraph 1 through 4 of this section in every nonexempt sub -contract and that the
Contractor will take such action as the Government may direct as a means of enforcing such provisions.
5. The bidder certifies that he/she will comply with all applicable standards, orders or regulations issued pursuant
to the clean Air Act of 1970 (42 U.S.C. 1857 et seq.) and the Federal Water Pollution Control Act (33 U.S.C.
1251 et seq.) as amended and with the Lead -Based Paint Poisoning Prevention Act (Public Law 91-695). All
applicable rules and orders of the Federal Government issued there under prior to the execution of the
contract, shall be binding upon the prime bidder, its subcontractors, and assignees. Violations by contractors
will be reported to the U.S. Department of Housing and Urban Development and the Regional Office of the
Environmental Protection Agency.
Agency Name:
Employer ID #/FID #:
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name:
Title:
Date:
Check one, as applicable: Contractor Subcontractor Other
Page 45 of 55
SWORN STATEMENT PURSUANT TO SECTION 287.133 (3) (a)
FLORIDA STATUTES ON PUBLIC ENTITY CRIMES
THIS FORM MUST BE SIGNED AND SWORN TO IN THE PRESENCE OF A NOTARY PUBLIC OR OTHER
OFFICIAL AUTHORIZED TO ADMINISTER OATHS
1. This form statement is submitted to
by
For
(Print individual's name and title)
(Print name of entity submitting sworn statement)
whose business address
and if applicable its Federal Employer Identification Number (FEIN) is If the entity has
not FEIN, include the Social Security Number of the individual signing this sworn statement.
2. 1 understand that a "public entity crime" as defined in paragraph 287.133(1)(g), Florida Statues,
means a violation of any state or federal law by a person with respect to an directly related to the
transactions of business with any public entity or with an agency or political subdivision of any
other state or with the United States, including, but not limited to any bid or contract for goods
or services to be provided to public entity or agency or political subdivision of any other state or
of the United States and involving antitrust, fraud, theft, bribery, collusion, racketeering,
conspiracy, or material misinterpretation.
3. 1 understand that "convicted" or "conviction" as defined in Paragraph 287.133(1) (b), Florida
Statutes, means a finding of guilt or a conviction of a public entity crime, with or without an
adjudication of guilt, in an federal or state trial court of record relating to charges brought by
indictment or information after July 1,1989, as a result of a jury verdict, non jury trial, or entry of
a plea of guilty or nolo contendere.
4. 1 understand that an "Affiliate" as defined in paragraph 287.133(1) (a), Florida Statutes means:
a) A predecessor or successor of a person convicted of a public entity crime, or
Page 46 of 55
b) An entity under the control of any natural person who is active in the management of the
entity and who has been convicted of a public entity crime. The term "affiliate" includes
those officers, directors, executives, partners, shareholders, employees, members, and
agents who are active in the management of an affiliate. The ownership by one person of
shares constituting a controlling interest in another person, or a pooling of equipment or
income among persons when not for fair market value under an arm's length agreement,
shall be a prima facie case that one person controls another person. A person who
knowingly enters into a joint venture with a person who has been convicted of a public
entity crime in Florida during the preceding 36 months shall be considered an affiliate.
5. 1 understand that a "person" as defined in Paragraph 287.133(1) (e), Florida Statues, means any
natural person or entity organized under the laws of any state or of the United States within the
legal power to enter into a binding contract and which bids or applies to bid on contracts for the
provision of goods or entity. The term "person" includes those officers, executives, partners,
shareholders, employees, members, and agents who are active in management of an entity
6. Based on information and belief, the statement which I have marked below is true in relation to
the entity submitting this sworn statement. (Please indicate which statement applies.)
Neither the entity submitting sworn statement, nor any of its officers, director,
executives, partners, shareholders, employees, members, or agents who are active in the
management of the entity, nor any affiliate of the entity has been charged with and convicted of
a public entity crime subsequent to July 1, 1989.
The entity submitting this sworn statement, or one or more of its officers, directors,
executives, partners, shareholders, employees, members, or agents who are active in the
management of the entity, or an affiliate of the entity, or an affiliate of the entity had been
charged with and convicted of a public entity crime subsequent to July 1, 1989, AND (please
indicate which additional statement applies.
The entity submitting this sworn statement, or one or more of its officers, directors,
executives, partners, shareholders, employees, members, or agents who are active in the
management of the entity, nor any affiliate of the entity has been charged with and convicted of
a public entity crime subsequent proceeding before a Hearing Officer of the State of the State of
Florida, Division of Administrative Hearings and the Final Order entered by the Hearing Officer
determined that it was not in the public interest to place the entity submitting this sworn
statement on the convicted vendor list. (attach a copy of the final order).
I UNDERSTAND THAT THE SUBMISSION OF THIS FORM TO THE CONTRACTING OFFICER FOR THE
PUBLIC ENTITY IDENTIFIED IN PARAGRAPH 1 (ONE) ABOVE IS FOR THAT PUBLIC ENTITY ONLY AND
Page 47 of 55
THAT THIS FORM IS VALID THROUGH DECEMBER 31 OR THE CALENDAR YEAR IN WHICH IT IS FILED. I
ALSO UNDERSTAND THAT I AM REQUIRED TO INFORM THAT PUBLIC ENTITY PRIOR TO ENTERING INTO
A CONTRACT IN EXCESS OF THE THRESHOLD AMOUNT PROVIDED IN SECTION 287.017 FLORIDA
STATUTES FOR A CATEGORY TWO OF ANY CHANGE IN THE INFORMATION CONTAINED IN THIS FORM.
(Signature)
Sworn to and subscribed before me this day of , 20
Personally known
Or produced identification
(Type of identification)
Notary Public -State of
My commission expires
(Printed, typed or stamped commissioned name of notary public)
Page 48 of 55
PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
Agreement
To Authorize Examination of Records and Adhere to Records Retention Requirements
The undersigned agrees to the stipulations noted below for all work, materials, and services provided under
this agreement dated and/or for all other third -party agreements/contracts for labor,
materials, and services related to the work covered by this agreement for the SW 64th Street. between SW
57d' Ave. and 62"d Ave. (Bike Lanes) projectlactivity.
The undersigned shall ensure, and shall require all parties with whom it contracts to ensure, that Miami -
Dade County, the Department of Housing and Urban Development, or Comptroller General of the United
States, or any of their duly authorized representatives shall, have access to and the right to examine any
of the following records from the awardee, sub -recipient, developer, contractor, subcontractor, suppliers
and/or any other entity involved in any capacity in the above -referenced projectlactivity, for seven (7) years
after final payment under contract. Records shall include, but are not limited to, the following:
Contracts, sub -contracts, audits, financial books, ledgers, copies of canceled checks
(front and back), wire transfer confirmations, payment requests (draws), invoices,
receipts, drawings, maps, pamphlets, designs, electronic tapes, computer drives and
diskettes, other media storage, pertinent books, documents, papers, or other records —
whether physical, electronic, or in any form-- involving transactions related to this
contract for the purpose of making audits, examinations, excerpts, and transcriptions.
The awardee, sub -recipient, developer, contractor, sub -contractor, sub -tier, suppliers and or any other
entity involved in any capacity in the above -referenced project shall adhere to the following records
retention requirements:
a) Maintain, and require that its sub -contractors and suppliers maintain complete and accurate
records to substantiate compliance with the requirements set forth in the contractlagreement
documents for this project.
b) The undersigned shall retain such records, and all other documents related to the services and
materials furnished for this project, for a period of three (3) years from the completion of the activity
or project.
Other information:
a) The County may conduct unannounced visits to offices, satellite offices, work sites, supplier
warehouse, etc. of all entities involved in any capacity in the above -referenced project.
b) Pursuant to the contract, there may be additional records requirement not listed in this agreement.
Entit Name: Employer ID #/FID #:
Full Address(including City, ST and Zip) and Email Address
Signature:
Print Name:
Title:
Check one, as applicable:
Date:
Developer Prime -Contractor Sub -contractor or sub -tier sub -contractors
Page 49 of 55
Section 3 Applicable Federal Regulations
Title 24 of the Code of Federal Regulations, Part 135 - General Provisions
135.1 Purpose
(a) Section 3. The purpose of Section 3 of the Housing and Urban Development Act of 1968 (12 U.S
C.1701 u) (section 3) is to ensure that employment and other economic opportunities generated by certain
HUD financial assistance shall, "to the greatest extent feasible", and consistent with existing Federal, State,
and local laws and regulations, be directed to low- and very low income persons, particularly those
recipients of government assistance for housing, and to business concerns which provide economic
opportunities to low- and very low-income persons.
(b) Part 135. The pumose of this part is to establish the standards and procedures to be followed
to ensure that the objectives of section 3 are met.
135.2 Effective date of regulation.
The regulations of this part will remain in effect until the date the final rule adopting the regulations of this
part with or without changes is published and becomes effective, at which point the final rule will remain in
effect. [60 FR 28326, May 31, 1995]
135.3 Applicability
(a) Section 3 covered assistance. Section 3 applies to the following HUD assistance (Section 3 covered
assistance):
(1) Public and Indian housing assistance. Section 3 applies to training, employment, contracting, and other
economic opportunities arising from the expenditure of the following public and Indian housing assistance:
(i) Development assistance provided pursuant to Section 5 of the U.S. Housing Act of 1937 (1937 Act); (ii)
Operating assistance provided pursuant to section 9 of the 1937 Act); and (iii) Modernization assistance
provided pursuant to section 14 of the Act.
(2) Housing and community development assistance. Section 3 applies to training, employment,
contracting, and other economic opportunities arising in connection with the expenditure of housing
assistance (including section 8 assistance, and including other housing assistance not administered by the
Assistant Secretary of Housing) and community development assistance that is used for the following
projects:
(i) Housing rehabilitation (including reduction and abatement of lead -based paint hazards, but excluding
routine maintenance, repair, and replacement); (ii) Housing construction; and (iii) Other public construction.
(3) Thresholds — (i) No thresholds for section3 covered public and Indian housing assistance. The
requirements of this apply to Section 3 covered assistance provided to recipients, notwithstanding the
amount of the assistance provided to the recipient. The requirement of this part apply to all contractors and
subcontractors performing work in connection with projects and activities funded by public and Indian
housing assistance covered by section3, regardless of the amount of the contract or subcontract.
Thresholds for section 3 covered housing and community development assistance
(A) Recipient thresholds. The requirements of this part apply to recipients of other housing and community
development program assistance for a section 3 covered project(s) for which the amount of the assistance
exceeds $200,000.
(B) Contractor and subcontractor thresholds. The requirements of this part apply to contractors and
subcontractors performing work on section 3 covered projects(s) for which the amount of the assistance
exceeds $200,000; and the contract or the subcontract exceeds $100,000.
(C) Threshold met for the recipients, but not contractors or subcontractors. If a recipient receives section
3 covered housing assistance or community development assistance in excess of $200,000, but no contract
exceeds $100,000, the section 3 preference requirements only apply to the recipient.
Page 50 of 55
(b) Applicability of section 3 to entire projector activity funded with section 3 assistance. The requirements
of this part apply to the entire project or activity that is funded with section 3 covered assistance, regardless
of whether the section 3 activity is fully or partially funded with section 3 covered assistance.
(c) Applicability to Indian housing authorities and Indian tribes. Indian housing authorities and tribes that
receive HUD assistance described in paragraph (a) of this section shall comply with the procedures and
requirements of this part to the maximum extent consistent with, but not in derogation of, compliance with
section 7(b) of the Indian Self -Determination and Education Assistance Act (25 U.S.C. 450e(b). See CFR
part 905)
(d) Other HUD assistance and other Federal assistance. Recipients, contractors and subcontractors that
receive HUD assistance, not listed in paragraph (a) of this section, or other Federal assistance, are
encouraged to provide, to the greatest extent feasible, training, employment, and contracting opportunities
generated by the expenditure of this assistance to low- and very low-income persons, or which employ low -
and very low-income persons.
Page 51 of 55
SECTION 3 INFORMATION
I. ASSURANCE STATEMENT
Each applicant, recipient, contractor, and subcontractor on a Section 3 covered project shall sign the
attached Section 3 Assurance of Compliance.
II. AFFIRMATIVE ACTION PLAN FOR UTILIZATION OF PROJECT AREA BUSINESSES
Each applicant, recipient, contractor, and subcontractor preparing to undertake work pursuant to a
Section 3 covered contract shall develop and implement an affirmative action plan, which shall:
a. Set forth the approximated number and dollar value of all contracts proposed to be awarded to
all businesses within each category (type or profession) over the duration of the Section 3 covered
project.
b. Analyze the information set forth in paragraph (a) and the availability of eligible business concerns
within the project area doing business in professions or occupations identified as needed in
paragraph (a) and set forth a goal or target number and estimated dollar amount of contracts to
be awarded to the eligible businesses and entrepreneurs within each category over the duration
of the Section 3 covered project.
c. Outline the anticipated program to be used to achieve the goals for each business and/or
professional category identified. This program should include but not be limited to the following
actions:
L Insertion in the bid documents, if any, of the affirmative action plan of the applicant,
recipient, contractor, or subcontractor letting the contract; and
ii. Identification within the bid documents, if any, of the applicable Section 3 project area.
iii. Ensuring that the appropriate business concerns are notified of pending contractual
opportunities either personally or through locally utilized media.
III. BIDDING AND NEGOTIATION REQUIREMENTS
Every applicant and recipient shall require prospective contractors for work in connection with
Section 3 covered projects to provide, prior to the signing of the contract, a preliminary statement
of work force needs (skilled, semi -skilled, unskilled labor and trainees by category) where known;
where not known, such information shall be supplied prior to the signed of any contract between
contractors and their subcontractors. Consideration should be given to those contractors who
will have training and employment opportunities for project area residents.
When a bidding procedure is used to let the contract, the invitation or solicitation for bids shall advise
prospective contractors of the requirements of these regulations.
Initials
Page 52 of 55
Applicant, recipient and contractors should insert plan for utilization of project area business in
the bid documents. The recipient must have indicated therein that Section 3 applies to the project
and what is expected of them. All contractors who bid a job just show in their bid what they will
do to implement Section 3. They must in this bid commit themselves to a goal and show what
they intend to do to reach that goal. When the bids are opened, they must be evaluated in terms
of the bidder's responsiveness to Section 3. A bid which lacks a commitment to Section 3 or which
lacks a goal or plan to reach a goal may be judged nonresponsive.
Applicants, recipients and contractors will ensure that the attached Section 3 Clause and
Assurance of Compliance are made a part of all contracts.
In implementing its affirmative action plan, each applicant, recipient, contractor, or subcontractor
shall make a good faith effort to achieve its goal or target number and estimated dollar amount
of contracts to be awarded to the eligible businesses and entrepreneurs within each category over
the duration of the Section 3 covered project.
IV. UTILIZATION OF LOWER INCOME RESIDENTS AS TRAINEES AND EMPLOYEES
Each applicant, recipient, contractor or subcontractor undertaking work in connection with a
Section 3 covered project shall make a good faith effort to fill all vacant training and occupational
category positions with lower income project area residents.
For further information or if you have any Questions regarding Section 3, please contact:
Jorge I. Rendon, Section 3 Coordinator
Public Housing and Community Development
701 NW 131 Court, 16t" Floor
Miami, Florida 33136
Office: 786-469-4227
Email: Section3@miamidade.gov
Page 53 of 55
Initials
ASSURANCE OF COMPLIANCE (Section 3. HUD ACT of 1968)
TRAINING, EMPLOYMENT, AND CONTRACTING OPPORTUNITIES FOR BUSINESS AND LOWER INCOME
PERSONS
A. The project assisted under this (contract) (agreement) is subject to the requirements of Section 3
of the Housing and Urban Development Act of 1968, as amended, 12 U.S. C. 170U. Section 3
requires that to the greatest extent feasible opportunities for training and employment be given to
lower income residents of the project area and contracts for work in connection with the project be
awarded to business concerns which are located in or owned in substantial part by persons residing
in the area of the project.
B. Notwithstanding any other provision of this (contract) (agreement), the (applicant) (recipient) shall
carry out the provisions of said Section 3 and the regulations issued pursuant thereto by the
Secretary set forth in 24 CFR Part 135 (published in 38 Federal Register 29220, October 23, 1973),
and all applicable rules and orders of the Secretary issued there under prior to the execution of this
(contract) (agreement). The requirements of said regulations include but are not limited to
development and implementation of an affirmative action plan for utilizing business concerns
located within or owned in substantial part by persons residing in the area of the project; the making
of a good faith effort, as defined by the regulation, to provide training, employment and business
opportunities required by Section 3; and incorporation of the "Section 3 Clause" specified by Section
135.20 (b) of the regulations in all contracts for work in connection with the project. The (applicant)
(recipient) certifies and agrees that it is under no contractual or other disability which would prevent
it from complying with these requirements.
C. Compliance with the provision of Section 3, the regulations set forth in 24 CFR Part 135, and all
applicable rules and orders of the Secretary issued there under prior to approval by the Government
of the application for this (contract) (agreement), shall be a condition of the Federal financial
assistance provided to the project, binding upon the (applicant) (recipient), its successors and
assigns. Failure to fulfill these requirements shall subject the (applicant) (recipient), its contractors
and subcontractors, its successors, and assigns to the sanctions specified by the (contract)
(agreement), and to such sanctions as are specified by 24 CFR Section 135
Agency Name: Employer ID #/FID #:
Full Address (including City, ST and Zip) and Email Address
Authorized Signature:
Print Name: Title:
Date: F- I
Check one, as applicable: Contractor
Subcontractor Other
Page 54 of 55
BIDDER'S INITIAL SECTION 3 GOALS
1. The Bidder agrees to comply with Section 3 of the Housing and Urban Development Act
of 1968, as amended.
2. The Bidder estimates that there will be new employees hired during the
performance of this contract. Furthermore, should this contract be let to the Bidder, the
Bidder agrees to delineate work force needs (skilled, semiskilled, unskilled, labor, and
trainees) by category.
3. Of these new employees, the Bidder plans to hire at least percent (%) from the
Section 3 Covered Area (Dade County, Florida).
4. The Bidder estimates that percent (%) of those materials purchased for use on
this project will be from business located in the Section 3 Covered Area (Dade County,
Florida)
I, (please print), as an authorized Officer of the Bidder,
do hereby acknowledge that we are aware of the requirements under Section 3 of the Housing
and Urban Development Act of 1968, as amended, and will abide by them. We further agree to
abide by this Affirmative Action Plan to the greatest extent feasible and realize that should we be
awarded the contract, it becomes subject to monitoring for compliance with this plan by Miami -
Dade County Public Housing and Community Development.
Agency Name: Employer ID #/FID M
Full Address lincludine Citv. ST and ZiD1 and Email Address
Authorized Signature:
Print Name:
Title:
Date:
Check one, as applicable:
Contractor Subcontractor
Page 55 of 55
Other
MIAMI-DADE COUNTY
MI®
PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
L_ SECTION 3 REQUIREMENTS
BID NO.: PHCD RPQ #'
APPENDIX / ATTACHMENT #F�
FOR PROCUREMENT CONTRACTS
I. CONE OF SILENCE EXEMPTION " NEW"
Public Housing and Community Development (PHCD) staff and bidders may communicate while
a bid is in progress and prior to award of bid to clarify Section 3 definitions, requirements and
business preference procedures, pursuant the Miami -Dade Commission on Ethics opinion on
March 10, 2004.
11. GENERAL REQUIREMENTS
1. This contract is subject to the requirements of Section 3 of the Housing and Urban Development
Act of 1968 and the implementing regulations in 24 Code of Federal Regulations (CFR) Part 135,
as amended by interim rule published on June 30, 1994 (59 FIR 33866).
2. Section 3 (24 CFR Part 135.1) requires that, employment and other economic opportunities
generated by certain HUD financial assistance shall, to the greatest extent feasible and consistent
with Federal, State and local laws and regulations, be directed to low- and very low-income
persons, particularly those who are recipients of government assistance for housing, and to
business concerns which provide economic opportunities to low- and very low-income persons.
3. Section 3 requires recipients, contractors and subcontractors to direct their efforts to award
Section 3 covered contract, to the greatest extend feasible, to Section 3 Business Concerns.
Section 3 businesses must comply with procedures and requirements, including deadlines
mentioned in this document.
4.
Contractors must familiarize themselves with Section 3 regulations and requirements. Contractors
interested in receiving more information on Section 3 requirements, or interested in becoming a
PHCD-certified Section 3 Business Concern shall contact PHCD Section 3 Coordinator at
5. All contractors/bidders (Section 3 and non -Section 3) are required to execute and submit under
this Contract all the required forms listed on Section VII of this document at the time of bidding
and Dost-award. Contractors who do not suhmit tha rannirnd dneumanta .111 nM k.
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III. SECTION 3 - CLAUSE (24 CFR 135.38):
All section 3 covered contracts shall include the following clause (referred as the section 3 clause).
The successful bidder (contractor), and bidder's subcontractors, are bound by the Section 3 Clause
and must be included in all subcontractor agreements.
A. The work to be performed under this contract is subject to the requirements of Section 3 of the
Housing and Urban Development Act of 1968, as amended, 12 U.S.C. 1701 u (Section 3). The
purpose of Section 3 is to ensure that the employment and other economic opportunities
generated by HUD assistance of HUD -assisted projects covered by Section 3, shall, to the
greatest extent feasible, be directed to low- and very low-income persons, particularly persons
who are recipients of HUD assistance for housing.
B. The parties to this contract agree to comply with HUD's regulations in 24 CFR Part 135, which
implement Section 3. As evidenced by their execution of this contract, the parties to this contract
certify that they are under no contractual or other impediment that would prevent them from
complying with the Part 135 regulations.
C. The contractor agrees to send to each labor organization or representative of workers with which
the contractor has a collective bargaining agreement or other understanding, if any, a notice
advising the labor organization or worker's representative of the contractor's commitments under
this section 3 clause, and will post copies of the notice in conspicuous places at the work site
where both employees and applicants for training and employment positions can see the notice.
The notice shall describe the Section 3 preference, shall set forth minimum number and job titles
subject to hire, availability of apprenticeship and training positions, the qualifications for each;
and the name and location of the person(s) taking applications for each of the positions; and the
anticipated date the work shall begin.
D. The contractor agrees to include this Section 3 clause in every subcontract subject to compliance
with regulations in 24 CFR Part 135, and agrees to take appropriate action, as provided in an
applicable provision of the subcontract or in this Section 3 clause, upon a finding that the
subcontractor is in violation of the regulations in 24 CFR Part 135. The contractor will not
subcontract with any subcontractor where the contractor has notice or knowledge that the
subcontractor has been found in violation of the regulations in 24 CFR Part 135.
E. The contractor will certify that any vacant employment positions, including training positions, that
are filled (1) after the contractor is selected but before the contract is executed; and (2) with
persons other than those to whom the regulations of 24 CFR Part 135 require employment
opportunities to be directed, were not filled to circumvent the contractor's obligations under 24
CFR part 135.
F. Non-compliance with HUD's regulations in 24 CFR Part 135 may result in sanctions, termination
of this contract for default, and debarment or suspension from future HUD assisted contracts.
G. With respect to work performed in connection with Section 3 covered Indian housing assistance,
Section 7(b) of the Indian Self -Determination and Education Assistance Act (25 U.S.C. 450e)
also applies to the work to be performed under this contract. Section 7(b) requires that to the
greatest extent feasible (i) preference and opportunities for training and employment shall be
given to Indians, and (ii) preference in the award of contracts and subcontracts shall be given to
Indian organizations and Indian -owned Economic Enterprises. Parties to this contract that are
subject to the provisions of Section 3 and Section 7(b) agree to comply with Section 3 to the
maximum extent feasible, but not in derogation of compliance with Section 7(b).
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IV. DEFINITIONS
1. Contractor means any entity which contracts to perform work generated by the expenditure of
section 3 covered assistance, or for work in connection with a section 3 covered project.
2. HUD Youthbuild programs mean program that receive federal assistance and provide
disadvantaged youth with opportunities for employment, education, leadership development, and
training in the construction or rehabilitation of housing for homeless individuals and members of
low- and very low-income families.
3. Low -Income person refers to families (including single persons) whose incomes do not
exceed 80% (percent) of the area median income (AMI).
4. New hires mean full-time employees for permanent, temporary or seasonal employment
opportunities. This includes, but is not necessarily limited to, all management, maintenance,
clerical and administrative jobs arising in connection with the development(s) stipulated in the
contract award.
5. Section 3 Business Concern (Section 3 Business) means a business concern (a) that is
51% (percent) or more owned by section 3 residents; or (b) Whose permanent, full-time
employees include persons, at least 30% (percent) of whom are currently section 3 residents, or
within three (3) years of the date of first employment within the business concern were section 3
residents; or (c) That provides evidence of a commitment to subcontract in excess of 25%
(percent) of the dollar award of all subcontracts to be awarded to business concerns that meet
the qualifications of Section 3 business concerns set forth in (a) and (b).
6. Sect/on 3 covered contract means a contractor subcontract (including a professional service
contract) awarded by a recipient or contractor for work generated by the expenditure of section
3 covered assistance, or for work arising in connection with a section 3 covered project.
7. Section 3 covered project means the construction, reconstruction, conversion or
rehabilitation of housing (including reduction and abatement of lead -based paint hazards), other
public construction which includes buildings or improvements (regardless of ownership) assisted
with housing or community development assistance.
8. Section 3 Economic Opportunity and Affirmative Marketing Plan (Plan) - Document
00400, is the contractor's certification that he or she will (a) take all necessary affirmative
marketing steps required, in connection with each PHCD project award, to meet Section 3
subcontracting goals and ensure Section 3 Business Concerns (where subcontracting is to take
place) are used, and (b) meet Section 3 training and employment goals, where feasible, when
filling vacant or new positions resulting from PHCD awards (applicable to all bidders who submit
bids for PHCD work), and also seek to recruit qualified minorities and women to fill vacant or new
positions resulting from PHCD awards.
9. Section 3 Resident means (a) a public housing resident; or (b) an individual who lives in
Miami -Dade County, and who is a low-, or very low-income person; or (c) A person seeking the
training and employment preference provided by section 3 bears the responsibility of providing
evidence (if requested) that the person is eligible for the preference.
10. Subcontractor means any entity (other than a person who is an employee of the contractor)
which has a contract with a contractor to undertake a portion of the contractor's obligation for the
performance of work generated by the expenditure of section 3 covered assistance, or arising in
connection with a section 3 covered project.
11. Very Low- Income person refers to families (including single persons) whose incomes do not
exceed 50% (percent) of the area median income (AMI).
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12. The Miami -Dade County's (MDC) Income Limits for Low- and Very Low -Income persons
are updated annually by HUD. The MDC Income Limits listed below can be found in PHCD's
website at: hftp:lhvww.miamidade.gov/housinA/income-limits.asp.-Also HUD's latest
income limits can be found at httDS://www.huduser.nov/nnrtaildatacwte/il_html
MIAMI-DADE COUNTY - FY 2020 INCOME LIMITS
Area Median Income (AMI) for Mlaml-Dade County: $59,100 Effective Date_: April 1, 2020
Family Size 1 2 3 4 5 0 7 8
Very Low (50% ofAMI) $32,000 $36,600 $41,150 $45,700 $49,400 $53,050 $56,700 $60,350
Low(80%ofAMI) $51,200 $58,500 $65,800 $73,100 $78,950 $84,800 $90,650 $96,500
V. PREFERENCE FOR SECTION 3 BUSINESS CONCERNS (24 CFR 135.36)
1. ORDER OF PROVIDING PREFERENCE/ PRIORITY RANKINGS:
a) Order of providing preference. Recipients, contractors and subcontractors shall be directed to award
Section 3 covered contracts, to the greatest extent feasible, to a Section 3 Business Concern in the order of
priority provided below.
Category 1 Section 3 business that:
Business (a) Is 51%, or more owned by residents of a PHCD's housing development (PH
(Highest residents), or
Priority) (b) Whose full-time, permanent workforce includes 30% of these residents as
employees'
l
Category 2 Section 3 business that:
Business (a) Is 61% or more owned by residents of other PHCD's housing developments or
programs (PH residents or participants in any other housing program managed by PHCD),
or
(b) Whose full-time, permanent workforce includes 30% of these residents as
employees'
Category 3 Section 3 business whose employees are participants in HUD Youthbuild program
Business currently operating in Miami -Dade County by YWCA of Greater Miami, Inc. For more
information, contact YWCA of Greater Miami, Inc, at 305-377-9922.
Category 4 Section 3 business that:
Business (a) Is 51% or more owned by Section 3 residents (Low- or Very Low -Income persons);
or
(b) Whose permanent, full-time workforce includes no less than 30% of Section 3
residents as employees'; or
(c) That subcontract in excess of 25% (percent) of the total amount of subcontracts to
Section 3 Business defined in Categories 1 and 2 only.
'To claim Section 3 Business preference based on employees that are Section 3 Residents, at least 30%
of the permanent, full time workforce of the business shall Include current Section 3 Residents, or
employees that within three (3) years of the first date of employment with the business concern were
Section 3 Residents (24 CFR 135.5), at the time of this application.
b) Eligibility for preference. A business concern seeking to qualify for a section 3 contracting preference shall certify
or submit evidence, if requested, that the business concern is a Section 3 Business Concern.
c) Abil/ty to complete contract A Section 3 Business Concern seeking a contract or a subcontract shall submit
evidence to the recipient, contractor, or subcontractor (as applicable), if requested, sufficient to demonstrate to the
satisfaction of the party awarding the contract that the business concern is responsible and has the ability to perform
successfully under the terms and conditions of the proposed contract.
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2. AWARD - PROCUREMENT PROCEDURES THAT PROVIDE FOR PREFERENCE FOR
SECTION 3 BUSINESS CONCERNS:
Preference in the award of PHCD request for quotes under this contract will be provided as follows:
Bids are being solicited from all businesses (section 3 business and non -section 3 business).
Where applicable, an award will be made to the LOWEST responsive, responsible bidder,
certified as Section 3 Business Concern, with the highest priority ranking, as stipulated above
in Section V.1, if that bid:
a) is within the maximum total contract price established in PHCD's budget, and
b) is not more than "X" higher than the total bid price of the lowest responsive bid from
any responsible bidder. "X" is determined as follows:
Bid Amount
X = Lesser of:
When the lowest responsive bid is less than $100,000
10% of that bid, or $9,000
When the lowest responsive bid is:
At least $100,000, but less than $200,000
9% of that bid, or $16 000
At least $200,000, but less than $300,000
8% of that bid or $21,000
At least $300,000, but less than $400,000
7% of that bid or $24,000
At least $400,000, but less than $500,000
8% of that bid, or $26,000
At least $500,000, but less than $1 million
5% of that bid or $40,000
At least $1 million, but less than $2 million
4% of that bid, or $60,000
At least $2 million, but less than $4 million
3% of that bid, or $80,000
At least $4 million but less than $7 million
2% of that bid, or $105,000
$7 million or more
1 and % % of that bid, with no dollar limit
2. The contract shall be awarded to the lowest responsive responsible bidder if no responsive
bid by a PHCD pre -certified Section 3 business concern meets the above -defined "X" factor.
VI. REQUIREMENTS AND PROCEDURES
1. SUBCONTRACTING GOALS
Each recipient, contractor and subcontractor may demonstrate compliance with the "greatest extent
feasible" requirement of Section 3 by meeting the numerical goals set for providing training,
employment, and contracting opportunities to Section 3 Residents and Section 3 Business
Concerns.
If subcontractors are to be used, contractor must take the following affirmative action steps to
outreach to Section 3 Business Concerns, (multi -trade projects onlv), in addition, contractors and
subcontractors must adhere to the provision set on Document 00400 "Section 3 Economic
Opportunity and Affirmative Marketing Plan".
a) Award to Section 3 Business Concerns: (1) At least 10% (percent) of the total dollaramount
of all Section 3 covered contracts for building trades work for maintenance, repairs,
modernization or development of public or Indian housing or for building trades work arising in
connection with housing rehabilitation, housing construction and other public construction; and
(2) At least three (3%) percent of the total dollar amount of an other section 3 covered
contracts, where feasible.
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b)Divide the work into smaller components, where feasible, to facilitate subcontracting
opportunities to Section 3 Business Concerns.
c) Document the outreach steps taken, consistent with the steps listed on Document 00400
"Section 3 Economic Opportunity and Affirmative Marketing Plan" to demonstrate
compliance in solicitation to Section 3 Business Concerns.
d) The contractor and subcontractors must meet applicable requirements, follow the outreach
steps described in the contractor's executed Plan, submit the required PHCD's post -award
f= and complete the required Section 3 workforce reports in the frequency and format
requested by PHCD during the performance of the contract. Failure to comply with the
requirements in the time frame requested may result in sanctions, termination of the
contract for default, and debarment or suspension from future USHUD-assisted
contracts.
2. TRAINING AND EMPLOYMENT OPPORTUNITIES - RECRUITMENT
If subcontracting, contractor and subcontractors shall comply with the numerical goals for training
and employment for new hires. Efforts to employ Section 3 Residents, to the greatest extent
feasible, should be made at all job levels. Therefore, contractor and subcontractors shall comply
with training and employment steps outlined in Document 00400 "Section 3 Economic
Opportunity and Affirmative Marketing Plan" and must adhere to the following provisions:
a) Commit to undertake efforts to train and hire qualified Section 3 Residents for their existing
vacant or new positions in connection with this award, to the greatest extent feasible, at a
minimum 30% of the total number of new hires for existing vacant or new positions,
during the term of the contract following the order of priority order for Section 3 Residents
indicated under Section VIII of this document.
b) Explain to all job applicants how to claim Section 3 preference using PHCD forms provided
at each pre -construction meeting.
c) Include the language available in Document 00404 "Section 3 Language for News Ads,
Flyers, and Job Notices" in any job news ads, flyers, and community notices, when
advertising the training and employment opportunities. Provide preference to Section 3
residents in the hiring and training opportunities in connection with this award. Notices must
be placed at the jobsite where work is to take place and in the surrounding community during
the performance of the contract.
d) Must submit the required PHCD's post -award forms listed in Section Vll in the frequency and
format requested by PHCD on their efforts made to train and/or employ Section 3 residents
in connection with this award and the results during the performance of the contract. Failure
to comply with the requirements in the time frame requested may result in sanctions,
termination of the contract for default, and debarment or suspension from future
USHUD-assisted contracts.
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VII. REQUIRED DOCUMENTS FOR SUBMISSION
1. PRE -AWARD: Contractors/bidders must complete and submit the applicable documents listed
below with the bid package:
Submit with BID Package
Dec. # DocumentfForm Name _
00200 Section 3 Business Preference Claim
(Only If claiming Section 3 preference)
00400 Section 3 Economic Opportunity and Affirmative Marketing Plan (Plan) j
00450 Contractors/Subcontractors Estimated Project Work Force Breakdown 1
2. POST -AWARD PROCESS: The lowest responsive, responsible bidder selected and its
subcontractors, must complete and submit the following documents within 14 days of award
notification:
AWARD PROCESS - REQUIRED DOCUMENTS
Doc. #
DocumentlForm Name
00403
Training and Employment Outreach
00404
Section 3 Language for News Ads, Flyers and Job Notices (For inclusion in awardes's jobs ads)
00406
Letter of Intent to Subcontract(Solicit Section 3 Businesses
00430
List of Subcontractors Utilization
00452
Employee List
a) Order of providing preference. Contractors and subcontractors shall direct their efforts to provide, to the
greatest extent feasible, training and employment opportunities generated by HUD funded projects to Section
3 Residents in the order of priority provided below.
Category 1
Residents of the PHCD's public housing development or developments where work is to take
Residents
place.
Hi hestpriority)
Category 2
Residents
Residents of other PHCD's public housing developments or
9 P programs managed by PHCD.
Category 3
Participants in HUD Youthbulld programs currently operating in Miami -Dade County. For
Residents
more information, contact YWCA of Greater Miami, Inc. at 305-377-9922.
Other Section 3 Residents:
(a) Recipients of federal government housing assistance programs, such as Section 8,
Category 4
Section 202, HOME, etc., or who are participants in a federally funded job training program,
Residents
such as Wages, etc, or
(b) Individuals who reside in Miami -Dade County, and meet the definition of a low- or very
low -Income person.
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b) Eligibilityforpreference. A Section 3 Resident seeking the preference in training and employment
shall certify, and submit evidence to the recipient, contractor or subcontractor, that the person is a
Section 3 Resident as defined above. Example of evidence of eligibility for the preference is evidence
of receipt of public assistance, or evidence of participation in a public assistance program.
c) Eligibility for employment Contractors and subcontractors are not required to hire/employ a Section
3 Resident who does not meet the qualifications of the position to be filled.
IX. EMPLOYMENT OPPORTUNITIES
For information on employment opportunities and application assistance, contact the
CareerSource South Florida, at (305) 594-7615, ext. 407, or at www.careersourcesfl.com or the
State of Florida at www.emi)lovflorida.com/
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®� PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
701 NW 1" Court,16th Floor, Miami, FL 33136 Ph. #786-469-4227
www.miamidade.gov/housing Section3(Ja)miamidade.gov
SECTION 3 BUSINESS PREFERENCE CLAIM FORM
DOCUMENT 00200
OPTIONAL DOCUMENT: Only applicable to current PHCD certified Section 3 (S-3) businesses who wish to
claim a bidder's preference. Section 3 businesses must become certified at least two weeks prior to bid
opening date to be eligible to claim Section 3 bidder's preference. Business application requests may be
emailed to PHCD at Section 3(a)miamidade.00v.
I, certify that this
(Name of owner) (Business Name)
has been certified by PHCD as a Section 3 Business. Therefore, I am claiming contracting preference under
the following category:
Initials
Category
Section 3 Business' Categories:
(Only initial the category that best applies to Your business
Section 3 business that:
1
(a) Is 51% or more owned by residents of a PHCD's housing development (PH residents), or
(b) Whose full-time, permanent workforce includes 30% of these residents as employees'
Section 3 business that:
2
(a) Is 51% or more owned by residents of other PHCD's housing developments or
programs (PH residents or participants in any other housing program managed by PHCD), or
(b) Whose full-time, permanent workforce includes 30% of these residents as employees'
Section 3 business whose employees are participants in HUD Youthbuild program currently
3
operating in Miami -Dade County by YWCA of Greater Miami, Inc. For more information, contact
YWCA of Greater Miami, Inc. at 305-377-9922.
Section 3 business that:
(a) Is 51% or more owned by Section 3 residents (Low- or Very Low -Income persons); or
4
(b) Whose permanent, full-time workforce includes no less than 30% of Section 3 residents
as employees'; or
(c) That subcontract In excess of 25% (percent) of the total amount of subcontracts to
Section 3 Business defined in Categories 1 and 2 only.
1
To claim Section 3 Business preference based on employees that are Section 3 Residents, at least 300%, of the
permanent, full time workforce of the business shall include current Section 3 Residents, or employees that
within three (3) years of the first date of employment with the business concern were Section 3 Residents (24 cFR
12s.5), at the time of this application.
If awarded, awardee/contractor is required to drovide the applicable documentation for the preference
category being claimed including but not limited to Document 00401 Section 3 Resident Preference Claim;
Document 00402, Section 3 Resident Household Income Certification: Document 00452 Employee List and
Document 00406, Letter of Intent to Subcontract/Solicit Section 3 Businesses. FAILURE TO PROVIDE
DOCUMENTATION SHALL INVALIDATE BIDDER'S SECTION 3 BUSINESS PREFERENCE CLAIM.
Print Name
Si nature/ Date
Title
Phone Number
Email address
Corn an /Business/Firm Name
Address
BID/RFP Number:
BID/RFP Name:
Waring: Title 18, US Code Section 1001, states that a person who knowingly and willingly makes false or fraudulent statements to any Department
aAgenry of the United States is guilty of felony. State law may also provide penalties for false or fraudulent statements.
0 Page 1 of 1124 of 149 RS121010413/V3 Revised 04/21/17
MIAMMdr,f
i� PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
701 NW I` Court, 161 Floor, Miami, FL 33136 Ph. #786-469.4227
_ www.miamidade.aov/housiMSection3@rrCiamidade.gov
Section 3 Economic Opportunity and Affirmative Marketing Plan
DOCUMENT 00400
(To be completed and submitted by all bidders)
BIDIRFP Number:
BIDIRFP Name:
Name of business owner, officer, re
resentative, agent)
(Company/BusinesslFirm Name)
The individual above, (awardee/contractor), is responsible for planning, implementing and tracking firm's Section 3 and
affirmative marketing training, employment and contracting goals applicable to Public Housing and Community
Development (PHCD) projects and must comply with United States Housing and Urban Development's (USHUD) Section
3 regulation at 24 CFR Part 135 (email PHCD section3 miamidade.nov to obtain a copy).
Section I: Recruitment Procedures Required to Fill Vacant or New Positions Resulting from PHCD Awards
(Applicable to Single Trade and Multi -Trade Projects)
1. Request from PHCD Section 3 Coordinator employment referrals from public housing residents, Section 8 and other
housing program recipients, and low-income persons by email Section3(olmiamidade.gov.
2. Advertise the training and employment opportunities at the jobsite and surrounding neighborhood for targeted Section
3 residents and use the following language, which is available in Document 00404 "Section 3 Language for News
Ads, Flyers and Job Notices" in all job notices and flyers:
"This projectlactivity/solicitation, In whole or in part, will be assisted through the Miami -Dade County Public
Housing and Community Development with Federal funding and is covered under 24 CFR Part 135, Section
3 Economic Opportunities. Section 3 requires that job training, employment and contracting opportunities be
directed to very -low and low-income persons or business owners who live in the project's area'
3. Schedule a time and place convenient for public housing and other Section 3 Residents to complete job applications
and conduct job interviews, if applicable.
4. Contact YWCA of Greater Miami, Inc. at 305-377-9922, or fax 305-373-9922, for HUD Youthbuild employment referrals.
You may also visit their web -site at www.vwca-miami.orrq for more information.
5. Send notices about Section 3 training and employment obligations and opportunities required for Public Housing and
Community Development projects to labor organizations, where applicable (review Section 3 Clause).
6. Present Document 00401, "Section 3 Resident Preference Claim"to all job applicants, explaining Section 3 Residents
will receive preference in the recruitment process, If they meet minimum job eligibility criteria.
7
91
Ensure applicants that claim a Section 3 preference provide proof as described in Document 00401, or complete
Document 00402, "Section 3 Resident Household Income Certification" (Public housing residents must receive the
highest preference points during the interview/selection process.)
9. Awardee/contractor is responsible for collection of subcontractor(s) training and employment documentation outreach
efforts described in this document, new hire reports (required) and weekly employment forms (only when
subcontractor(s) hire workers for vacant or new positions in connection with PHCD awards).
10. Will Subcontractors) be used? YES ❑ I NO ❑. If yes, Awardee/contractor is also required to comply with section
II of this document.
Section It: Awardeelcontractor Recruitment of Section 3 Businesses (Solicitation Requirements Applicable to Multi-
Trade Projects Only)
Awardee/contractor will follow Plan's affirmative marketing steps for each PHCD award, when subcontracting work, to
Award to Section 3 Business Concerns: (1) At least 10% (percent) of the total dollar amount of all Section 3 covered
contracts for building trades work for maintenance, repairs, modernization or development of public or Indian housing or
for building trades work arising in connection with housing rehabilitation, housing construction and other public construction;
and (2) At least three (39/6) percent of the total dollar amount of all other section 3 covered contracts, where feasible.
warning: Title 18, US Code Section 1001, states that a person who knowingly and willingly makes false or fraudulent statements to any Department or
Agency of the United States Is guilty of a felony. State law may also Pm1%p"0s for false or fraudulent statements.
it Pagel of 2 Revised 06/07/2018
Section 3 Economic Opportunity and Affirmative Marketing Plan
DOCUMENT 00400
Awardee/contractor shall demonstrate compliance In solicitation to the business categories, listed above, by following the
steps described on page two of this Plan and Providing evidence to PHCD when requested
1. Refer any interested subcontractors that may meet the criteria to become a certified Section 3 Business to PHCD
Section 3 Coordinator (Compliance) for assistance with completions and submittal of Section 3 Business Application.
2. Request from PHCD Section 3 Coordinator employment referrals from public housing residents, and other housing
program recipients, and low-income persons by email Section3@miamidade.Qov.
3. Advertise for Section 3 subcontractors (subs) in construction trade journals, and post notices and distributes flyers at
work site and surrounding neighborhood. The purpose of such advertisements is to make prospective subs aware of
the Section 3 preference requirements applicable to PHCD project awards.
4. Send via fax, email or hand -deliver Document 00406 "Letter of Intent to SubcontracVSolicit Section 3 Businesses
to all prospective subcontractor businesses for work in connection with each PHCD award.
5. Allow each subcontractor a minimum of five (5) business days to respond to contractor's solicitation by returning the
applicable form(s) completed and signed. All forms received from Section 3 Businesses subcontractors must be sent
to PHCD within 14 days of notification.
6. Use the Document 00403 "Training and Employment Outreach" form to document recruitment and follow-up with
subcontractors. Make a second attempt to solicit to any Section 3 Business Concerns, who did not respond to the first
solicitation attempt, using a variety of communication methods, i.e. facsimile, telephone, pager, e-mail, etc.
7. Awardeelcontractor is required to retain any documentation of outreach efforts and responses received from any
organizations and subcontractors contacted for each PHCD project award, for three years after project completion.
8. Awardee/Contractor is required to submit all post award forms referenced in this document to PHCD, via email at
S io 30-miamidade. ov within 14 days of notification.
9. Other post -award required submittals may include Document 00430 "List of Subcontractors utilization Section 3,
Business", Document 00452 "Employee List" and, Document 00453 "ContractodSubcontractor Certification".
DOCUMENT REQUIRED WITH BID SUBMISSION FROM BIDDERS WHO HAVE NOT PREVIOUSLY SUBMITTED
PLAN UNDER MCC 7360 PLAN.
Warning. Tllle 18, US Code Section 1001, states that it person who knowingly and~ makes false or fraudulent statements to any Department or agency
of the United States is gully of a felony. State law may also provide pen Wo�r false or traudrrlent stsienrents
Page 2 of 2 Revised 09/26/12019
MIAN' PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
CONTRACTOR/SUBCONTRACTOR ESTIMATED PROJECT WORK FORCE BREAKDOWN
Document00450
All bidders are required to submit this document with the bid package.
BID/RFP Name: BID/RFP Number: Date: /
Contractor Print Name Contractor Company Name Email address Phone #
A
B
C D I E I F G
REFER TO BOX "C" TO COMPLETE BOXES "E' ="G"
Job Category
No. Positions
Occupied by
Permanent
Employees for ea.
job category)
No. of Positions
Not Occupied
Total
Estimated
Positions
Needed for
Project
(Box B + Box
C
No. of
Positions to be
Filled with
Section 3
Residents
Full or Part
time
Indicate If
Permanent,
Temporary or
Seasonal
Office Supervisor
Office Clerical
Professionals
`Service Workers
Trainees
Others --(Specify Trade or Service;
Journeyman or Apprentice)
Warning: Title 18, US Code Section 1001, states that a person who knowingly and willingly makes false or fraudulent statements to any Department or Agency of the United States is guilty of a
felony. State law may also provide penalties for false or fraudulent statements. 1 of 2 Revised 6/7/18
0
A
U)
MIAMI PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
CONTRACTORISUBCONTRACTOR ESTIMATED PROJECT WORK FORCE BREAKDOWN
Document00450
A
B
C
E I F
I G
__DI
REFER TO BOX "C" TO COMPLETE BOXES "E
-"G"
Job Category
No. Positions
Occupied by
Permanent
Employees (for
ea. iob cateaorv)
No. of
Positions Not
Occupied
Total Estimated
Positions
Needed for
Project
(Box B + Box C)
No. of
Positions to
be Filled with
Section 3
Residents
Full or Part
time
Indicate If
Permanent,
Temporary or
Seasonal
Office Supervisor
1
0
1
0
-
Office Clerical
0
1
1
1
F
P
Professionals
1
1
2
1
F
T
'Service Workers
1
2
3
1
F
Trainees
2
2
4
2
P
T
Others --(Specify Trade or Service;
Journeyman or Apprentice)
Mechanic—Joumeyman
1
0
1
0
F
P
LD
Warning: Title 18, US Code SecWn 1001, states that a person who knowingly and willingly makes false or fraudulent statements to any Department or Agency o1 the United States is guilty of a
lel�onv. State law may also provide penalties for false or fraudulent statements. 2 of 2 Revised 61711 S
.�.
MIAMFNIDE
om PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
701 NW 191 Court, 161' Floor
Miami, FL 33136 Telephone: 766-469-4227
www.miamidade.gov/housing
Section3(a)miamidade.gov
Section 3 Language for News Ads, Flyers, and Job Notices
DOCUMENT 00404
Congress established the Section 3 policy to guarantee that the employment and other
economic opportunities created by Federal financial assistance for housing and
community development programs should, if possible, be directed toward low- and very -
low income persons, particularly those who are recipients of government assistance for
housing.
The following language must be included in all advertisements/solicitations/flyers and
advertised according to the scope of services and value of this solicitation.
"This project/activity/solicitation, in whole or in part, will be assisted through
the Miami -Dade County Public Housing and Community Development with
Federal funding and is covered under 24 CFR Part 135, Section 3
Economic Opportunities. Section 3 requires that job training, employment
and contracting opportunities be directed to very -low and low-income
persons or business owners who live in the project's area."
For more information on the Section 3 requirements, or to request and application
you may contact Public Housing and Community Development (PHCD) Section 3
Coordinator by email at Section3amiamidade.gov, or visit PHCD's website at
http://www.miamidade.gov/housing/section-3.asp
Warning: Title 18, US Code Section 1001, states that a person who knowingly and willingly makes false or fraudulent statements to
any Departrnent or Agency of the United States is guilty of a felony. Stale law may also provide penalties for false or fraudulent
statements.
RS/7/010413N3
19
Page 1 of 1
129 of 149
MtAM PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
Ems 701 NW 181 Court, 161h Floor, Miami, FL 33136 Ph. #786-469-4227
www.miamidade.gov/housing Section3(cDmiamidade.gov
LETTER OF INTENT TO SUBCONTRACT/SOLICIT SECTION 3 BUSINESSES
DOCUMENT 00406
Contractors and subcontractors may demonstrate compliance with meetinq the numerical _goals of Section 3 Reauirements
to the *greatest extent feasible" to award a minimum of 10% of the overall amount to Section 3 Business subcontractors
where feasible. EACH Section 3 Business solicited for PHCD work interested in submitting a bid for this project must
complete this form by Contractor's deadline.
Contractors certified by PHCD as Section 3 Businesses, based on a commitment to subcontract in excess of 25% percent
of the dollar award of all subcontracts to Section 3 Businesses that are 51% or more owned by residents of a PHCD's
housing program, or whose full-time permanent workforce includes 30% of these residents, must submit this form completed
and signed by the applicable parties within 14 days of notification.
Project Name:
Contract Award Amount:
From
To:
Contractor Print Name
Name
Project Number:
Date: / / Phone/Fax #:
Contractor Company Name Email address
Business
Phone/Fax #
Please be advised that I intend to subcontract the following work in connection with the above Public Housing and
Communitv DeveloDment's Droiect/contract. which is suhipct to Ssntinn 3 rpnuirpmpnts-
Type of work required to be performed by Subcontractor
Job category:
Specialty Trade or
Service needed
Type of License
Required, If any
(to be completed by subcontractor and submitted at the time of bidding)
)id for a PHCD's proiectlwork awarded to the above -named contractor, the
sumontractor must complete Section II of this form and return/submit it to the contractor within five (5) business days.
Otherwise, if not interested or unable to Perform work, the subcontractor shall complete the "Certificate of Unavailability"
form and return/submit it to the contractor within five (5) days.
Business/subcontractor's Federal Employer Identification # or SS# (last 4-digits):
1, , of
(Print Name) (Title) (Business Name)
certify, that my business: O Is Certified as Section 3 Business by PHCD
0 Is not certified, but interested in becoming a certified S3 Business by PHCD
Holds the following State of Florida and/or MDC professional or technical licenses:
Expiration Date:_/_I_
Expiration Date:
My business has the sufficient capacity to perform the type of work required, the valid license(s) and/or permit(s)
as applicable, the ability to obtain bonding that is consistent with normal industry practice (if applicable), and the
ability to meet the bid specifications.
Contractor Signature: Date:
Warning: Title 18, US Code Section 1001, states that a person who knowingly and wiffiNly makes false or fraudulent statements to any Department or
Agency of the United States is guilty of a felony. State taw may also pro�i'e� rs for false or fraudulent statements.
Page 1 of 1 Revised 9125119
PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
LIST OF SUBCONTRACTORS UTILIZATION SECTION 3 BUSINESS
DOCUMENT 00430
DOCUMENT REQUIRED WITH BID ON ALL SINGLE AND MULTI -TRADE PROJECTS. Contractor should include information about all subcontracts
on this form, and attach documentation to demonstrate the affirmative steps undertaken to solicit and award contracts (where subcontracts are
applicable) to Section 3 (S-3) businesses, in accordance with solicitation procedures described in the proposal or bid.
Project Name:
Contractor Business Name:
Name of Person Completing Form:
Project #:
Contract Award Amount: $
Address:
Email Address:
Federal ID #:
Phone #:
Contractor's Racial/Ethnicity Code (optional): Q S-3 Business: Yes ❑ No ❑
Will subcontractors be used? Yes ❑ No ❑ if yes, please complete information below for all subcontractors being utilized.
TOTAL AMOUNT OF SUBCONTRACTS: $ TOTAL AMOUNT AWARDED TO SECTION 3 BUSINESSES: $
Subcontractor (SC) Information:
Name, Address, Phone and Fax Numbers
Federal
ID #
Section 3
Business
Yes/No
Racial!
Ethnic
Code
Contract
Amount
Trade,
Service or
Supply
Competitive or
Negotiated Bid
'RACUUJETHNIC CODES: 1- White Americans 2 - Black Americans 3 - Native Americans 4 - Hispanic Americans S - Asian/Pacific Americans 6 - Hasidic Jews.
Warning. Tile 18. US code Section 1001, states that a person who know►ngy and willl»gly makes false or fraudulent statements to any Depedomw or agency of the United states Is gt y of a felony. Stets law may also provide
penafts for false or haudtdent statements.
dh 1 of 1 Revised 6124116
H®� PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
701 NW 1s1 Court, 160' Floor, Miami, FL 33136 Ph. #786-469-4227
www.miamidade.gov/housina Section3Comiamidade.pi
EMPLOYEE LIST DOCUMENT aed52
FEDERAL
BUSINESS NAME:
ID#: FEIN
BUSINESS
ADDRESS:
OWNER'S NAME:
EMAIL ADDRESS:
PHONE M
Provide information for EACH employee of the business and check the applicable Section 3 Residents
Category, if any.
If neceassary,use addkional pages of this form and number each Pa e
Check the
applicable, if any
Social
Date
Section 3
Employee Name
Securit
Address
Phone # Tifle/Job
Hourl
of
FT/
Residents
y # (last
Category
y Rate
Hire
PT
Cate o
OH
W
4-digits)
H
SB
I
B
VL
FA
I
❑❑
❑❑❑❑
Lj
❑❑
❑❑
❑❑❑
❑❑
❑❑❑
❑❑❑❑❑
❑❑❑❑❑
FT= Full Time PT = Part time Section 3 Residents Category: PH = Public Housing Resident S8 = Section 8 Resident
OH = Other Housing FA = Federal Assistance YB = Youthbulld Program V = Low- Income Very Low-income=VU
Proof of program participation or any other supporting documentation must be provided for employees claiming Section 3 Residents
Preference.
Note: To claim Section 3 Business preference based on employees that are Section 3 Residents, at least 30% of the
permanent, full time workforce of the business shall include current Section 3 Residents, or employees that within three (3)
years of the first date of employment with the business concern were Section 3 Residents (24 CFR f3s.5), at the time of this
application.
Total Number of Employees: 0 Number of Employees with Section 3 (S3) Residents Preference:
Percentage of employees with S3 preference: Employees with S3 Preference t Total number of employees =
I certify to the best of my knowledge that the information contained here within, and in the documents attached, is
true and correct.
Print Name
Signature Date
0Warning. rifle 18, US Code Section 1001, states that a person who knowingly and willingly makes false a fraudulent statements to any Depanmenl c,
Im Agency of the United States is gulfty of a felony. State law may also provide penallies fo false or fraudulent statements.
• wn Page 1 of 132 of 149 RS0010413IV3 Revised 04121/17
M® PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
701 NW 1" Court, 161" Floor, Miami, FL 33136 Ph. #786-469-4227
www.miamidade.gov/housing Section3Caamiamidad0.aov
SECTION 3 RESIDENT PREFERENCE CLAIM
DOCUMENT 00401
Section 3 Resident means: (1) A public housing resident; or (2) An individual who resides in Miami -Dade County, and who
is a low- or very low-income person; or (c) A person seeking training and employment preference provided by Section 3
bears the responsibility of providing evidence, that the person is eligible for the preference.
To determine if you are a Section 3 Resident, please answer the following questions. If you answered 'yes" to any of the
questions, you may be entitled to claim Section 3 Resident Preference, when applying for training and employment
opportunities generated from federally funded projects.
Are you a legal resident of Miami -Dade County (MDC)?
Yes ❑
No ❑
Are you a public housing resident / living In a public housing unit?
Yes ❑
No ❑
Are you a Section 8 Voucher holder / living In a Section 8 or subsidized unit?
Yes ❑
No ❑
Are you a HUD Youthbuild program participant?
Yes ❑
No ❑
Do you receive federal, or public assistance?
Yes ❑
No ❑
Is your annual household Income between the MDC Income Limits for Low- or Very Low -Income listed below? Yes ❑
No ❑
Circle the Income Limit that applies to your household/family)
MIAMI-DADE COUNTY —FY 2020 INCOME LIMITS
Area Median Income (AMI) for Miami -Dade County: $59,100
Effective Date: April 1, 2020
Family Size
1
2 1
3
4
S
6
7
6
Very Low (50% of AM])
$32,000
$36,600
$41.150
$45,700
$49,400
$53,050
$56.700
$60,350
Low (80%of AMI)
$51.200
$58,500
$65,800
$73,100
$78,950
$84,800
$90,650
1 $96,500
The Miami -Dade County's (MDC) income limits for Extremely Low-, Low- and Very Low -Income families are updated
annually by HUD. The MDC income limits can also be found on PHCD's website at:
hftp:ihvww.rniamidade.00v/housing/income-limits.asp.
Section 3 Resident Certification Race/Ethnicity (Optional: For statistical purposes only)
Print Name:
Social Security # last 4-digits):
Address:
Phone #.
Email Address:
Employed by:
Annual Family/Household Income: $
Number of Family/Household Members:
A Section 3 Resident seeking the preference in training and employment shall certify, and submit evidence to the recipient,
contractor or subcontractor, that the person is a Section 3 Resident as defined above.
I have attached one of the following documents as proof of my status:
❑ 1. Proof of residency in a Public Housing, Section 8, or any other federally assisted housing program (current lease)
❑ 2. Proof of income or public assistance, such as Supplemental Security Income (SSI), Temporary Assistance to Needy Families
(TANF) recipients, or Head Start, VPK, Kids Care, or meals program participation.
❑ 3. Proof of participation in a HUD YOUTHBUILD program.
❑ 4. Proof of participation in a federally assisted program such as Job Training Partnership Act (JTPA), etc.
❑ 5. Proof of participation in a state or local assistance program, or other program that assists low- or very low-income persons.
❑ 6. Use Document 00402, "Section 3 Resident Household Income Certification" to provide the individual/emolovee household
❑ 7. None of the above applies. No further forms are required.
I certify to the best of my knowledge that the Information contained here within is true and correct.
Print Name: Signature: Date:
Wamine: 778a 18, US Code Section fool, slates that a person who knowhaanQ 1v,71j8g1y makes false or Gaudulent statements to any Department or Agency of the
10 United States is polity o/afelony. Stets law may also provide penalties forfl lent statements.
Page 1 of 1 RS121010413N3 Revised 05101t20
M® PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
701 NW 11t Court, 16d' Floor, Miami, FL 33136 Ph. #786-469-4227
www.miamidade.gov/housing Section3CaDmiamidade.gov
SECTION 3 RESIDENT HOUSEHOLD INCOME CERTIFICATION
DOCUMENT 00402
Residents of Miami -Dade County who are low- or very low-income persons and are seeking Section 3 residents
preference in training and employment, but are neither public housing residents, nor participants in a federally assisted
housing program, nor recipients of public assistance shall (1) disclose their total current gross annual household
income, (2) provide the name and date of birth of each household member. The income earned by all household
members, except the income earned by children under 18, received from private assistance/contribution, child support, and
bank or investment earnings must be included, where indicated below.
Print Name:
Social Security # last 4-digits):
Address:
Email Address:
Phone #:
Employed by:
Annual Family/Household /Household Income: $
Total Number of FamilyMembers
Number of Adults:
Number of Children:
The sources of my total annual household income is/are: If necessary, use additional pages and number each page)
Family Members' Name
Income source - Income Amount
Gross Annual
Earnings
( Income from
Employment)
Private
Assistance
(Contribution)
Child
Support
Income fromIncome
interest
earned by
bank
account
from
Investment
earnings
Other
Income
list
(list)
Head of Household (HOH)
HOH Spouse/Co-tenant
if applicable)
Other Adult: 18 years or older
f applicable)
Other Adult: 18 years or older
if applicable)
Other Adult: 18 years or older
if applicable)
Other Adult: 18 years or older
If applicable)
By signing this document, I certify that the information I have provided above is true and correct, and I agree to
provide proof of the annual family/household income such as a copy of prior year federal income taxes, IRS W-2
r - -
ax ronn, corm 1099, or current paycheck stubs.
Print Name Signature Date
Warning: Title 10, US Codo Section 1001, states that a person who k49*0'b agQwMng/y makes false or fraudulent statements to any Department or Agency of
the United States is guillyofe felony. State law may also provitle penalties for false , imud"lent stalenrenls.
0 ate„- i ,d I avnmiuwn,, w-,e.on un a,m
PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
MIAM 701 NW 111 Court, 161 Floor, Miami, FL 33136 Ph. #786-469.4227
www.miamidade.gov/housing Section3(a)miamidade.gov
LETTER OF COMMITMENT TO SUBCONTRACT WITH SECTION 3 BUSINESS CONCERNS
DOCUMENT 00409
This form must be completed and submitted with the Section 3 Business Application, only if seeking Section 3
Business certification under qualifying option number three (3):
By signing below, I acknowledge that my business is willing to enter into contractual negotiations with qualified
Section 3 business concerns, as a condition of this Section 3 business certification for the provisions of
services with Miami -Dade County Public Housing and Community Development (PHCD) Section 3 projects or
other projects designated by PHCD as eligible Section 3 projects. The company intends to meet this
requirement by subcontracting twenty-five percent (25%) or more of its awarded contracts to qualified Section
3 business concerns. The Section 3 business concerns that will be contracted are defined in the Code of
Federal Regulations (24 CFR Part 135.5) as:
A business concern, as defined in this section — (1) That is 51 percent or more owned by
section 3 residents; or (2) Whose permanent, full-time employees include persons, at least 30
percent of whom are currently section 3 residents, or within three years of the date of first
employment with the business concern were section 3 residents;
If the company is awarded a contract, I agree to negotiate in good faith with an appropriate Section 3 business
concern to subcontract with said business. Signing this Letter of Commitment does not obligate the company
to sign a contract with Section 3 business concerns for the provisions of services and/or products, at this time.
I understand if I receive a Section 3 covered contract that my contract is also subject to Section 3 compliance
and monitoring. I understand this letter is subject to verification by PHCD or its designee during bid evaluation
and contract award process.
I, the undersigned, as an officer of the company, hereby certify that all of the information I have provided is true
to the best of my knowledge.
Print Name:
Name of the Company:
Address of the Company:
Title:
Date: / /
Warning: Title 18, US code Section 1001, states that a person who knowingly and willingly makes false or fraudulent statements to any Department or
Agency of the United States is guilty of a felony. State law may also provide penalties for false or fraudulent statements.
0 Pa9g5l&J9 Revised 6/15/16
" PUBLIC HOUSING AND COMMUNITY DEVELOPMENT
CONTRACTOR/ SUBCONTRACTOR CERTIFICATION
DOCUMENT 00453
BID Number
BID Name
Contractor/Business Name
Address
Phone/Fax Number
Email address
The principal signatory, who represents the contractor listed above, certifies that its business
has agreed to fill 30% of their vacancies in connection with this award by using the training and
employment strategies, outlined in the contractor's Section 3 Economic Opportunity and
Affirmative Marketing Plan.
Further, the undersigned, below, agrees to document and maintain records on all Section 3-
related transactions, in connection with this contract award.
The undersigned hereby certifies that any vacant employment positions, including training
positions, that were filled (1) after the business listed above was selected but before the contract
was executed, and (2) with persons other than to whom the regulations of 24 CRF part 135
(Section 3) require employment opportunities to be directed, were not flied to circumvent the
contractor's obligations under 24 CFR part 135.
(Principal Signatory Pant Name)
(Principal Signatory Title)
(Principal Signatory Signature) (Date)
Warning. Title 18, US Code Section 1001, states that a person who knowingly and willingly makes false or fraudulent statements to any
Department or Agency of the Unfted States is guilty of a felony. State law may also provide penalties for false or fraudulent statements.
19 Page 1 of 1 136 of 149 Revised 6/15/16
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ATTACHMENT A
"General Decision Number: FL20200178 01/03/2020
Superseded General Decision Number: FL20190178
State: Florida
Construction Type: Highway
County: Miami -Dade County in Florida.
HIGHWAY CONSTRUCTION PROJECTS
Note: Under Executive Order (EO) 13658, an hourly minimum wage
of $10.80 for calendar year 2020 applies to all contracts
subject to the Davis -Bacon Act for which the contract is awarded
(and any solicitation was issued) on or after January 1, 2015.
If this contract is covered by the EO, the contractor must pay
all workers in any classification listed on this wage
determination at least $10.80 per hour (or the applicable
wage rate listed on this wage determination, if it is higher)
for all hours spent performing on the contract in calendar
year 2020. If this contract is covered by the EO and a
classification considered necessary for performance of work on
the contract does not appear on this wage determination, the
contractor must pay workers in that classification at least
the wage rate determined through the conformance process set
forth in 29 CFR 5.5(a)(1)(ii) (or the EO minimum wage rate,
if it is higher than the conformed wage rate). The EO minimum
wage rate will be adjusted annually. Please note that
this EO applies to the above -mentioned types of contracts
entered into by the federal government that are subject
to the Davis -Bacon Act itself, but it does not apply
to contracts subject only to the Davis -Bacon Related Acts,
including those set forth at 29 CFR 5.1(a)(2)-(60). Additional
information on contractor requirements and worker protections
under the EO is available at www.dol.gov/whd/govcontracts.
Modification Number Publication Date
0 01/03/2020
• ELEC0349-002 09/02/2019
Rates Fringes
ELECTRICIAN ......................$ 35.36 12.77
----------------------------------------------------------------
SUFL2013-039 08/19/2013
Rates Fringes
CARPENTER ........................$ 17.84 0.00
CEMENT MASON/CONCRETE
FINISHER, Includes Form Work ..... $ 15.49 0.00
FENCE ERECTOR ....................$ 12.82 0.00
HIGHWAY/PARKING LOT STRIPING:
Operator (Striping Machine) ..... $ 15.07 0.00
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HIGHWAY/PARKING LOT STRIPING:
Painter .........................$
12.13
0.00
HIGHWAY/PARKING LOT STRIPING:
Operator (Spray Nozzleman).......
$ 11.16
0.00
INSTALLER - GUARDRAIL ............
$ 13.43
0.00
IRONWORKER, ORNAMENTAL ...........
$ 13.48
0.00
IRONWORKER, REINFORCING ..........
$ 18.43
0.00
IRONWORKER, STRUCTURAL ...........
$ 16.42
0.00
LABORER (Traffic Control
Specialist incl. placing of
cones/barricades/barrels -
Setter, Mover, Sweeper) ..........
$ 11.59
0.00
LABORER: Asphalt, Includes
Raker, Shoveler, Spreader and
Distributor ......................$
12.31
0.00
LABORER: Common or General ......
$ 10.69
0.00
LABORER: Flagger................$
12.53
0.00
LABORER: Grade Checker ..........
$ 12.41
0.00
LABORER: Landscape &
Irrigation .......................$
9.02
0.00
LABORER: Mason Tender -
Cement/Concrete..................$
13.91
3.50
LABORER: Pipelayer..............$
15.02
0.00
OPERATOR:
Backhoe/Excavator/Trackhoe.......
$ 16.24
0.00
OPERATOR: Bobcat/Skid
Steer/Skid Loader ................$
12.88
0.00
OPERATOR: Boom ..................$
18.95
0.00
OPERATOR: Boring Machine ........
$ 15.29
0.00
OPERATOR: Broom/Sweeper .........
$ 13.01
0.00
OPERATOR: Bulldozer .............$
16.77
0.00
OPERATOR: Concrete Finishing
Machine ..........................$
15.44
0.00
OPERATOR: Concrete Saw ..........
$ 14.43
0.00
OPERATOR: Crane .................$
22.46
0.00
OPERATOR: Curb Machine .......... $
20.74
0.00
OPERATOR: Distributor ........... $
13.29
0.00
OPERATOR: Drill .:...............$
14.78
0.00
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OPERATOR: Forklift ..............$
16.32
0.00
OPERATOR: Gradall...............$
14.71
0.00
OPERATOR: Grader/Blade ..........
$ 20.22
3.85
OPERATOR: Loader ................$
15.53
0.00
OPERATOR: Mechanic ..............$
18.03
0.00
OPERATOR: Milling Machine .......
$ 14.67
0.00
OPERATOR: Oiler .................$
16.32
0.00
OPERATOR: Paver (Asphalt,
Aggregate, and Concrete) .........
$ 13.61
0.00
OPERATOR: Piledriver ............
$ 17.23
0.00
OPERATOR: Post Driver
(Guardrail/Fences)...............$
14.45
0.00
OPERATOR: Roller ................$
13.67
0.00
OPERATOR: Scraper ...............$
12.01
0.00
OPERATOR: Screed ................$
14.15
0.00
OPERATOR: Tractor ...............$
12.19
0.00
OPERATOR: Trencher ..............$
14.74
0.00
PAINTER: Spray ..................$
16.52
0.00
SIGN ERECTOR .....................$
12.96
0.00
TRAFFIC SIGNALIZATION:
Traffic Signal Installation ......
$ 19.07
0.00
TRUCK DRIVER: Distributor
Truck ............................$
14.96
2.17
TRUCK DRIVER: Dump Truck ........
$ 12.19
0.00
TRUCK DRIVER: Flatbed Truck .....
$ 14.28
0.00
TRUCK DRIVER: Lowboy Truck ......
$ 15.07
0.00
TRUCK DRIVER: Slurry Truck ......
$ 11.96
0.00
TRUCK DRIVER: Vactor Truck ...... $
14.21
0.00
TRUCK DRIVER: Water Truck ....... $
----------------------------------------------------------------
13.17
1.60
WELDERS - Receive rate prescribed for craft performing
operation to which welding is incidental.
Note: Executive Order (EO) 13706, Establishing Paid Sick Leave
for Federal Contractors applies to all contracts subject to the
Davis -Bacon Act for which the contract is awarded (and any
solicitation was issued) on or after January 1, 2017. If this
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contract is covered by the EO, the contractor must provide
employees with 1 hour of paid sick leave for every 30 hours
they work, up to 56 hours of paid sick leave each year.
Employees must be permitted to use paid sick leave for their
own illness, injury or other health -related needs, including
preventive care; to assist a family member (or person who is
like family to the employee) who is ill, injured, or has other
health -related needs, including preventive care; or for reasons
resulting from, or to assist a family member (or person who is
like family to the employee) who is a victim of, domestic
violence, sexual assault, or stalking. Additional information
on contractor requirements and worker protections under the EO
is available at www.dol.gov/whd/govcontracts.
Unlisted classifications needed for work not included within
the scope of the classifications listed may be added after
award only as provided in the labor standards contract clauses
(29CFR 5.5 (a) (1) (ii)).
The body of each wage determination lists the classification
and wage rates that have been found to be prevailing for the
cited types) of construction in the area covered by the wage
determination. The classifications are listed in alphabetical
order of ""identifiers"" that indicate whether the particular
rate is a union rate (current union negotiated rate for local),
a survey rate (weighted average rate) or a union average rate
(weighted union average rate).
Union Rate Identifiers
A four letter classification abbreviation identifier enclosed
in dotted lines beginning with characters other than ""SU"" or
""UAVG"" denotes that the union classification and rate were
prevailing for that classification in the survey. Example:
PLUM0198-005 07/01/2014. PLUM is an abbreviation identifier of
the union which prevailed in the survey for this
classification, which in this example would be Plumbers. 0198
indicates the local union number or district council number
where applicable, i.e., Plumbers Local 0198. The next number,
005 in the example, is an internal number used in processing
the wage determination. 07/01/2014 is the effective date of the
most current negotiated rate, which in this example is July 1,
2014.
Union prevailing wage rates are updated to reflect all rate
changes in the collective bargaining agreement (CBA) governing
this classification and rate.
Survey Rate Identifiers
Classifications listed under the 'SU"" identifier indicate that
no one rate prevailed for this classification in the survey and
the published rate is derived by computing a weighted average
rate based on all the rates reported in the survey for that
classification. As this weighted average rate includes all
rates reported in the survey, it may include both union and
non -union rates. Example: SULA2012-007 5/13/2014. SU indicates
the rates are survey rates based on a weighted average
calculation of rates and are not majority rates. LA indicates
the State of Louisiana. 2012 is the year of survey on which
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these classifications and rates are based. The next number, 007
in the example, is an internal number used in producing the
wage determination. 5/13/2014 indicates the survey completion
date for the classifications and rates under that identifier.
Survey wage rates are not updated and remain in effect until a
new survey is conducted.
Union Average Rate Identifiers
Classifications) listed under the UAVG identifier indicate
that no single majority rate prevailed for those
classifications; however, 100% of the data reported for the
classifications was union data. EXAMPLE: UAVG-OH-0010
08/29/2014. UAVG indicates that the rate is a weighted union
average rate. OH indicates the state. The next number, 0010 in
the example, is an internal number used in producing the wage
determination. 08/29/2014 indicates the survey completion date
for the classifications and rates under that identifier.
A UAVG rate will be updated once a year, usually in January of
each year, to reflect a weighted average of the current
negotiated/CBA rate of the union locals from which the rate is
based.
WAGE DETERMINATION APPEALS PROCESS
1.) Has there been an initial decision in the matter? This can
be:
• an existing published wage determination
* a survey underlying a wage determination
* a Wage and Hour Division letter setting forth a position on
a wage determination matter
* a conformance (additional classification and rate) ruling
On survey related matters, initial contact, including requests
for summaries of surveys, should be with the Wage and Hour
Regional Office for the area in which the survey was conducted
because those Regional Offices have responsibility for the
Davis -Bacon survey program. If the response from this initial
contact is not satisfactory, then the process described in 2.)
and 3.) should be followed.
With regard to .any other matter not yet ripe for the formal
process described here, initial contact should be with the
Branch of Construction Wage Determinations. Write to:
Branch of Construction Wage Determinations
Wage and Hour Division
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
2.) If the answer to the question in 1.) is yes, then an
interested party (those affected by the action) can request
review and reconsideration from the Wage and Hour Administrator
(See 29 CFR Part 1.8 and 29 CFR Part 7). Write to:
Wage and Hour Administrator
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U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
The request should be accompanied by a full statement of the
interested party's position and by any information (wage
payment data, project description, area practice material,
etc.) that the requestor considers relevant to the issue.
3.) If the decision of the Administrator is not favorable, an
interested party may appeal directly to the Administrative
Review Board (formerly the Wage Appeals Board). Write to:
Administrative Review Board
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
4.) All decisions by the Administrative Review Board are final.
END OF GENERAL DECISION
LL
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EXHIBIT 4
SW 64T" STREET FROM SW 62ND AVE TO SW 57T" AVE INSTALLATION OF BICYCLE LANES
WITH SEPARATION FROM TRAVEL LANES
RFP #PW2020-14
"CDBG Federal Grant Requirements, Public Housing & Community
Development Federal Labor Standards & Section 3 Requirements."
ATTACHMENT B
"FEDERAL LABOR STANDARDS"
144 of 149
Federal Labor Standards Provisions U.S. Department of Housing ACHMENT B
and Urban Development
Office of Labor Relations
Applicability
The Project or Program to which the construction work
covered by this contract pertains is being assisted by the
United States of America and the following Federal Labor
Standards Provisions are included in this Contract
pursuant to the provisions applicable to such Federal
assistance.
A. 1. (1) Minimum Wages. All laborers and mechanics
employed or working upon the site of the work, will be paid
unconditionally and not less often than once a week, and
without subsequent deduction or rebate on any account
(except such payroll deductions as are permitted by
regulations issued by the Secretary of Labor under the
Copeland Act (29 CFR Part 3). the full amount of wages
and bona fide fringe benefits (or cash equivalents thereof)
due at time of payment computed at rates not less than
those contained in the wage determination of the Secretary
of Labor which is attached hereto and made a part hereof,
regardless of any contractual relationship which may be
alleged to exist between the contractor and such laborers
and mechanics. Contributions made or costs reasonably
anticipated for bona fide fringe benefits under Section
I(b)(2) of the Davis -Bacon Act on behalf of laborers or
mechanics are considered wages paid to such laborers or
mechanics, subject to the provisions of 29 CFR 5.5(a)(1
)(iv); also, regular contributions made or costs incurred for
more than a weekly period (but not less often than
quarterly) under plans, funds, or programs, which cover the
particular weekly period, are deemed to be constructively
made or incurred during such weekly period.
Such laborers and mechanics shall be paid the appropriate
wage rate and fringe benefits on the wage determination
for the classification of work actually performed, without
regard to skill. except as provided in 29 CFR 5.5(a)(4).
Laborers or mechanics performing work in more than one
classification may be compensated at the rate specified for
each classification for the time actually worked therein:
Provided, That the employer's payroll records accurately
set forth the time spent in each classification in which work
is performed. The wage determination (including any
additional classification and wage rates conformed under
29 CFR 5.5(a)(1)(ii) and the Davis -Bacon poster (WH-1321)
shall be posted at all times by the contractor and its
subcontractors at the site of the work in a prominent and
accessible, place where it can be easily seen by the
workers.
(11) (a) Any class of laborers or mechanics which is not
listed In the wage determination and which is to be
employed under the contract shall be classified in
conformance with the wage determination. HUD shall
approve an additional classification and wage rate and
fringe benefits therefor only when the following criteria
have been met:
(1) The work to be performed by the classification
requested is not performed by a classification in the wage
determination; and
(2) The classification is utilized in the area by the
construction industry; and
(3) The proposed wage rate, including any bona fide
fringe benefits, bears a reasonable relationship to the wage
rates contained in the wage determination.
(b) If the contractor and the laborers and mechanics to be
employed in the classification (if known), or their
representatives, and HUD or its designee agree on the
classification and wage rate (including the amount
designated for fringe benefits where appropriate), a report
of the action taken shall be sent by HUD or its designee to
the Administrator of the Wage and Hour Division.
Employment Standards Administration, U.S. Department of
Labor, Washington, D.C. 20210. The Administrator, or an
authorized representative. will approve. modify, or
disapprove every additional classification action within 30
days of receipt and so advise HUD or its designee or will
notify HUD or its designee within the 30-day period that
additional time is necessary. (Approved by the Office of
Management and Budget under OMB control number 1215-
0140.)
(c) In the event the contractor, the laborers or mechanics
to be employed in the classification or their
representatives, and HUD or Its designee do not agree on
the proposed classification and wage rate (including the
amount designated for fringe benefits. where appropriate).
HUD or its designee shall refer the questions, including the
views of all interested parties and the recommendation of
HUD or its designee, to the Administrator for
determination. The Administrator. or an authorized
representative, will issue a determination within 30 days of
receipt and so advise HUD or its designee or will notify
HUD or its designee within the 30-day period that
additional time is necessary. (Approved by the Office of
Management and Budget under OMB Control Number
1215.0140.)
(d) The wage rate (including fringe benefits where
appropriate) determined pursuant to subparagraphs
(1)(ii)(b) or (c) of this paragraph, shall be paid to all
workers performing work in the classification under this
contract from the first day on which work is performed in
the classification.
(Iii) Whenever the minimum wage rate prescribed in the
contract for a class of laborers or mechanics includes a
fringe benefit which is not expressed as an hourly rate, the
contractor shall either pay the benefit as stated in the wage
determination or shall pay another bona fide fringe benefit
or an hourly cash equivalent thereof.
(iv) If the contractor does not make payments to a trustee
or other third person, the contractor may consider as part
form H 1a (0612009)
Previous editions are obsolete Page 1 of 5 ref. Handbook 1344.1
145 of 149
of the wages of any laborer or mechanic the amount of any
costs reasonably anticipated in providing bona fide fringe
benefits under a plan or program, Provided, That the
Secretary of Labor has found, upon the written request of
the contractor, that the applicable standards of the Davis -
Bacon Act have been met. The Secretary of Labor may
require the contractor to set aside in a separate account
assets for the meeting of obligations under the plan or
program. (Approved by the Office of Management and
Budget under OMB Control Number 1215-0140.)
2. Withholding. HUD or its designee shall upon Its own
action or upon written request of an authorized
representative of the Department of Labor withhold or
cause to be withheld from the contractor under this
contract or any other Federal contract with the same
prime contractor, or any other Federally -assisted contract
subject to Davis -Bacon prevailing wage requirements.
which is held by the same prime contractor so much of the
accrued payments or advances as may be considered
necessary to pay laborers and mechanics, including
apprentices, trainees and helpers, employed by the
contractor or any subcontractor the full amount of wages
required by the contract In the event of failure to pay any
laborer or mechanic, including any apprentice. trainee or
helper, employed or working on the site of the work, all or
part of the wages required by the contract. HUD or its
designee may, after written notice to the contractor,
sponsor, applicant, or owner, take such action as may be
necessary to cause the suspension of any further
payment, advance, or guarantee of funds until such
violations have ceased. HUD or its designee may, after
written notice to the contractor. disburse such amounts
withheld for and on account of the contractor or
subcontractor to the respective employees to whom they
are due. The Comptroller General shall make such
disbursements in the case of direct Davis -Bacon Act
contracts.
3. (1) Payrolls and basic records. Payrolls and basic
records relating thereto shall be maintained by the
contractor during the course of the work preserved for a
period of three years thereafter for all laborers and
mechanics working at the site of the work. Such records
shall contain the name, address, and social security
number of each such worker, his or her correct
classification. hourly rates of wages paid (including rates
of contributions or costs anticipated for bona fide fringe
benefits or cash equivalents thereof of the types described
in Section 1(b)(2)(B) of the Davis -bacon Act) daily and
communicated in writing to the laborers or mechanics
affected, and records which show the costs anticipated or
the actual cost incurred in providing such benefits.
Contractors employing apprentices or trainees under
approved programs shall maintain written evidence of the
registration of apprenticeship programs and certification of
trainee programs. the registration of the apprentices and
trainees, and the ratios and wage rates prescribed in the
applicable programs. (Approved by the Office of
Management and Budget under OMB Control Numbers
1215-0140 and 1215-0017.)
(11) (a) The contractor shall submit weekly for each week in
which any contract work is performed a copy of all payrolls
to HUD or its designee if the agency is a party to the
contract, but if the agency is not such a party, the
contractor will submit the payrolls to the applicant sponsor.
or owner, as the case may be, for transmission to HUD or
Its designee. The payrolls submitted shall set out
accurately and completely all of the information required to
be maintained under 29 CFR 5.5(a)(3)(1) except that full
social security numbers and home addresses shall not be
included on weekly transmittals. Instead the payrolls shall
only need to include an individually identifying number for
each employee (e.g., the last four digits of the employee's
social security number). The required weekly payroll
information may be submitted in any form desired. Optional
Form WH-347 is available for this purpose from the Wage
and Hour Division Web site at
htto.11www.dof.vov/esoAvhd/formsAvh347instr.htm or its
successor site. The prime contractor is responsible for the
submission of copies of payrolls by all subcontractors.
Contractors and subcontractors shall maintain the full
social security number and current address of each
covered worker, and shall provide them upon request to
HUD or its designee If the agency is a party to the contract.
but if the agency is not such a party, the contractor will
submit the payrolls to the applicant sponsor, or owner, as
the case may be, for transmission to HUD or Its designee.
the contractor, or the Wage and Hour Division of the
Department of Labor for purposes of an investigation or
audit of compliance with prevailing wage requirements. It is
not a violation of this subparagraph for a prime contractor
to require a subcontractor to provide addresses and social
security numbers to the prime contractor for its own
records, without weekly submission
to HUD or Its designee. (Approved by the Office of
Management and Budget under OMB Control Number 1215-
0149.)
weekly number of hours worked, deductions , made and (b) Each payroll submitted shall be accompanied by a
actual wages paid. Whenever the Secretary of Labor has "Statement of Compliance.' signed by the contractor or
found under 29 CFR 5.5 (a)(1 )(iv) that the wages of any subcontractor or his or her agent who pays or supervises
laborer or mechanic include the amount of any costs the payment of the persons employed under the contract
reasonably anticipated in providing benefits under a plan and shall certify the following:
or program described in Section I(b)(2)(B) of the Davis- (1) That the payroll for the payroll period contains the
Bacon Act, the contractor shall maintain records which information required to be provided under 29 CFR 5.5
show that the commitment to provide such benefits is (a)(3)(ii), the appropriate information is being maintained
enforceable. that the plan or program is financially under 29 CFR 5.5(a)(3)(i), and that such information is
responsible, and that the plan or program has been correct and complete;
Previous editions are obsolete form HUD4010 (06/20
Page 2 of 5 ref. Handbook 1344.1
146 of 149
(2) That each laborer or mechanic (including each helper,
apprentice, and trainee) employed on the contract during
the payroll period has been paid the full weekly wages
earned, without rebate, either directly or indirectly, and that
no deductions have been made either directly or indirectly
from the lull wages earned, other than permissible
deductions as set forth in 29 CFR Part 3;
(3) That each laborer or mechanic has been paid not less
than the applicable wage rates and fringe benefits or cash
equivalents for the classification of work performed, as
specified in the applicable wage determination incorporated
Into the contract.
(c) The weekly submission of a properly executed
certification set forth on the reverse side of Optional Form
WH-347 shall satisfy the requirement for submission of the
'Statement of Compliance' required by subparagraph A. 3.
(ii)(b).
(d) The falsification of any of the above certifications may
subject the contractor or subcontractor to civil or criminal
prosecution under Section 1001 of Title 18 and Section 231
of Title 31 of the United States Code.
(ill) The contractor or subcontractor shall make the records
required under subparagraph A.3.(i) available for
Inspection. copying, or transcription by authorized
representatives of HUD or its designee or the Department
of tabor, and shall permit such representatives to interview
employees during working hours on the job. If the
contractor or subcontractor fails to submit the required
records or to make them available, HUD or its designee
may, after written notice to the contractor, sponsor.
applicant or owner, take such action as may be necessary
to cause the suspension of any further payment. advance,
or guarantee of funds. Furthermore, failure to submit the
required records upon request or to make such records
available may be grounds for debarment action pursuant to
29 CFR 5.12.
4. Apprentices and Trainees.
(1) Apprentices. Apprentices will be permitted to work at
less than the predetermined rate for the work they
performed when they are employed pursuant to and
Individually registered in a bona fide apprenticeship
program registered with the U.S. Department of Labor,
Employment and Training Administration, Office of
Apprenticeship Training, Employer and Labor Services, or
with a State Apprenticeship Agency recognized by the
Office, or if a person is employed in his or her first 90
days of probationary employment as an apprentice in such
an apprenticeship program. who is not individually
registered In the program, but who has been certified by
the Office of Apprenticeship Training, Employer and Labor
Services or a State Apprenticeship Agency (where
appropriate) to be eligible for probationary employment as
an apprentice. The allowable ratio of apprentices to
journeymen on the job site In any craft classification shall not be
greater than the ratio permitted to the contractor as to the entire work
force under the registered program. Any worker fisted on a payroll at
tf t h
Is not registered or otherwise employed as stated above,
shall be paid not less than the applicable wage rate on the
wage determination for the classification of work actually
performed. In addition, any apprentice performing work on
the job site in excess of the ratio permitted under the
registered program shall be paid not less than the
applicable wage rate on the wage determination for the
work actually performed. Where a contractor is performing
construction on a project in a locality other than that in
which its program is registered, the ratios and wage rates
(expressed in percentages of the journeyman's hourly rate)
specified in the contractor's or subcontractor's registered
program shall be observed. Every apprentice must be paid
at not less than the rate specified in the registered
program for the apprentice's level of progress, expressed
as a percentage of the journeymen hourly rate specified in
the applicable wage determination. Apprentices shall be
paid fringe benefits In accordance with the provisions of
the apprenticeship program. If the apprenticeship program
does not specify fringe benefits, apprentices must be paid
the full amount of fringe benefits listed on the wage
determination for the applicable
classification. If the Administrator determines that a
different practice prevails for the applicable apprentice
classification, fringes shall be paid in accordance with
that determination. In the event the Office of
Apprenticeship Training, Employer and Labor Services, or
a State Apprenticeship Agency recognized by the Office.
withdraws approval of an apprenticeship program, the
contractor will no longer be permitted to utilize
apprentices at less than the applicable predetermined rate
for the work performed until an acceptable program is
approved.
(11) Trainees. Except as provided in 29 CFR 5.18,
trainees will not be permitted to work at less then the
predetermined rate for the work performed unless they
are employed pursuant %to and individually registered in
a program which has received prior approval, evidenced
by formal certification by the U.S. Department of Labor,
Employment and Training Administration. The ratio of
trainees to journeymen on the job site shall not be greater
than permitted under the plan approved by the
Employment and Training Administration. Every trainee
must be paid at not less than the rate specified in the
approved program for the trainee's level of progress,
expressed as a percentage of the journeyman hourly rate
specified in the applicable wage determination. Trainees
shall be paid fringe benefits in accordance with the
provisions of the trainee program. If the trainee program
does not mention fringe benefits, trainees shall be paid
the full amount of fringe benefits listed on the wage
determination unless the Administrator of the Wage and
Hour Division determines that there is an apprenticeship
program associated with the corresponding journeyman
wage rate on the wage determination which provides for
less than full fringe benefits for apprentices. Any
employee listed on the payroll at a trainee rate who is not
registered and participating in a training plan approved by
an appren ce wage ra e, w o
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the Employment and Training Administration shall be paid
not less than the applicable wage rate on the wage
determination for the work actually performed. In addition.
any trainee performing work on the job site in excess of
the ratio permitted under the registered program shall be
paid not less than the applicable wage rate on the wage
determination for the work actually performed. In the
event the Employment and Training Administration withdraws
approval of a training program, the contractor will no longer be
permitted to utilize trainees at less than the applicable
predetermined rate for the work performed until an acceptable
program Is approved.
Jill) Equal employment opportunity. The utilization of
apprentices. trainees and journeymen under 29 CFR Part 5
shall be in conformity with the equal employment
opportunity requirements of Executive Order 11248, as
amended. and 29 CFR Part 30.
5. Compliance with Copeland Act requirements. The
contractor shall comply with the requirements of 29 CFR
Part 3 which are incorporated by reference in this contract
8. Subcontracts. The contractor or subcontractor will
Insert in any subcontracts the clauses contained in
subparagraphs 1 through 11 in this paragraph A and such
other clauses as HUD or its designee may by appropriate
instructions require, and a copy of the applicable
prevailing wage decision. and also a clause requiring the
subcontractors to include these clauses in any lower tier
subcontracts. The prime contractor shall be responsible
for the compliance by any subcontractor or lower tier
subcontractor with all the contract clauses in this
paragraph.
7. Contract termination; debarment. A breach of the
contract clauses in 29 CFR 5.5 may be grounds for
termination of the contract and for debarment as a
contractor and a subcontractor as provided in 29 CFR
5.12.
8. Compliance with Davis -Bacon and Related Act
Requirements. All rulings and Interpretations of the Davis -
Bacon and Related Acts contained in 29 CFR Parts 1, 3, and 5
are herein incorporated by reference in this contract
9. Disputes concerning labor standards. Disputes
arising out of the labor standards provisions of this
contract shall not be subject to the general disputes
clause of this contract. Such disputes shall be resolved in
accordance with the procedures of the Department of
Labor set forth In 29 CFR Parts 5, 8, and 7. Disputes
within the meaning of this clause include disputes
between the contractor (or any of Its subcontractors) and
HUD or its designee, the U.S. Department of Labor. or the
employees or their representatives.
10. (1) Certification of Eligibility. By entering into this
contract the contractor certifies that neither it (nor he or
she) nor any person or firm who has an interest In the
contractor's firm is a person or firm ineligible to be
awarded Government contracts by virtue of Section 3(a)
of the Davis -Bacon Act or 29 CFR 5.12(a)(1) or to be
awarded HUD contracts or participate In HUD programs
pursuant to 24 CFR Part 24.
(ii) No part of this contract shall be subcontracted to any
person or firm ineligible for award of a Government
contract by virtue of Section 3(a) of the Davis -Bacon Act or
29 CFR 5.12(a)(1) or to be awarded HUD contracts or
participate in HUD programs pursuant to 24 CFR Part 24.
(III) The penalty for making false statements is prescribed
in the U.S. Criminal Code, i8 U.S.C. 1001. Additionally,
U.S. Criminal Code, Section 1 01 0, Title 18, U.S.C.,
'Federal Housing Administration transactions', provides in
part: 'Whoever, for the purpose of ... influencing in any
way the action of such Administration ......................... mattes. utters or
publishes any statement knowing the same to be false .........................
shall be fined not more than $5.000 or imprisoned not more
than two years, or both."
11. Complaints, Proceedings, or Testimony by
Employees. No laborer or mechanic to whom the wage,
salary, or other labor standards provisions of this Contract
are applicable shall be discharged or in any other manner
discriminated against by the Contractor or any
subcontractor because such employee has filed any
complaint or Instituted or caused to be instituted any
proceeding or has testified or is about to testify in any
proceeding under or relating to the labor standards
applicable under this Contract to his employer.
B. Contract Work Hours and Safety Standards Act. The provisions
of this paragraph B are applicable where the amount of the prime
contract exceeds $100,000. As used in this paragraph, the terms
laborers" and "mechanics" include watchmen and guards.
(1) Overtime requirements. No contractor or subcontractor
contracting for any part of the contract work which may require or
involve the employment of laborer; or mechanics shall require or
permit any such laborer or mechanic to any workweek in which the
individual is employed on such work to work in excess of 40 hours in
such workweek unless such laborer or mechanic receives
compensation at a rate not less than one and one-half times the basic
rate of pay for all hours worked in excess of 40 hours in such
workweek.
(2) Violation; liability for unpaid wages; liquidated
damages. In the event of any violation of the clause set
forth in subparagraph (1) of this paragraph, the contractor
and any subcontractor responsible therefor shall be liable
for the unpaid wages. In addition. such contractor and
subcontractor shall be liable to the United States (in the
case of work done under contract for the District of
Columbia or a territory. to such District or to such territory).
for liquidated damages. Such liquidated damages shall be
computed with respect to each individual laborer or
mechanic, Including watchmen and guards, employed In
violation of the clause set forth in subparagraph (1) of this
paragraph, in the sum of $25 for each calendar day on
which such individual was required or permitted to work in
excess of the standard workweek of 40 hours without
payment of the overtime wages required by the clause set
forth In sub paragraph (1) of this paragraph.
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(3) Withholding for unpaid wages and liquidated
damages. HUD or its designee shall upon its own action or
upon written request of an authorized representative of the
Department of Labor withhold or cause to be withheld, from
any moneys payable on account of work performed by the
contractor or subcontractor under any such contract or any
other Federal contract with the same prime contract, or any
other Federally -assisted contract subject to the Contract
Work Hours and Safety Standards Act which is held by the
same prime contractor such sums as may be determined to
be necessary to satisfy any liabilities of such contractor or
subcontractor for Unpaid wages and liquidated damages as
provided in the clause set forth In subparagraph (2) of this
paragraph.
(4) Subcontracts. The contractor or subcontractor
shall insert in any subcontracts the clauses set forth in
subparagraph (1) through (4) of this paragraph and also
a clause requiring the subcontractors to include these
clauses in any lower tier subcontracts. The prime
contractor shall be responsible for compliance by any
subcontractor or lower tier subcontractor with the clauses
set forth in subparagraphs (1) through (4) of this
paragraph.
C. Health and Safety. The provisions of this paragraph C are
applicable where the amount of the prime contract exceeds $100,000.
(1) No laborer or mechanic shall be required to work in
surroundings or under working conditions which are
unsanitary, hazardous, or dangerous to his health and
safety as determined under construction safety and health
standards promulgated by the Secretary of Labor by
regulation.
(2) The Contractor shall comply with all regulations
Issued by the Secretary of Labor pursuant to Title 29 Part
1926 and failure to comply may result in imposition of
sanctions pursuant to the Contract Work Hours and Safety
Standards Act, (Public Law 91-54. 83 Stat 96). 4Q USC
3701 at sea.
(3) The contractor shall include the provisions of this
paragraph In every subcontract so that such provisions will
be binding on each subcontractor. The contractor shall
take such action with respect to any subcontractor as the
Secretary of Housing and Urban Development or the
Secretary of Labor shall direct as a means of enforcing
such provisions.
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